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LWS

Lucia Wealth Services Portfolio holdings

AUM $426M
1-Year Est. Return 19.43%
This Fund
S&P 500
This Quarter Est. Return
+4.91%
1 Year Est. Return
+19.43%
3 Year Est. Return
+45.64%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$291M
AUM Growth
-$1.14M
Cap. Flow
-$13.2M
Cap. Flow %
-4.54%
Top 10 Hldgs %
43.69%
Holding
200
New
15
Increased
18
Reduced
94
Closed
29

Top Buys

Rank Stock Value
1
HUSV icon
First Trust Horizon Managed Volatility Domestic ETF
HUSV
+$9.35M
2
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$4.45M
3
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$4.37M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$3.8M
5
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$3.61M

Top Sells

Rank Stock Value
1
HPI
John Hancock Preferred Income Fund
HPI
+$4.67M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.66M
3
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
+$4.24M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$2.9M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.23M

Sector Composition

Rank Sector Weight
1 Technology 21.99%
2 Consumer Staples 18.36%
3 Healthcare 8.46%
4 Financials 4.6%
5 Communication Services 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
151
PepsiCo
PEP
$186B
$36K 0.01%
276
– –
NOBL icon
152
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$33K 0.01%
+954
New +$32.5K
WELL icon
153
Welltower
WELL
$178B
$26K 0.01%
316
-146
-32% -$11.5K
VYM icon
154
Vanguard High Dividend Yield ETF
VYM
$81.1B
$24K 0.01%
270
– –
WM icon
155
Waste Management
WM
$95.9B
$23K 0.01%
200
– –
SRE icon
156
Sempra
SRE
$60.8B
$21K 0.01%
312
– –
INTC icon
157
Intel
INTC
$466B
$18K 0.01%
378
– –
IVW icon
158
iShares S&P 500 Growth ETF
IVW
$72.5B
$18K 0.01%
400
– –
XLU icon
159
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$18K 0.01%
600
– –
DFP
160
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$423M
$16K 0.01%
644
-173,964
-100% -$4.24M
GSK icon
161
GSK
GSK
$103B
$15K 0.01%
309
-181
-37% -$9.08K
ABT icon
162
Abbott
ABT
$180B
$14K ﹤0.01%
161
– –
HR icon
163
Healthcare Realty
HR
$7.42B
$14K ﹤0.01%
500
– –
ECL icon
164
Ecolab
ECL
$75.6B
$13K ﹤0.01%
+65
New +$12.1K
BAC icon
165
Bank of America
BAC
$435B
$10K ﹤0.01%
356
– –
GE icon
166
GE Aerospace
GE
$367B
$7K ﹤0.01%
140
– –
EFA icon
167
iShares MSCI EAFE ETF
EFA
$76.4B
$6K ﹤0.01%
94
– –
ROK icon
168
Rockwell Automation
ROK
$51.4B
$6K ﹤0.01%
36
– –
SLV icon
169
iShares Silver Trust
SLV
$28.1B
$5K ﹤0.01%
+360
New +$5.03K
GLD icon
170
SPDR Gold Trust
GLD
$131B
$3K ﹤0.01%
25
– –
UAVS icon
171
AgEagle Aerial Systems
UAVS
$41.4M
$1K ﹤0.01%
4
– –
AGG icon
172
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-195
Closed -$21K
AGZ icon
173
iShares Agency Bond ETF
AGZ
$553M
– –
-1,087
Closed -$123K
AON icon
174
Aon
AON
$77.3B
– –
-1,482
Closed -$253K
CB icon
175
Chubb
CB
$140B
– –
-2,116
Closed -$296K
4 5 6
7
8

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AIM
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CCM
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MGAI
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Lucia Wealth Services's Q2 2019 Portfolio in Review

As of Q2 2019, Lucia Wealth Services held 200 positions worth $291M, down 0.39% from $292M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Lucia Wealth Services withdrew a net $13.2M in Q2 2019, closing 29 positions and reducing 94 holdings. Its most notable exit was John Hancock Preferred Income Fund, an estimated $4.67M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Lucia Wealth Services opened a new position in First Trust Horizon Managed Volatility Domestic ETF worth $9.65M.

  • Lucia Wealth Services's largest Q2 2019 buy was First Trust Horizon Managed Volatility Domestic ETF: 364,051 shares worth $9.65M.
  • Lucia Wealth Services added most to Vanguard Intermediate-Term Treasury ETF in Q2 2019, an estimated $4.45M increase.
  • Lucia Wealth Services's biggest Q2 2019 reduction was Schwab US TIPS ETF, cutting an estimated $4.66M.
  • Lucia Wealth Services fully exited John Hancock Preferred Income Fund in Q2 2019, selling an estimated $4.67M.
  • Lucia Wealth Services's ten largest holdings make up 44% of its $291M portfolio in Q2 2019.
  • Lucia Wealth Services opened 15 new positions and closed 29 in Q2 2019.
  • Lucia Wealth Services's portfolio value fell 0.39% quarter-over-quarter to $291M.

Based on Lucia Wealth Services's 13F filing for Q2 2019, filed 23 Jul 2019.