MAI Capital Management’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

MAI Capital Management’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-1,726	Closed	-$42.8K	–	4551
2026 Q1	$42.8K	Buy	+1,726	New	+$43.3K	﹤0.01%	2329
2025 Q4	–	Sell	-665	Closed	-$16.7K	–	4481
2025 Q3	$16.7K	Buy	665 +132	+25%	+$3.3K	﹤0.01%	2495
2025 Q2	$13.3K	Buy	533 +6	+1%	+$148	﹤0.01%	2576
2025 Q1	$13K	Buy	+527	New	+$13K	﹤0.01%	2377

Other funds holding UCON

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $7.43B AUM 24.49% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

MAI Capital Management's UCON Position: Q2 2026 in Review

MAI Capital Management sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q2 2026, closing a stake of 1,726 shares — an estimated $42.8K sold.

MAI Capital Management first reported a position in UCON in Q1 2025 and held it in 4 quarters. The position peaked at $42.8K in Q1 2026. 273 funds tracked by Wall St. Rank hold UCON as of Q2 2026.

MAI Capital Management reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q2 2026 after selling out during the quarter.
MAI Capital Management sold 1,726 First Trust Smith Unconstrained Bond ETF shares in Q2 2026, an estimated $42.8K.
MAI Capital Management first reported a position in First Trust Smith Unconstrained Bond ETF in Q1 2025 and held it in 4 quarters.
MAI Capital Management's First Trust Smith Unconstrained Bond ETF position peaked at $42.8K in Q1 2026.
273 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q2 2026.

Based on MAI Capital Management's 13F filing for Q2 2026, filed 14 Aug 2026.