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MAI Capital Management’s Innovator US Small Cap Power Buffer ETF October KOCT Stock Holding History

MAI Capital Management’s Portfolio KOCT Stock Details KOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$218K Buy
6,415
+630
+11% +$21.7K ﹤0.01% 1420
2025
Q4 		$195K Buy
+5,785
New +$193K ﹤0.01% 1329

Other funds holding KOCT

HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
CFGF
Compass Financial Group (Florida) Deerfield Beach, Florida $222M AUM 13.65% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
BWS
BFI Wealth Solutions Dallas, Texas $104M AUM
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
GSIS
Global Strategic Investment Solutions Scottsdale, Arizona $1.03B AUM 16.75% 1-Year Est. Return

MAI Capital Management's KOCT Position: Q1 2026 in Review

MAI Capital Management increased its Innovator US Small Cap Power Buffer ETF October (KOCT) stake by 11% in Q1 2026, buying an estimated $21.7K and bringing the position to 6,415 shares worth $218K. The position accounts for ﹤0.01% of the portfolio, ranked #1420.

MAI Capital Management first reported a position in KOCT in Q4 2025 and has held it in 2 quarters since. 94 funds tracked by Wall St. Rank hold KOCT as of Q1 2026.

  • MAI Capital Management held 6,415 shares of Innovator US Small Cap Power Buffer ETF October worth $218K as of Q1 2026.
  • MAI Capital Management bought 630 Innovator US Small Cap Power Buffer ETF October shares in Q1 2026, an estimated $21.7K.
  • Innovator US Small Cap Power Buffer ETF October made up ﹤0.01% of MAI Capital Management's portfolio in Q1 2026, its #1420 holding.
  • MAI Capital Management first reported a position in Innovator US Small Cap Power Buffer ETF October in Q4 2025 and has held it in 2 quarters since.
  • 94 funds tracked by Wall St. Rank held Innovator US Small Cap Power Buffer ETF October as of Q1 2026.

Based on MAI Capital Management's 13F filing for Q1 2026, filed 15 May 2026.