LPL Financial Portfolio holdings
LPL Financial LLC is a subsidiary of LPL Financial Holdings, an independent brokerage business in the United States. The group offers brokerage and advice services to independent financial advisors and to advisors working at financial institutions, giving their clients access to a wide range of products it does not make itself. The group was formed in 1989 by merging two brokerage firms, Linsco, started in 1968 as Life Insurance Securities Corp, and Private Ledger, started in 1973. LPL Financial Holdings listed on the Nasdaq in 2010, bought Waddell & Reed's wealth management business in 2021 and announced a deal for Commonwealth Financial Network in 2025.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares International Country Rotation Active ETF
CORO
|
+$775M |
| 2 |
iShares MSCI ACWI ex US ETF
ACWX
|
+$772M |
| 3 |
iShares Core Universal USD Bond ETF
IUSB
|
+$688M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$639M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$708M |
| 2 |
iShares MBS ETF
MBB
|
+$592M |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$276M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$153M |
| 5 |
iShares MSCI EAFE Growth ETF
EFG
|
+$103M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 74.98% |
| 2 | Technology | 9.42% |
| 3 | Financials | 2.93% |
| 4 | Industrials | 2.35% |
| 5 | Healthcare | 2.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
76
JPMorgan Ultra-Short Income ETF
JPST
$42.3B
| $1.15B | 0.24% |
22,733,178
+2,740,315
| +14% | +$138M |
2018 Q1
34 quarters
|
|
77
Visa
V
$794B
| $1.11B | 0.24% |
3,101,306
+104,905
| +4% | +$38.3M |
2013 Q2
53 quarters
|
|
78
State Street Health Care Select Sector SPDR ETF
XLV
$50.5B
| $1.11B | 0.24% |
6,571,896
+708,989
| +12% | +$118M |
2013 Q2
53 quarters
|
|
79
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.3B
| $1.1B | 0.24% |
27,130,750
+1,090,899
| +4% | +$47.1M |
2020 Q4
23 quarters
|
|
80
iShares Core S&P Total US Stock Market ETF
ITOT
$95.7B
| $1.1B | 0.23% |
6,608,091
+61,908
| +0.9% | +$10.3M |
2013 Q2
53 quarters
|
|
81
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.5B
| $1.1B | 0.23% |
11,261,674
-4,337
| -0% | -$425K |
2013 Q3
52 quarters
|
|
82
iShares Russell 1000 ETF
IWB
$47.9B
| $1.08B | 0.23% |
2,605,207
+61,332
| +2% | +$25.5M |
2013 Q2
53 quarters
|
|
83
AbbVie
ABBV
$521B
| $1.08B | 0.23% |
4,142,781
+46,458
| +1% | +$11.9M |
2013 Q2
53 quarters
|
|
84
BlackRock Large Cap Core ETF
BLCR
$9.8B
| $1.08B | 0.23% |
21,965,894
+7,042,918
| +47% | +$347M |
2026 Q1
2 quarters
|
|
85
Invesco S&P 500 Quality ETF
SPHQ
$18.8B
| $1.07B | 0.23% |
12,762,842
-1,022,085
| -7% | -$87.5M |
2018 Q2
33 quarters
|
|
86
Costco
COST
$490B
| $1.07B | 0.23% |
1,173,876
+28,478
| +2% | +$26.6M |
2013 Q2
53 quarters
|
|
87
State Street Financial Select Sector SPDR ETF
XLF
$54.3B
| $1.05B | 0.22% |
19,646,323
-282,051
| -1% | -$16M |
2013 Q2
53 quarters
|
|
88
iShares Russell 1000 Value ETF
IWD
$84.9B
| $1.05B | 0.22% |
4,215,477
+172,513
| +4% | +$43.6M |
2013 Q2
53 quarters
|
|
89
TSMC
TSM
$2.07T
| $1.04B | 0.22% |
2,279,253
+76,201
| +3% | +$32.3M |
2013 Q2
53 quarters
|
|
90
Avantis US Small Cap Value ETF
AVUV
$32.9B
| $1.03B | 0.22% |
8,785,567
+921,081
| +12% | +$115M |
2021 Q1
22 quarters
|
|
91
iShares MSCI EAFE Value ETF
EFV
$31B
| $1.02B | 0.22% |
25,783,240
-1,204,202
| -4% | -$48.5M |
2013 Q2
53 quarters
|
|
92
iShares Russell 2000 ETF
IWM
$76.4B
| $1.02B | 0.22% |
3,666,753
-65,751
| -2% | -$19.3M |
2013 Q2
53 quarters
|
|
93
Columbia Research Enhanced Core ETF
RECS
$6.09B
| $1.01B | 0.22% |
22,351,893
+652,865
| +3% | +$29.3M |
2022 Q4
15 quarters
|
|
94
Palantir
PLTR
$405B
| $1B | 0.21% |
5,367,172
+362,796
| +7% | +$57.8M |
2020 Q3
24 quarters
|
|
95
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $995M | 0.21% |
16,780,684
-107,965
| -0.6% | -$6.45M |
2013 Q2
53 quarters
|
|
96
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$4.7B
| $992M | 0.21% |
9,270,420
+412,698
| +5% | +$47.2M |
2013 Q2
53 quarters
|
|
97
Vanguard Morningstar Small-Cap ETF
VB
$79B
| $984M | 0.21% |
3,457,536
+156,020
| +5% | +$46.5M |
2013 Q2
53 quarters
|
|
98
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$16.3B
| $976M | 0.21% |
18,850,627
+966,988
| +5% | +$50.2M |
2013 Q2
53 quarters
|
|
99
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$21B
| $969M | 0.21% |
19,693,536
+1,167,234
| +6% | +$57.9M |
2013 Q2
53 quarters
|
|
100
State Street Energy Select Sector SPDR ETF
XLE
$42.6B
| $963M | 0.21% |
15,652,722
+428,481
| +3% | +$26M |
2013 Q2
53 quarters
|
|
Similar funds
LPL Financial's Q3 2026 Portfolio in Review
As of Q3 2026, LPL Financial held 6,508 positions worth $468B, up 5.1% from $445B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
LPL Financial deployed $24.6B of net new capital in Q3 2026, opening 315 new positions and adding to 3,558 existing holdings. Its largest new stake was SK Hynix Inc: 272,039 shares worth $50.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 75% of assets, up from 75% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $708M trimmed.
- LPL Financial's largest Q3 2026 buy was SK Hynix Inc: 272,039 shares worth $50.1M.
- LPL Financial added most to iShares International Country Rotation Active ETF in Q3 2026, an estimated $775M increase.
- LPL Financial's biggest Q3 2026 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $708M.
- LPL Financial fully exited National Storage Affiliates Trust in Q3 2026, selling an estimated $20.8M.
- LPL Financial's ten largest holdings make up 15% of its $468B portfolio in Q3 2026.
- LPL Financial opened 315 new positions and closed 210 in Q3 2026.
- LPL Financial's portfolio value rose 5.1% quarter-over-quarter to $468B.
Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.