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LWS

Lucia Wealth Services Portfolio holdings

AUM $426M
1-Year Est. Return 19.43%
This Fund
S&P 500
This Quarter Est. Return
+4.91%
1 Year Est. Return
+19.43%
3 Year Est. Return
+45.64%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$291M
AUM Growth
-$1.14M
Cap. Flow
-$13.2M
Cap. Flow %
-4.54%
Top 10 Hldgs %
43.69%
Holding
200
New
15
Increased
18
Reduced
94
Closed
29

Top Buys

Rank Stock Value
1
HUSV icon
First Trust Horizon Managed Volatility Domestic ETF
HUSV
+$9.35M
2
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$4.45M
3
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$4.37M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$3.8M
5
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$3.61M

Top Sells

Rank Stock Value
1
HPI
John Hancock Preferred Income Fund
HPI
+$4.67M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.66M
3
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
+$4.24M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$2.9M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.23M

Sector Composition

Rank Sector Weight
1 Technology 21.99%
2 Consumer Staples 18.36%
3 Healthcare 8.46%
4 Financials 4.6%
5 Communication Services 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
126
iShares Russell 2000 ETF
IWM
$80.9B
$107K 0.04%
689
-2,773
-80% -$427K
QDF icon
127
FlexShares Quality Dividend Index Fund
QDF
$2.21B
$94K 0.03%
2,100
– –
APTS
128
DELISTED
Preferred Apartment Communities, Inc.
APTS
$92K 0.03%
6,160
– –
PFF icon
129
iShares Preferred and Income Securities ETF
PFF
$13.2B
$82K 0.03%
2,215
-624
-22% -$22.9K
VUG icon
130
Vanguard Growth ETF
VUG
$216B
$82K 0.03%
3,000
– –
UNH icon
131
UnitedHealth
UNH
$382B
$76K 0.03%
311
– –
AMLP icon
132
Alerian MLP ETF
AMLP
$13B
$72K 0.02%
1,455
-1,550
-52% -$76.7K
XBI icon
133
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$70K 0.02%
800
– –
LMT icon
134
Lockheed Martin
LMT
$134B
$69K 0.02%
191
+84
+79% +$28.1K
XLE icon
135
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$69K 0.02%
2,160
– –
F icon
136
Ford
F
$57.3B
$66K 0.02%
6,500
– –
IBM icon
137
IBM
IBM
$202B
$66K 0.02%
498
– –
WMT icon
138
Walmart Inc
WMT
$871B
$66K 0.02%
1,788
– –
RJA
139
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$66K 0.02%
11,891
-755
-6% -$4.12K
T icon
140
AT&T
T
$165B
$64K 0.02%
2,537
-209
-8% -$5.01K
CSCO icon
141
Cisco
CSCO
$450B
$63K 0.02%
1,144
+480
+72% +$26.5K
META icon
142
Meta Platforms (Facebook)
META
$1.51T
$61K 0.02%
318
– –
IWO icon
143
iShares Russell 2000 Growth ETF
IWO
$14.5B
$57K 0.02%
283
-81
-22% -$16K
WFC icon
144
Wells Fargo
WFC
$261B
$52K 0.02%
1,104
– –
EEM icon
145
iShares MSCI Emerging Markets ETF
EEM
$28B
$51K 0.02%
1,200
-200
-14% -$8.49K
SO icon
146
Southern Company
SO
$110B
$50K 0.02%
910
– –
VZ icon
147
Verizon
VZ
$194B
$48K 0.02%
844
-615
-42% -$35.4K
AEP icon
148
American Electric Power
AEP
$73.7B
$39K 0.01%
448
-105
-19% -$9.05K
GSBD icon
149
Goldman Sachs BDC
GSBD
$975M
$39K 0.01%
2,000
– –
MO icon
150
Altria Group
MO
$122B
$37K 0.01%
775
-464
-37% -$24.3K
4 5
6
7 8

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CCM
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MGAI
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Lucia Wealth Services's Q2 2019 Portfolio in Review

As of Q2 2019, Lucia Wealth Services held 200 positions worth $291M, down 0.39% from $292M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Lucia Wealth Services withdrew a net $13.2M in Q2 2019, closing 29 positions and reducing 94 holdings. Its most notable exit was John Hancock Preferred Income Fund, an estimated $4.67M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Lucia Wealth Services opened a new position in First Trust Horizon Managed Volatility Domestic ETF worth $9.65M.

  • Lucia Wealth Services's largest Q2 2019 buy was First Trust Horizon Managed Volatility Domestic ETF: 364,051 shares worth $9.65M.
  • Lucia Wealth Services added most to Vanguard Intermediate-Term Treasury ETF in Q2 2019, an estimated $4.45M increase.
  • Lucia Wealth Services's biggest Q2 2019 reduction was Schwab US TIPS ETF, cutting an estimated $4.66M.
  • Lucia Wealth Services fully exited John Hancock Preferred Income Fund in Q2 2019, selling an estimated $4.67M.
  • Lucia Wealth Services's ten largest holdings make up 44% of its $291M portfolio in Q2 2019.
  • Lucia Wealth Services opened 15 new positions and closed 29 in Q2 2019.
  • Lucia Wealth Services's portfolio value fell 0.39% quarter-over-quarter to $291M.

Based on Lucia Wealth Services's 13F filing for Q2 2019, filed 23 Jul 2019.