MSL
NPTN

Mackay Shields LLC’s NEOPHOTONICS CORP NPTN Stock Holding History

Mackay Shields LLC’s Portfolio NPTN Stock Details NPTN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q4 		– Sell
-27,000
Closed -$164K – 1627
2020
Q3 		$164K Sell
27,000
-152,100
-85% -$1.16M ﹤0.01% 1349
2020
Q2 		$1.59M Buy
179,100
+6,500
+4% +$56K 0.01% 860
2020
Q1 		$1.25M Buy
+172,600
New +$1.28M 0.01% 867

Other funds holding NPTN

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
PCMI
Paradigm Capital Management Inc Albany, New York $2.61B AUM 78.58% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
Russell Investments Group
Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
WA
Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return
MCM
Masters Capital Management Atlanta, Georgia $3.03B AUM 57.21% 1-Year Est. Return

Mackay Shields LLC's NPTN Position: Q4 2020 in Review

Mackay Shields LLC sold out of NEOPHOTONICS CORP (NPTN) in Q4 2020, closing a stake of 27,000 shares — an estimated $164K sold.

Mackay Shields LLC first reported a position in NPTN in Q1 2020 and held it in 3 quarters. The position peaked at $1.59M in Q2 2020. 138 funds tracked by Wall St. Rank hold NPTN as of Q4 2020.

  • Mackay Shields LLC reported no remaining NEOPHOTONICS CORP position as of Q4 2020 after selling out during the quarter.
  • Mackay Shields LLC sold 27,000 NEOPHOTONICS CORP shares in Q4 2020, an estimated $164K.
  • Mackay Shields LLC first reported a position in NEOPHOTONICS CORP in Q1 2020 and held it in 3 quarters.
  • Mackay Shields LLC's NEOPHOTONICS CORP position peaked at $1.59M in Q2 2020.
  • 138 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q4 2020.

Based on Mackay Shields LLC's 13F filing for Q4 2020, filed 16 Feb 2021.