We are live on ! Find out more
LWS

Lucia Wealth Services Portfolio holdings

AUM $426M
1-Year Est. Return 19.43%
This Fund
S&P 500
This Quarter Est. Return
-10.51%
1 Year Est. Return
+19.43%
3 Year Est. Return
+45.64%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$213M
AUM Growth
-$108M
Cap. Flow
-$76.3M
Cap. Flow %
-35.88%
Top 10 Hldgs %
39.86%
Holding
229
New
13
Increased
12
Reduced
131
Closed
59

Top Buys

Rank Stock Value
1
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$2.51M
2
NVDA icon
NVIDIA
NVDA
+$1.41M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.33M
4
MS icon
Morgan Stanley
MS
+$977K
5
IWM icon
iShares Russell 2000 ETF
IWM
+$952K

Top Sells

Rank Stock Value
1
LRGF icon
iShares US Equity Factor ETF
LRGF
+$3.15M
2
SLB icon
SLB Ltd
SLB
+$3.1M
3
JNJ icon
Johnson & Johnson
JNJ
+$2.48M
4
SMLF icon
iShares US Small Cap Equity Factor ETF
SMLF
+$2.41M
5
AAPL icon
Apple
AAPL
+$2.2M

Sector Composition

Rank Sector Weight
1 Technology 19.57%
2 Consumer Staples 19.11%
3 Healthcare 8.62%
4 Financials 5.6%
5 Consumer Discretionary 4.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNC icon
101
PNC Financial Services
PNC
$99.8B
$286K 0.13%
2,443
-3,245
-57% -$414K
SWK icon
102
Stanley Black & Decker
SWK
$13.6B
$278K 0.13%
2,318
-5,861
-72% -$732K
TCOM icon
103
Trip.com Group
TCOM
$27.8B
$268K 0.13%
9,886
+2,459
+33% +$74.9K
JNK icon
104
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.28B
$242K 0.11%
2,400
-336
-12% -$35.1K
DON icon
105
WisdomTree US MidCap Dividend Fund
DON
$4B
$240K 0.11%
7,600
+1,000
+15% +$34.3K
RPG icon
106
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$230K 0.11%
11,555
-9,890
-46% -$212K
AON icon
107
Aon
AON
$77.5B
$229K 0.11%
1,576
-762
-33% -$118K
TOTL icon
108
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.14B
$223K 0.1%
4,717
-5,309
-53% -$249K
AXS icon
109
AXIS Capital
AXS
$8.48B
$212K 0.1%
4,115
-2,029
-33% -$111K
CHKP icon
110
Check Point Software Technologies
CHKP
$14.1B
$212K 0.1%
2,062
-1,100
-35% -$121K
AMZN icon
111
Amazon
AMZN
$2.69T
$210K 0.1%
2,800
– –
FVD icon
112
First Trust Value Line Dividend Fund
FVD
$8.2B
$199K 0.09%
6,853
-16,331
-70% -$502K
RDS.B
113
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$193K 0.09%
3,221
-2,203
-41% -$141K
PGX icon
114
Invesco Preferred ETF
PGX
$3.87B
$187K 0.09%
13,851
-1,617
-10% -$22.3K
NVO
115
Novo Nordisk
NVO
$219B
$186K 0.09%
8,074
-3,940
-33% -$87.6K
XLK icon
116
State Street Technology Select Sector SPDR ETF
XLK
$114B
$172K 0.08%
5,546
-1,000
-15% -$33.8K
XLNX
117
DELISTED
Xilinx Inc
XLNX
$170K 0.08%
2,000
– –
CVX icon
118
Chevron
CVX
$378B
$168K 0.08%
1,545
-396
-20% -$45.9K
QCOM icon
119
Qualcomm
QCOM
$180B
$166K 0.08%
2,913
-13,148
-82% -$798K
PIZ icon
120
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$715M
$165K 0.08%
+7,189
New +$175K
ULTA icon
121
Ulta Beauty
ULTA
$21B
$150K 0.07%
611
-533
-47% -$147K
VIG icon
122
Vanguard Dividend Appreciation ETF
VIG
$110B
$145K 0.07%
1,476
-595
-29% -$62K
XLV icon
123
State Street Health Care Select Sector SPDR ETF
XLV
$41.2B
$136K 0.06%
1,568
-665
-30% -$60.2K
IVV icon
124
iShares Core S&P 500 ETF
IVV
$879B
$132K 0.06%
525
-50
-9% -$13.6K
AMLP icon
125
Alerian MLP ETF
AMLP
$12.8B
$131K 0.06%
3,007
-1,728
-36% -$84.8K
3 4
5
6 7

Similar funds

FA
FCG Advisors Chatham, New Jersey $425M AUM 12.09% 1-Year Est. Return
VCP
Vestar Capital Partners New York $435M AUM 20.18% 1-Year Est. Return
AIM
AIA Investment Management Singapore $437M AUM 45.1% 1-Year Est. Return
CCM
Cadence Capital Management Boston, Massachusetts $415M AUM 11.01% 1-Year Est. Return
MGAI
MP Global Advisers III New York $406M AUM 20.67% 1-Year Est. Return
CPF
Context Partners Fund La Jolla, California $460M AUM
IA
Independence Advisors Wayne, Pennsylvania $466M AUM 11.32% 1-Year Est. Return
F
Filament Seattle, Washington $369M AUM 35.25% 1-Year Est. Return

Lucia Wealth Services's Q4 2018 Portfolio in Review

As of Q4 2018, Lucia Wealth Services held 229 positions worth $213M, down 34% from $321M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Lucia Wealth Services withdrew a net $76.3M in Q4 2018, closing 59 positions and reducing 131 holdings. Its most notable exit was SLB Ltd, an estimated $3.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Lucia Wealth Services opened a new position in Invesco Variable Rate Investment Grade ETF worth $2.48M.

  • Lucia Wealth Services's largest Q4 2018 buy was Invesco Variable Rate Investment Grade ETF: 100,810 shares worth $2.48M.
  • Lucia Wealth Services added most to iShares Russell 2000 ETF in Q4 2018, an estimated $952K increase.
  • Lucia Wealth Services's biggest Q4 2018 reduction was iShares US Equity Factor ETF, cutting an estimated $3.15M.
  • Lucia Wealth Services fully exited SLB Ltd in Q4 2018, selling an estimated $3.1M.
  • Lucia Wealth Services's ten largest holdings make up 40% of its $213M portfolio in Q4 2018.
  • Lucia Wealth Services opened 13 new positions and closed 59 in Q4 2018.
  • Lucia Wealth Services's portfolio value fell 34% quarter-over-quarter to $213M.

Based on Lucia Wealth Services's 13F filing for Q4 2018, filed 13 Feb 2019.