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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+3.01%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$194M
AUM Growth
-$102M
Cap. Flow
-$82.5M
Cap. Flow %
-42.5%
Top 10 Hldgs %
50.36%
Holding
152
New
9
Increased
10
Reduced
42
Closed
72

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$23.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.9M
3
EEP
Enbridge Energy Partners
EEP
+$2.71M
4
PAA icon
Plains All American Pipeline
PAA
+$2.7M
5
MPLX icon
MPLX
MPLX
+$2.63M

Top Sells

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.14M
2
SEVN
Seven Hills Realty Trust
SEVN
+$6.74M
3
SHPG
Shire pic
SHPG
+$6.51M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.31M
5
ALXN
Alexion Pharmaceuticals
ALXN
+$6.3M

Sector Composition

Rank Sector Weight
1 Energy 25.44%
2 Real Estate 2.51%
3 Financials 2.31%
4 Communication Services 0.57%
5 Consumer Discretionary 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHY
51
DELISTED
First Trust Strategic High
FHY
$553K 0.29%
44,853
-49,689
-53% -$604K
DCA
52
DELISTED
Virtus Total Return Fund
DCA
$386K 0.2%
81,400
-176,995
-68% -$815K
CRK icon
53
Comstock Resources
CRK
$3.89B
$366K 0.19%
47,893
-8,605
-15% -$47.7K
PCI
54
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$362K 0.19%
17,755
– –
WTI icon
55
W&T Offshore
WTI
$534M
$352K 0.18%
+199,985
New +$378K
EVV
56
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$335K 0.17%
24,410
– –
FAX
57
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$329K 0.17%
10,696
– –
CHY
58
Calamos Convertible and High Income Fund
CHY
$1.01B
$316K 0.16%
28,669
– –
XHB icon
59
State Street SPDR S&P Homebuilders ETF
XHB
$1.6B
$309K 0.16%
9,100
– –
CGO
60
Calamos Global Total Return Fund
CGO
$125M
$305K 0.16%
26,637
-87,806
-77% -$996K
AGC
61
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$304K 0.16%
52,862
-55,844
-51% -$321K
BIT icon
62
BlackRock Multi-Sector Income Trust
BIT
$698M
$297K 0.15%
17,417
– –
OCSL icon
63
Oaktree Specialty Lending
OCSL
$1.02B
$238K 0.12%
13,667
-119,666
-90% -$2.05M
DSL
64
DoubleLine Income Solutions Fund
DSL
$1.22B
$235K 0.12%
12,259
– –
ACSF
65
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$222K 0.11%
20,083
-200
-1% -$2.15K
EWG icon
66
iShares MSCI Germany ETF
EWG
$1.59B
$221K 0.11%
8,400
– –
DB icon
67
PUT
Deutsche Bank
DB
$69B
$208K 0.11%
+201,600
New +$2.47M
UONEK icon
68
Urban One Class D
UONEK
$22.8M
$198K 0.1%
6,536
-412
-6% -$13.3K
VXX
69
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$187K 0.1%
50,000
+21,844
+78% +$3.49M
SCD
70
LMP Capital and Income Fund
SCD
$355M
$141K 0.07%
10,334
-81,054
-89% -$1.11M
SPY icon
71
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$62K 0.03%
45,000
+20,000
+80% +$4.32M
GEO icon
72
PUT
The GEO Group
GEO
$4.13B
$39K 0.02%
+102,000
New +$1.92M
HK.WS
73
DELISTED
Halcon Resources Corporation
HK.WS
$25K 0.01%
+11,671
New +$20K
AMD icon
74
PUT
Advanced Micro Devices
AMD
$776B
$21K 0.01%
647,900
– –
IWM icon
75
PUT
iShares Russell 2000 ETF
IWM
$79.8B
$19K 0.01%
140,000
+115,000
+460% +$14M
1 2
3
4 5

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return

Mariner Investment Group's Q3 2016 Portfolio in Review

As of Q3 2016, Mariner Investment Group held 152 positions worth $194M, down 34% from $296M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Mariner Investment Group withdrew a net $82.5M in Q3 2016, closing 72 positions and reducing 42 holdings. Its most notable exit was Shire pic, an estimated $6.51M position sold in full.

By sector, the portfolio is most concentrated in Energy at 25% of assets, up from 11% a quarter earlier, followed by Real Estate and Financials.

Against the trend, Mariner Investment Group opened a new position in Invesco Senior Loan ETF worth $23.2M.

  • Mariner Investment Group's largest Q3 2016 buy was Invesco Senior Loan ETF: 1,000,000 shares worth $23.2M.
  • Mariner Investment Group added most to Enbridge Energy Partners in Q3 2016, an estimated $2.71M increase.
  • Mariner Investment Group's biggest Q3 2016 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $7.14M.
  • Mariner Investment Group fully exited Shire pic in Q3 2016, selling an estimated $6.51M.
  • Mariner Investment Group's ten largest holdings make up 50% of its $194M portfolio in Q3 2016.
  • Mariner Investment Group opened 9 new positions and closed 72 in Q3 2016.
  • Mariner Investment Group's portfolio value fell 34% quarter-over-quarter to $194M.

Based on Mariner Investment Group's 13F filing for Q3 2016, filed 3 Nov 2016.