Luminus Management’s State Street SPDR S&P Metals & Mining ETF XME Stock Holding History

Luminus Management’s Portfolio XME Stock Details XME Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-67,426	Closed	-$2.17M	–	179
2017 Q3	$2.17M	Buy	67,426 +31,500	+88%	+$987K	0.06%	117
2017 Q2	$1.08M	Buy	+35,926	New	+$1.06M	0.02%	133
2016 Q4	–	Sell	-47,500	Closed	-$1.26M	–	173
2016 Q3	$1.26M	Sell	47,500 -294,843	-86%	-$7.9M	0.03%	120
2016 Q2	$8.36M	Buy	342,343 +293,743	+604%	+$6.6M	0.24%	78
2016 Q1	$994K	Hold	48,600	–	–	0.03%	114
2015 Q4	$727K	Buy	+48,600	New	+$812K	0.03%	114

Other funds holding XME

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Vanderbilt University Nashville, Tennessee $526M AUM 31.17% 1-Year Est. Return

Natixis Paris, France $28B AUM 26.79% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Luminus Management's XME Position: Q4 2017 in Review

Luminus Management sold out of State Street SPDR S&P Metals & Mining ETF (XME) in Q4 2017, closing a stake of 67,426 shares — an estimated $2.17M sold.

Luminus Management first reported a position in XME in Q4 2015 and held it in 6 quarters. The position peaked at $8.36M in Q2 2016. 133 funds tracked by Wall St. Rank hold XME as of Q4 2017.

Luminus Management reported no remaining State Street SPDR S&P Metals & Mining ETF position as of Q4 2017 after selling out during the quarter.
Luminus Management sold 67,426 State Street SPDR S&P Metals & Mining ETF shares in Q4 2017, an estimated $2.17M.
Luminus Management first reported a position in State Street SPDR S&P Metals & Mining ETF in Q4 2015 and held it in 6 quarters.
Luminus Management's State Street SPDR S&P Metals & Mining ETF position peaked at $8.36M in Q2 2016.
133 funds tracked by Wall St. Rank held State Street SPDR S&P Metals & Mining ETF as of Q4 2017.

Based on Luminus Management's 13F filing for Q4 2017, filed 14 Feb 2018.