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LWS

Lucia Wealth Services Portfolio holdings

AUM $426M
1-Year Est. Return 19.43%
This Fund
S&P 500
This Quarter Est. Return
-10.51%
1 Year Est. Return
+19.43%
3 Year Est. Return
+45.64%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$213M
AUM Growth
-$108M
Cap. Flow
-$76.3M
Cap. Flow %
-35.88%
Top 10 Hldgs %
39.86%
Holding
229
New
13
Increased
12
Reduced
131
Closed
59

Top Buys

Rank Stock Value
1
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$2.51M
2
NVDA icon
NVIDIA
NVDA
+$1.41M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.33M
4
MS icon
Morgan Stanley
MS
+$977K
5
IWM icon
iShares Russell 2000 ETF
IWM
+$952K

Top Sells

Rank Stock Value
1
LRGF icon
iShares US Equity Factor ETF
LRGF
+$3.15M
2
SLB icon
SLB Ltd
SLB
+$3.1M
3
JNJ icon
Johnson & Johnson
JNJ
+$2.48M
4
SMLF icon
iShares US Small Cap Equity Factor ETF
SMLF
+$2.41M
5
AAPL icon
Apple
AAPL
+$2.2M

Sector Composition

Rank Sector Weight
1 Technology 19.57%
2 Consumer Staples 19.11%
3 Healthcare 8.62%
4 Financials 5.6%
5 Consumer Discretionary 4.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIZD icon
176
VanEck BDC Income ETF
BIZD
$1.61B
– –
-11,263
Closed -$192K
BMO icon
177
Bank of Montreal
BMO
$124B
– –
-685
Closed -$57K
BRSP
178
BrightSpire Capital
BRSP
$684M
– –
-12,438
Closed -$274K
C icon
179
Citigroup
C
$220B
– –
-3,814
Closed -$274K
CAG icon
180
Conagra Brands
CAG
$7.25B
– –
-5,354
Closed -$182K
CAT icon
181
Caterpillar
CAT
$393B
– –
-494
Closed -$75K
DAL icon
182
Delta Air Lines
DAL
$56.9B
– –
-3,348
Closed -$194K
DEO icon
183
Diageo
DEO
$47.4B
– –
-1,384
Closed -$196K
DFE icon
184
WisdomTree Europe SmallCap Dividend Fund
DFE
$163M
– –
-6,908
Closed -$437K
DLR icon
185
Digital Realty Trust
DLR
$71.1B
– –
-544
Closed -$61K
DUK icon
186
Duke Energy
DUK
$101B
– –
-948
Closed -$76K
EEMV icon
187
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
– –
-18,195
Closed -$1.08M
EMR icon
188
Emerson Electric
EMR
$82.7B
– –
-2,788
Closed -$214K
ETN icon
189
Eaton
ETN
$152B
– –
-708
Closed -$61K
EW icon
190
Edwards Lifesciences
EW
$48.1B
– –
-2,463
Closed -$143K
FFC
191
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$773M
– –
-78,060
Closed -$1.42M
GLD icon
192
SPDR Gold Trust
GLD
$132B
– –
-455
Closed -$51K
GS icon
193
Goldman Sachs
GS
$305B
– –
-7,737
Closed -$1.74M
GSBD icon
194
Goldman Sachs BDC
GSBD
$983M
– –
-2,000
Closed -$44K
HR icon
195
Healthcare Realty
HR
$7.46B
– –
-500
Closed -$13K
IGHG icon
196
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
– –
-3,909
Closed -$296K
IQV icon
197
IQVIA
IQV
$35.3B
– –
-1,792
Closed -$232K
IVW icon
198
iShares S&P 500 Growth ETF
IVW
$71.8B
– –
-400
Closed -$18K
IWR icon
199
iShares Russell Mid-Cap ETF
IWR
$55.9B
– –
-4,200
Closed -$232K
MDYG icon
200
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.83B
– –
-20,772
Closed -$1.16M
6 7
8
9 10

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VCP
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AIM
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CCM
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MGAI
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CPF
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IA
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Lucia Wealth Services's Q4 2018 Portfolio in Review

As of Q4 2018, Lucia Wealth Services held 229 positions worth $213M, down 34% from $321M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Lucia Wealth Services withdrew a net $76.3M in Q4 2018, closing 59 positions and reducing 131 holdings. Its most notable exit was SLB Ltd, an estimated $3.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Lucia Wealth Services opened a new position in Invesco Variable Rate Investment Grade ETF worth $2.48M.

  • Lucia Wealth Services's largest Q4 2018 buy was Invesco Variable Rate Investment Grade ETF: 100,810 shares worth $2.48M.
  • Lucia Wealth Services added most to iShares Russell 2000 ETF in Q4 2018, an estimated $952K increase.
  • Lucia Wealth Services's biggest Q4 2018 reduction was iShares US Equity Factor ETF, cutting an estimated $3.15M.
  • Lucia Wealth Services fully exited SLB Ltd in Q4 2018, selling an estimated $3.1M.
  • Lucia Wealth Services's ten largest holdings make up 40% of its $213M portfolio in Q4 2018.
  • Lucia Wealth Services opened 13 new positions and closed 59 in Q4 2018.
  • Lucia Wealth Services's portfolio value fell 34% quarter-over-quarter to $213M.

Based on Lucia Wealth Services's 13F filing for Q4 2018, filed 13 Feb 2019.