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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
-1%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$483M
AUM Growth
-$35.1M
Cap. Flow
+$68.3M
Cap. Flow %
14.14%
Top 10 Hldgs %
40.82%
Holding
332
New
91
Increased
62
Reduced
64
Closed
86

Top Buys

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$6.48M
2
IVR icon
Invesco Mortgage Capital
IVR
+$4.79M
3
AGNC icon
AGNC Investment
AGNC
+$4.15M
4
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
+$3.8M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.5M

Top Sells

Rank Stock Value
1
DSL
DoubleLine Income Solutions Fund
DSL
+$6.85M
2
SLA
AMERICAN SELECT PTFL INC
SLA
+$5.5M
3
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$4.35M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$3.9M
5
GILD icon
Gilead Sciences
GILD
+$3.79M

Sector Composition

Rank Sector Weight
1 Healthcare 11.24%
2 Technology 4.16%
3 Real Estate 4.11%
4 Industrials 3.7%
5 Financials 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OHAI
101
DELISTED
OHA Investment Corporation
OHAI
$989K 0.2%
+160,000
New +$1.02M
NVG icon
102
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$966K 0.2%
68,466
+32,878
+92% +$471K
CIE
103
DELISTED
Cobalt International Energy, Inc
CIE
$966K 0.2%
4,733
+1,773
+60% +$411K
SHPG
104
DELISTED
Shire pic
SHPG
$958K 0.2%
3,700
+200
+6% +$49.6K
KMP
105
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$933K 0.19%
+10,000
New +$890K
LEN.B icon
106
Lennar Class B
LEN.B
$19.4B
$922K 0.19%
30,904
+8,370
+37% +$252K
HD icon
107
Home Depot
HD
$331B
$917K 0.19%
+10,000
New +$858K
EFR
108
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$908K 0.19%
63,122
-81,504
-56% -$1.19M
ACSF
109
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$908K 0.19%
69,800
-201,560
-74% -$2.8M
SPY icon
110
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$876K 0.18%
402,000
+52,000
+15% +$10.3M
LCI
111
DELISTED
Lannett Company, Inc.
LCI
$863K 0.18%
+4,725
New +$757K
NQI
112
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$863K 0.18%
66,665
+17,400
+35% +$226K
MEN
113
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$861K 0.18%
76,914
-60,245
-44% -$670K
CELG
114
DELISTED
Celgene Corp
CELG
$853K 0.18%
9,000
-25,000
-74% -$2.26M
TMO icon
115
Thermo Fisher Scientific
TMO
$213B
$852K 0.18%
7,000
-3,000
-30% -$365K
BMRN icon
116
BioMarin Pharmaceuticals
BMRN
$11.6B
$819K 0.17%
11,356
-9,794
-46% -$644K
IRWD icon
117
Ironwood Pharmaceuticals
IRWD
$696M
$806K 0.17%
74,267
– –
WBA
118
DELISTED
Walgreens Boots Alliance
WBA
$771K 0.16%
+13,000
New +$853K
ELGX
119
DELISTED
Endologix Inc
ELGX
$765K 0.16%
7,220
– –
EGN
120
DELISTED
Energen
EGN
$722K 0.15%
+10,000
New +$800K
MYI icon
121
BlackRock MuniYield Quality Fund III
MYI
$709M
$713K 0.15%
52,018
+33,600
+182% +$460K
ERC
122
Allspring Multi-Sector Income Fund
ERC
$256M
$712K 0.15%
50,977
-6,376
-11% -$92.9K
WCG
123
DELISTED
Wellcare Health Plans, Inc.
WCG
$712K 0.15%
11,800
+5,000
+74% +$332K
ACAS
124
DELISTED
American Capital Ltd
ACAS
$708K 0.15%
50,000
-17,500
-26% -$267K
PCYC
125
DELISTED
PHARMACYCLICS INC
PCYC
$705K 0.15%
6,000
-22,100
-79% -$2.52M
3 4
5
6 7

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return

Mariner Investment Group's Q3 2014 Portfolio in Review

As of Q3 2014, Mariner Investment Group held 332 positions worth $483M, down 6.8% from $518M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Mariner Investment Group deployed $68.3M of net new capital in Q3 2014, opening 91 new positions and adding to 62 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 365,460 shares worth $6.48M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 8.4% a quarter earlier, followed by Technology and Real Estate.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $6.85M trimmed.

  • Mariner Investment Group's largest Q3 2014 buy was Diversified Real Asset Income Fd: 365,460 shares worth $6.48M.
  • Mariner Investment Group added most to Biogen in Q3 2014, an estimated $3.21M increase.
  • Mariner Investment Group's biggest Q3 2014 reduction was DoubleLine Income Solutions Fund, cutting an estimated $6.85M.
  • Mariner Investment Group fully exited AMERICAN SELECT PTFL INC in Q3 2014, selling an estimated $5.5M.
  • Mariner Investment Group's ten largest holdings make up 41% of its $483M portfolio in Q3 2014.
  • Mariner Investment Group opened 91 new positions and closed 86 in Q3 2014.
  • Mariner Investment Group's portfolio value fell 6.8% quarter-over-quarter to $483M.

Based on Mariner Investment Group's 13F filing for Q3 2014, filed 10 Nov 2014.