We are live on ! Find out more
LM

Luminus Management Portfolio holdings

AUM $166M
1-Year Est. Return 75.95%
This Fund
S&P 500
This Quarter Est. Return
-2.97%
1 Year Est. Return
+75.95%
3 Year Est. Return
-13.12%
5 Year Est. Return
+27.92%
10 Year Est. Return
+125.71%
AUM
$1.17B
AUM Growth
-$31.3M
Cap. Flow
+$1.6M
Cap. Flow %
0.14%
Top 10 Hldgs %
56.74%
Holding
176
New
62
Increased
25
Reduced
41
Closed
46

Top Buys

Rank Stock Value
1
ETR icon
Entergy
ETR
+$44.6M
2
POM
PEPCO HOLDINGS, INC.
POM
+$37M
3
PCG icon
PG&E
PCG
+$30M
4
POR icon
Portland General Electric
POR
+$27.9M
5
CPN
Calpine Corporation
CPN
+$25.6M

Top Sells

Rank Stock Value
1
NVE
NV ENERGY, INC
NVE
+$35M
2
AEE icon
Ameren
AEE
+$33.8M
3
DUK icon
Duke Energy
DUK
+$33M
4
AEP icon
American Electric Power
AEP
+$27.3M
5
OGE icon
OGE Energy
OGE
+$20M

Sector Composition

Rank Sector Weight
1 Utilities 58.11%
2 Energy 8.12%
3 Materials 5.77%
4 Industrials 5.01%
5 Technology 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POWL icon
151
Powell Industries
POWL
$8.83B
– –
-46,752
Closed -$805K
ROK icon
152
Rockwell Automation
ROK
$51.3B
– –
-6,000
Closed -$499K
TROX icon
153
Tronox
TROX
$1.02B
– –
-50,000
Closed -$1.01M
TTEK icon
154
Tetra Tech
TTEK
$7.93B
– –
-850,000
Closed -$4M
URI icon
155
United Rentals
URI
$71.4B
– –
-25,000
Closed -$1.25M
VALE icon
156
Vale
VALE
$63.1B
– –
-492,485
Closed -$6.48M
VLO icon
157
Valero Energy
VLO
$90.6B
– –
-251,973
Closed -$8.76M
WLK icon
158
Westlake Corp
WLK
$9.64B
– –
-99,728
Closed -$4.81M
WTRG icon
159
Essential Utilities
WTRG
$11.2B
– –
-500,374
Closed -$12.5M
XLI icon
160
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
– –
-150,000
Closed -$6.4M
NATI
161
DELISTED
National Instruments Corp
NATI
– –
-13,250
Closed -$370K
MDR
162
PUT
DELISTED
McDermott International
MDR
– –
-66,667
Closed -$1.64M
PX
163
DELISTED
Praxair Inc
PX
– –
-49,403
Closed -$5.69M
BGC
164
DELISTED
General Cable Corporation
BGC
– –
-240,809
Closed -$7.41M
GXP
165
DELISTED
Great Plains Energy Incorporated
GXP
– –
-208,607
Closed -$4.7M
ITC
166
PUT
DELISTED
ITC HOLDINGS CORP
ITC
– –
-84,000
Closed -$2.56M
AXLL
167
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-7,420
Closed -$316K
ACI
168
DELISTED
ARCH COAL, INC.
ACI
– –
-85,054
Closed -$3.21M
HUB.B
169
DELISTED
HUBBELL INC CL-B
HUB.B
– –
-9,108
Closed -$902K
CYT
170
DELISTED
CYTEC INDS INC
CYT
– –
-60,000
Closed -$2.2M
URS
171
DELISTED
URS CORP
URS
– –
-32,862
Closed -$1.55M
NVE
172
DELISTED
NV ENERGY, INC
NVE
– –
-1,493,733
Closed -$35M
EDG
173
DELISTED
EDGEN GROUP INC CLASS A COM STK
EDG
– –
-34,540
Closed -$220K
GDI
174
DELISTED
GARDNER DENVER,INC
GDI
– –
-23,363
Closed -$1.76M
FWLT
175
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
– –
-58,700
Closed -$1.37M
4 5 6
7
8

Similar funds

SHC
SALT Holding Corp Wilmington, Delaware $165M AUM 37.3% 1-Year Est. Return
TLM
Twin Lions Management Stamford, Connecticut $165M AUM 10.42% 1-Year Est. Return
E3F
Eight 31 Financial Midland, Texas $166M AUM 8.23% 1-Year Est. Return
SFCM
Savoir Faire Capital Management Norwalk, Connecticut $166M AUM 4.74% 1-Year Est. Return
MCM
Moon Capital Management New York $166M AUM 54.85% 1-Year Est. Return
FOFP
Fee-Only Financial Planning Okatie, South Carolina $166M AUM 17.65% 1-Year Est. Return
OO
Obsido Oy Tampere $165M AUM 17.18% 1-Year Est. Return
GC
Gould Capital Tacoma, Washington $165M AUM 19.29% 1-Year Est. Return

Luminus Management's Q3 2013 Portfolio in Review

As of Q3 2013, Luminus Management held 176 positions worth $1.17B, down 2.6% from $1.2B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Luminus Management's Q3 2013 filing shows 62 new, 25 increased, 41 reduced and 46 closed positions. Its largest new stake was Entergy: 1,343,008 shares worth $42.4M. The largest sale was NV ENERGY, INC, an estimated $35M.

By sector, the portfolio is most concentrated in Utilities at 58% of assets, down from 58% a quarter earlier, followed by Energy and Materials.

  • Luminus Management's largest Q3 2013 buy was Entergy: 1,343,008 shares worth $42.4M.
  • Luminus Management added most to PG&E in Q3 2013, an estimated $30M increase.
  • Luminus Management's biggest Q3 2013 reduction was Ameren, cutting an estimated $33.8M.
  • Luminus Management fully exited NV ENERGY, INC in Q3 2013, selling an estimated $35M.
  • Luminus Management's ten largest holdings make up 57% of its $1.17B portfolio in Q3 2013.
  • Luminus Management opened 62 new positions and closed 46 in Q3 2013.
  • Luminus Management's portfolio value fell 2.6% quarter-over-quarter to $1.17B.

Based on Luminus Management's 13F filing for Q3 2013, filed 14 Nov 2013.