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LWS

Lucia Wealth Services Portfolio holdings

AUM $426M
1-Year Est. Return 19.43%
This Fund
S&P 500
This Quarter Est. Return
+4.91%
1 Year Est. Return
+19.43%
3 Year Est. Return
+45.64%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$291M
AUM Growth
-$1.14M
Cap. Flow
-$13.2M
Cap. Flow %
-4.54%
Top 10 Hldgs %
43.69%
Holding
200
New
15
Increased
18
Reduced
94
Closed
29

Top Buys

Rank Stock Value
1
HUSV icon
First Trust Horizon Managed Volatility Domestic ETF
HUSV
+$9.35M
2
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$4.45M
3
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$4.37M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$3.8M
5
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$3.61M

Top Sells

Rank Stock Value
1
HPI
John Hancock Preferred Income Fund
HPI
+$4.67M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.66M
3
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
+$4.24M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$2.9M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.23M

Sector Composition

Rank Sector Weight
1 Technology 21.99%
2 Consumer Staples 18.36%
3 Healthcare 8.46%
4 Financials 4.6%
5 Communication Services 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
101
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$271K 0.09%
2,921
+688
+31% +$61.9K
TOTL icon
102
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$254K 0.09%
5,181
+413
+9% +$20K
ULTA icon
103
Ulta Beauty
ULTA
$20.4B
$241K 0.08%
695
-355
-34% -$123K
IVV icon
104
iShares Core S&P 500 ETF
IVV
$876B
$238K 0.08%
808
– –
XLNX
105
DELISTED
Xilinx Inc
XLNX
$236K 0.08%
2,000
– –
QCOM icon
106
Qualcomm
QCOM
$176B
$226K 0.08%
2,974
-176
-6% -$12.9K
RSP icon
107
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$221K 0.08%
+2,048
New +$217K
BRK.B icon
108
Berkshire Hathaway Class B
BRK.B
$1.07T
$208K 0.07%
974
-30
-3% -$6.21K
JNK icon
109
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$200K 0.07%
1,832
-586
-24% -$63.2K
CVX icon
110
Chevron
CVX
$388B
$191K 0.07%
1,532
-196
-11% -$23.7K
WPC icon
111
W.P. Carey
WPC
$17.1B
$168K 0.06%
2,114
-3,622
-63% -$287K
VWO icon
112
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$159K 0.05%
3,736
-9,288
-71% -$391K
CRM icon
113
Salesforce
CRM
$134B
$157K 0.05%
1,038
-11,469
-92% -$1.8M
MMM icon
114
3M
MMM
$89B
$153K 0.05%
1,057
– –
MCD icon
115
McDonald's
MCD
$188B
$139K 0.05%
667
– –
SBUX icon
116
Starbucks
SBUX
$118B
$139K 0.05%
1,655
– –
BRSP
117
BrightSpire Capital
BRSP
$681M
$138K 0.05%
8,927
-2,400
-21% -$37.5K
COP icon
118
ConocoPhillips
COP
$147B
$135K 0.05%
2,219
– –
EW icon
119
Edwards Lifesciences
EW
$47.6B
$130K 0.04%
2,106
– –
XOM icon
120
ExxonMobil
XOM
$651B
$126K 0.04%
1,645
+683
+71% +$52.9K
RTL
121
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$122K 0.04%
11,191
-3,792
-25% -$39.6K
JPM icon
122
JPMorgan Chase
JPM
$939B
$113K 0.04%
1,007
– –
GOOGL icon
123
Alphabet (Google) Class A
GOOGL
$3.91T
$112K 0.04%
2,060
– –
ZNGA
124
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$112K 0.04%
+18,193
New +$107K
XLF icon
125
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$110K 0.04%
4,000
– –
3 4
5
6 7

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Lucia Wealth Services's Q2 2019 Portfolio in Review

As of Q2 2019, Lucia Wealth Services held 200 positions worth $291M, down 0.39% from $292M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Lucia Wealth Services withdrew a net $13.2M in Q2 2019, closing 29 positions and reducing 94 holdings. Its most notable exit was John Hancock Preferred Income Fund, an estimated $4.67M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Lucia Wealth Services opened a new position in First Trust Horizon Managed Volatility Domestic ETF worth $9.65M.

  • Lucia Wealth Services's largest Q2 2019 buy was First Trust Horizon Managed Volatility Domestic ETF: 364,051 shares worth $9.65M.
  • Lucia Wealth Services added most to Vanguard Intermediate-Term Treasury ETF in Q2 2019, an estimated $4.45M increase.
  • Lucia Wealth Services's biggest Q2 2019 reduction was Schwab US TIPS ETF, cutting an estimated $4.66M.
  • Lucia Wealth Services fully exited John Hancock Preferred Income Fund in Q2 2019, selling an estimated $4.67M.
  • Lucia Wealth Services's ten largest holdings make up 44% of its $291M portfolio in Q2 2019.
  • Lucia Wealth Services opened 15 new positions and closed 29 in Q2 2019.
  • Lucia Wealth Services's portfolio value fell 0.39% quarter-over-quarter to $291M.

Based on Lucia Wealth Services's 13F filing for Q2 2019, filed 23 Jul 2019.