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LWS

Lucia Wealth Services Portfolio holdings

AUM $426M
1-Year Est. Return 19.43%
This Fund
S&P 500
This Quarter Est. Return
+4.91%
1 Year Est. Return
+19.43%
3 Year Est. Return
+45.64%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$291M
AUM Growth
-$1.14M
Cap. Flow
-$13.2M
Cap. Flow %
-4.54%
Top 10 Hldgs %
43.69%
Holding
200
New
15
Increased
18
Reduced
94
Closed
29

Top Buys

Rank Stock Value
1
HUSV icon
First Trust Horizon Managed Volatility Domestic ETF
HUSV
+$9.35M
2
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$4.45M
3
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$4.37M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$3.8M
5
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$3.61M

Top Sells

Rank Stock Value
1
HPI
John Hancock Preferred Income Fund
HPI
+$4.67M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.66M
3
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
+$4.24M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$2.9M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.23M

Sector Composition

Rank Sector Weight
1 Technology 21.99%
2 Consumer Staples 18.36%
3 Healthcare 8.46%
4 Financials 4.6%
5 Communication Services 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHKP icon
176
Check Point Software Technologies
CHKP
$14.1B
– –
-1,937
Closed -$245K
EEMV icon
177
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.42B
– –
-2,203
Closed -$131K
EFG icon
178
iShares MSCI EAFE Growth ETF
EFG
$16.3B
– –
-6,012
Closed -$466K
FTLS icon
179
First Trust Long/Short Equity ETF
FTLS
$2.45B
– –
-6,422
Closed -$252K
GOOS
180
Canada Goose Holdings
GOOS
$950M
– –
-23,068
Closed -$1.11M
HDGE icon
181
AdvisorShares Ranger Equity Bear ETF
HDGE
$62.8M
– –
-1,034
Closed -$71K
HPI
182
John Hancock Preferred Income Fund
HPI
$432M
– –
-206,043
Closed -$4.67M
HYD icon
183
VanEck High Yield Muni ETF
HYD
$4.5B
– –
-46,137
Closed -$2.9M
IJR icon
184
iShares Core S&P Small-Cap ETF
IJR
$109B
– –
-565
Closed -$44K
IWD icon
185
iShares Russell 1000 Value ETF
IWD
$81.5B
– –
-6,863
Closed -$848K
LLY icon
186
Eli Lilly
LLY
$1.02T
– –
-986
Closed -$128K
NVDA icon
187
NVIDIA
NVDA
$4.92T
– –
-365,360
Closed -$1.64M
NXPI icon
188
NXP Semiconductors
NXPI
$67.5B
– –
-15,084
Closed -$1.33M
PGX icon
189
Invesco Preferred ETF
PGX
$3.87B
– –
-13,786
Closed -$200K
PIZ icon
190
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$715M
– –
-7,628
Closed -$197K
RPG icon
191
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
– –
-11,815
Closed -$273K
SAP icon
192
SAP
SAP
$185B
– –
-1,804
Closed -$208K
SCHW
193
Charles Schwab
SCHW
$178B
– –
-24,220
Closed -$1.04M
TCOM icon
194
Trip.com Group
TCOM
$27.8B
– –
-6,584
Closed -$288K
VTEB icon
195
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.5B
– –
-32,146
Closed -$1.68M
VXUS icon
196
Vanguard Total International Stock ETF
VXUS
$152B
– –
-3,142
Closed -$163K
RDS.B
197
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-3,412
Closed -$218K
ALXN
198
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-1,128
Closed -$152K
VER
199
DELISTED
VEREIT, Inc.
VER
– –
-215
Closed -$9K
RTN
200
DELISTED
Raytheon Company
RTN
– –
-2,961
Closed -$539K
4 5 6 7
8

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Lucia Wealth Services's Q2 2019 Portfolio in Review

As of Q2 2019, Lucia Wealth Services held 200 positions worth $291M, down 0.39% from $292M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Lucia Wealth Services withdrew a net $13.2M in Q2 2019, closing 29 positions and reducing 94 holdings. Its most notable exit was John Hancock Preferred Income Fund, an estimated $4.67M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Lucia Wealth Services opened a new position in First Trust Horizon Managed Volatility Domestic ETF worth $9.65M.

  • Lucia Wealth Services's largest Q2 2019 buy was First Trust Horizon Managed Volatility Domestic ETF: 364,051 shares worth $9.65M.
  • Lucia Wealth Services added most to Vanguard Intermediate-Term Treasury ETF in Q2 2019, an estimated $4.45M increase.
  • Lucia Wealth Services's biggest Q2 2019 reduction was Schwab US TIPS ETF, cutting an estimated $4.66M.
  • Lucia Wealth Services fully exited John Hancock Preferred Income Fund in Q2 2019, selling an estimated $4.67M.
  • Lucia Wealth Services's ten largest holdings make up 44% of its $291M portfolio in Q2 2019.
  • Lucia Wealth Services opened 15 new positions and closed 29 in Q2 2019.
  • Lucia Wealth Services's portfolio value fell 0.39% quarter-over-quarter to $291M.

Based on Lucia Wealth Services's 13F filing for Q2 2019, filed 23 Jul 2019.