LM

Luminus Management Portfolio holdings

AUM $384M
This Quarter Return
-9.6%
1 Year Return
-12.47%
3 Year Return
-17.73%
5 Year Return
+54.77%
10 Year Return
+51.24%
AUM
$3.05B
AUM Growth
+$3.05B
Cap. Flow
+$765M
Cap. Flow %
25.11%
Top 10 Hldgs %
41.56%
Holding
177
New
43
Increased
49
Reduced
27
Closed
44

Top Buys

1
DUK icon
Duke Energy
DUK
$109M
2
CSX icon
CSX Corp
CSX
$82.1M
3
GAS
AGL RESOURCES INC (HOLDING CO)
GAS
$75M
4
FE icon
FirstEnergy
FE
$66.5M
5
ETR icon
Entergy
ETR
$65.9M

Top Sells

1
NRG icon
NRG Energy
NRG
$80.8M
2
D icon
Dominion Energy
D
$52.5M
3
ATO icon
Atmos Energy
ATO
$45.3M
4
UPS icon
United Parcel Service
UPS
$38.2M
5
CP icon
Canadian Pacific Kansas City
CP
$29.3M

Sector Composition

1 Utilities 48.94%
2 Industrials 18.65%
3 Energy 12.88%
4 Materials 10.78%
5 Technology 1.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AZPN
126
DELISTED
ASPEN TECHNOLOGY INC
AZPN
– –
-32,300
Closed -$1.47M
PACD
127
DELISTED
Pacific Drilling S A
PACD
– –
-1,754,463
Closed -$4.91M
EDE
128
DELISTED
Empire District Electric
EDE
– –
-133,441
Closed -$2.91M
ANR
129
DELISTED
ALPHA NATURAL RESOURCES INC.
ANR
– –
-3,454,174
Closed -$1.04M
CNW
130
DELISTED
CON-WAY INC.
CNW
– –
-61,400
Closed -$2.36M
BTU
131
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-469,000
Closed -$1.03M
ORIG
132
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
-1,683,241
Closed -$8.64M
TE
133
DELISTED
TECO ENERGY INC
TE
– –
-250,000
Closed -$4.42M
ATO icon
134
Atmos Energy
ATO
$26.5B
– –
-882,916
Closed -$45.3M
CAT icon
135
Caterpillar
CAT
$194B
– –
0
– –
CC icon
136
Chemours
CC
$2.24B
– –
0
– –
CLF icon
137
Cleveland-Cliffs
CLF
$5.18B
– –
-1,235,190
Closed -$5.35M
CNI icon
138
Canadian National Railway
CNI
$60.3B
– –
-252,268
Closed -$14.6M
EIX icon
139
Edison International
EIX
$21.3B
– –
-373,075
Closed -$20.7M
ETN icon
140
Eaton
ETN
$134B
– –
-55,000
Closed -$3.71M
GPRE icon
141
Green Plains
GPRE
$708M
– –
-14,853
Closed -$409K
HUN icon
142
Huntsman Corp
HUN
$1.88B
– –
0
– –
IDA icon
143
Idacorp
IDA
$6.74B
– –
-124,768
Closed -$7M
KOP icon
144
Koppers
KOP
$554M
– –
-70,185
Closed -$1.74M
LEA icon
145
Lear
LEA
$5.77B
– –
-52,000
Closed -$5.84M
LII icon
146
Lennox International
LII
$19.1B
– –
-38,984
Closed -$4.2M
MOS icon
147
The Mosaic Company
MOS
$10.4B
– –
-22,403
Closed -$1.05M
NRG icon
148
NRG Energy
NRG
$28.4B
– –
-3,531,903
Closed -$80.8M
OGE icon
149
OGE Energy
OGE
$8.92B
– –
-91,603
Closed -$2.62M
PEG icon
150
Public Service Enterprise Group
PEG
$40.6B
– –
-392,402
Closed -$15.4M
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6
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