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LPL Financial

LPL Financial Portfolio holdings

AUM $445B
1-Year Est. Return 25.58%
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Fund
S&P 500
This Quarter Est. Return
+15.33%
1 Year Est. Return
+25.58%
3 Year Est. Return
+70.01%
5 Year Est. Return
+71.01%
10 Year Est. Return
+222.92%
AUM
$445B
AUM Growth
+$68.5B
Cap. Flow
+$24B
Cap. Flow %
5.39%
Top 10 Hldgs %
14.33%
Holding
6,394
New
411
Increased
3,508
Reduced
2,130
Closed
194
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
XLV icon
101
State Street Health Care Select Sector SPDR ETF
XLV
$44.6B
$930M 0.21%
5,862,907
-470,185
-7% -$69.9M
SPEM icon
102
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$18B
$926M 0.21%
17,883,639
+1,186,999
+7% +$60.7M
SPMD icon
103
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.7B
$909M 0.2%
13,456,379
+603,835
+5% +$38.8M
DIA icon
104
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.9B
$871M 0.2%
1,667,199
+43,364
+3% +$21.7M
CGCB icon
105
Capital Group Core Bond ETF
CGCB
$6.54B
$860M 0.19%
32,832,622
+4,413,497
+16% +$116M
RWL icon
106
Invesco S&P 500 Revenue ETF
RWL
$10.1B
$848M 0.19%
6,638,080
+39,974
+0.6% +$4.96M
IAU icon
107
iShares Gold Trust
IAU
$65.8B
$827M 0.19%
10,952,646
+772,726
+8% +$65.6M
DFAC icon
108
Dimensional US Core Equity 2 ETF
DFAC
$49.5B
$822M 0.18%
18,533,056
+1,026,138
+6% +$43.9M
AIRR icon
109
First Trust RBA American Industrial Renaissance ETF
AIRR
$9.46B
$810M 0.18%
6,080,121
+916,666
+18% +$116M
XLE icon
110
State Street Energy Select Sector SPDR ETF
XLE
$42.2B
$809M 0.18%
15,224,241
-223,187
-1% -$12.8M
HD icon
111
Home Depot
HD
$320B
$788M 0.18%
2,233,368
+7,288
+0.3% +$2.37M
CSCO icon
112
Cisco
CSCO
$431B
$785M 0.18%
6,679,680
+5,956
+0.1% +$623K
SLYV icon
113
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$782M 0.18%
7,166,475
+1,995,326
+39% +$206M
JGRO icon
114
JPMorgan Active Growth ETF
JGRO
$9.97B
$777M 0.17%
7,879,633
+577,640
+8% +$54.6M
FDL icon
115
First Trust Morningstar Dividend Leaders Index Fund
FDL
$8.1B
$775M 0.17%
15,926,005
+1,672,115
+12% +$83.4M
FVD icon
116
First Trust Value Line Dividend Fund
FVD
$8.16B
$770M 0.17%
15,986,208
-830,766
-5% -$39.6M
USMV icon
117
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
$767M 0.17%
7,953,963
+1,672,866
+27% +$159M
CGGO icon
118
Capital Group Global Growth Equity ETF
CGGO
$12.1B
$767M 0.17%
18,115,822
+1,118,385
+7% +$43.5M
IYW icon
119
iShares US Technology ETF
IYW
$25.1B
$766M 0.17%
3,035,854
-4,348
-0.1% -$999K
IGF icon
120
iShares Global Infrastructure ETF
IGF
$10.5B
$756M 0.17%
11,353,053
+530,948
+5% +$35.6M
SPTM icon
121
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.2B
$754M 0.17%
8,300,927
-200,872
-2% -$17.7M
BLCR icon
122
BlackRock Large Cap Core ETF
BLCR
$6.83B
$752M 0.17%
14,922,976
+3,668,265
+33% +$176M
CGCP icon
123
Capital Group Core Plus Income ETF
CGCP
$8.59B
$746M 0.17%
33,461,676
+3,757,543
+13% +$84.1M
THRO
124
iShares U.S. Thematic Rotation Active ETF
THRO
$6.83B
$733M 0.16%
17,008,019
-5,280,386
-24% -$218M
TCAF icon
125
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$8.75B
$732M 0.16%
17,802,322
+1,677,108
+10% +$66.3M

Similar funds

LPL Financial's Q2 2026 Portfolio in Review

As of Q2 2026, LPL Financial held 6,394 positions worth $445B, up 18% from $377B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

LPL Financial deployed $24B of net new capital in Q2 2026, opening 411 new positions and adding to 3,508 existing holdings. Its largest new stake was iShares Systematic Alternatives Active ETF: 21,732,229 shares worth $610M.

By sector, the portfolio is most concentrated in Miscellaneous at 75% of assets, up from 75% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares MSCI USA Quality Factor ETF, an estimated $592M trimmed.

  • LPL Financial's largest Q2 2026 buy was iShares Systematic Alternatives Active ETF: 21,732,229 shares worth $610M.
  • LPL Financial added most to iShares Core S&P 500 ETF in Q2 2026, an estimated $2.33B increase.
  • LPL Financial's biggest Q2 2026 reduction was iShares MSCI USA Quality Factor ETF, cutting an estimated $592M.
  • LPL Financial fully exited Coterra Energy in Q2 2026, selling an estimated $14.6M.
  • LPL Financial's ten largest holdings make up 14% of its $445B portfolio in Q2 2026.
  • LPL Financial opened 411 new positions and closed 194 in Q2 2026.
  • LPL Financial's portfolio value rose 18% quarter-over-quarter to $445B.

Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.