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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
-10.81%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$496M
AUM Growth
+$104M
Cap. Flow
+$314M
Cap. Flow %
63.43%
Top 10 Hldgs %
27.41%
Holding
265
New
53
Increased
72
Reduced
45
Closed
69

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$28.3M
2
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$18.5M
3
HUM icon
Humana
HUM
+$13.9M
4
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$11.2M
5
BIIB icon
Biogen
BIIB
+$6.82M

Top Sells

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$4.44M
2
GDX icon
VanEck Gold Miners ETF
GDX
+$3.13M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.87M
4
RCS
PIMCO Strategic Income Fund
RCS
+$2.79M
5
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
+$2.74M

Sector Composition

Rank Sector Weight
1 Healthcare 25.76%
2 Real Estate 2.56%
3 Financials 2.14%
4 Materials 0.46%
5 Communication Services 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RQI icon
226
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
– –
-191,503
Closed -$2.05M
SDS icon
227
CALL
ProShares UltraShort S&P500
SDS
$391M
– –
-200
Closed -$11K
SPXX icon
228
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$341M
– –
-192,152
Closed -$2.63M
SRV
229
NXG Cushing Midstream Energy Fund
SRV
$219M
– –
-3,400
Closed -$250K
TLPH icon
230
Talphera
TLPH
$70.6M
– –
-2,985
Closed -$253K
TLT icon
231
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
– –
-319,600
Closed -$318K
TLT icon
232
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
– –
-327,800
Closed -$737K
TSI
233
TCW Strategic Income Fund
TSI
$213M
– –
-12,800
Closed -$66K
UNH icon
234
CALL
UnitedHealth
UNH
$370B
– –
-54,000
Closed -$93K
UONE icon
235
Urban One Class A
UONE
$22.9M
– –
-1,566
Closed -$52K
VTRS icon
236
Viatris
VTRS
$20.6B
– –
-10,000
Closed -$558K
XBI icon
237
CALL
State Street SPDR S&P Biotech ETF
XBI
$9.92B
– –
-90,000
Closed -$324K
XOP icon
238
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.63B
– –
-5,000
Closed -$1K
ATYR
239
aTyr Pharma
ATYR
$51.9M
– –
-3,619
Closed -$938K
CTLT
240
DELISTED
CATALENT, INC.
CTLT
– –
-11,000
Closed -$323K
HEWG
241
DELISTED
iShares Currency Hedged MSCI Germany ETF
HEWG
– –
-12,000
Closed -$313K
AGFS
242
DELISTED
AgroFresh Solutions Inc
AGFS
– –
-20,300
Closed -$254K
TWTR
243
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-50,000
Closed -$21K
NYMTO
244
DELISTED
New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock
NYMTO
– –
-51,200
Closed -$1.23M
MNI
245
DELISTED
The McClatchy Company Class A Common Stock
MNI
– –
-11,079
Closed -$120K
ONCE
246
CALL
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-30,000
Closed -$165K
ALDR
247
DELISTED
Alder Biopharmaceuticals
ALDR
– –
-4,800
Closed -$254K
HZNP
248
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-10,000
Closed -$52K
HZNP
249
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-10,640
Closed -$370K
AET
250
CALL
DELISTED
Aetna Inc
AET
– –
-38,100
Closed -$263K
7 8 9
10
11

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CPIM
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DF
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NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
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AC
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PRCP
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Mariner Investment Group's Q3 2015 Portfolio in Review

As of Q3 2015, Mariner Investment Group held 265 positions worth $496M, up 27% from $391M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Mariner Investment Group deployed $314M of net new capital in Q3 2015, opening 53 new positions and adding to 72 existing holdings. Its largest new stake was State Street Materials Select Sector SPDR ETF: 830,004 shares worth $16.6M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 27% a quarter earlier, followed by Real Estate and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.87M trimmed.

  • Mariner Investment Group's largest Q3 2015 buy was State Street Materials Select Sector SPDR ETF: 830,004 shares worth $16.6M.
  • Mariner Investment Group added most to State Street Energy Select Sector SPDR ETF in Q3 2015, an estimated $28.3M increase.
  • Mariner Investment Group's biggest Q3 2015 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.87M.
  • Mariner Investment Group fully exited Diversified Real Asset Income Fd in Q3 2015, selling an estimated $4.44M.
  • Mariner Investment Group's ten largest holdings make up 27% of its $496M portfolio in Q3 2015.
  • Mariner Investment Group opened 53 new positions and closed 69 in Q3 2015.
  • Mariner Investment Group's portfolio value rose 27% quarter-over-quarter to $496M.

Based on Mariner Investment Group's 13F filing for Q3 2015, filed 6 Nov 2015.