Maltese Capital Management’s Hanmi Financial HAFC Stock Holding History

Maltese Capital Management’s Portfolio HAFC Stock Details HAFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-10,000	Closed	-$285K	–	204
2017 Q2	$285K	Buy	+10,000	New	+$285K	0.03%	175
2016 Q3	–	Sell	-10,000	Closed	-$235K	–	187
2016 Q2	$235K	Sell	10,000 -50,100	-83%	-$1.15M	0.03%	185
2016 Q1	$1.32M	Buy	60,100 +49,300	+456%	+$1.05M	0.17%	145
2015 Q4	$256K	Sell	10,800 -74,200	-87%	-$1.9M	0.03%	205
2015 Q3	$2.14M	Sell	85,000 -95,000	-53%	-$2.37M	0.24%	125
2015 Q2	$4.47M	Buy	180,000 +30,900	+21%	+$692K	0.5%	75
2015 Q1	$3.15M	Buy	149,100 +28,200	+23%	+$580K	0.37%	100
2014 Q4	$2.64M	Buy	120,900 +5,800	+5%	+$121K	0.31%	115
2014 Q3	$2.32M	Buy	115,100 +36,400	+46%	+$761K	0.28%	124
2014 Q2	$1.66M	Buy	78,700 +23,700	+43%	+$520K	0.22%	130
2014 Q1	$1.28M	Buy	+55,000	New	+$1.25M	0.16%	134

Other funds holding HAFC

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $59.5B AUM 35.96% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

WHG

Westwood Holdings Group Dallas, Texas $13.3B AUM 29.38% 1-Year Est. Return

Maltese Capital Management's HAFC Position: Q3 2017 in Review

Maltese Capital Management sold out of Hanmi Financial (HAFC) in Q3 2017, closing a stake of 10,000 shares — an estimated $285K sold.

Maltese Capital Management first reported a position in HAFC in Q1 2014 and held it in 11 quarters. The position peaked at $4.47M in Q2 2015. 134 funds tracked by Wall St. Rank hold HAFC as of Q3 2017.

Maltese Capital Management reported no remaining Hanmi Financial position as of Q3 2017 after selling out during the quarter.
Maltese Capital Management sold 10,000 Hanmi Financial shares in Q3 2017, an estimated $285K.
Maltese Capital Management first reported a position in Hanmi Financial in Q1 2014 and held it in 11 quarters.
Maltese Capital Management's Hanmi Financial position peaked at $4.47M in Q2 2015.
134 funds tracked by Wall St. Rank held Hanmi Financial as of Q3 2017.

Based on Maltese Capital Management's 13F filing for Q3 2017, filed 14 Nov 2017.