MIG

Mariner Investment Group Portfolio holdings

AUM $277M
This Quarter Return
+4%
1 Year Return
+14.53%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$512M
AUM Growth
+$512M
Cap. Flow
+$44.6M
Cap. Flow %
8.71%
Top 10 Hldgs %
38.63%
Holding
291
New
66
Increased
69
Reduced
43
Closed
39

Top Buys

1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
$11.4M
2
RFI
Cohen & Steers Total Return Realty Fund
RFI
$5.68M
3
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$4.97M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
$4.4M
5
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$4.29M

Top Sells

1
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$23.7M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$7.31M
3
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
$6.27M
4
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$5.96M
5
UMC icon
United Microelectronic
UMC
$5.02M

Sector Composition

1 Healthcare 8.5%
2 Technology 3.43%
3 Industrials 2.5%
4 Financials 1.26%
5 Real Estate 1.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JAH
276
DELISTED
JARDEN CORPORATION
JAH
– –
0
– –
NMA
277
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
– –
-13,304
Closed -$173K
PVA
278
DELISTED
PENN VIRGINIA CORP
PVA
– –
0
– –
LO
279
DELISTED
LORILLARD INC COM STK
LO
– –
0
– –
MRF
280
DELISTED
AMERICAN INCOME FUND
MRF
– –
-12,157
Closed -$92K
DVM
281
DELISTED
COHEN & STEERS DIV MAJORS FUND INC
DVM
– –
-84,983
Closed -$1.31M
JNY
282
DELISTED
JONES GROUP INC COM STK (PA)
JNY
– –
0
– –
CMCSK
283
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
– –
-25,000
Closed -$1.22M
JRO
284
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-513,937
Closed -$6.27M
NID
285
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-11,914
Closed -$142K
MBT
286
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
– –
-44,314
Closed -$775K
VVUS
287
DELISTED
Vivus Inc
VVUS
– –
-90,000
Closed -$535K
PQUE
288
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
– –
-70,000
Closed -$399K
VXX
289
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
0
– –
CFD
290
DELISTED
Nuveen Diversified Commodity Fnd
CFD
– –
-35,201
Closed -$559K
CBA
291
DELISTED
ClearBridge American Energy MLP
CBA
– –
-20,600
Closed -$334K
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