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LPL Financial

LPL Financial Portfolio holdings

AUM $377B
1-Year Est. Return 19.32%
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Fund
S&P 500
This Quarter Est. Return
-0.71%
1 Year Est. Return
+19.32%
3 Year Est. Return
+55.16%
5 Year Est. Return
+57.65%
10 Year Est. Return
+189.09%
AUM
$377B
AUM Growth
+$10.4B
Cap. Flow
+$17.6B
Cap. Flow %
4.67%
Top 10 Hldgs %
13.86%
Holding
6,207
New
341
Increased
3,302
Reduced
2,202
Closed
243

Sector Composition

Rank Sector Weight
1 Technology 7.77%
2 Financials 3.2%
3 Industrials 2.58%
4 Consumer Discretionary 2.42%
5 Communication Services 2.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
PULS icon
126
PGIM Ultra Short Bond ETF
PULS
$17.7B
$630M 0.17%
12,718,445
+1,570,293
+14% +$78M
JGRO icon
127
JPMorgan Active Growth ETF
JGRO
$9.37B
$617M 0.16%
7,301,993
+379,364
+5% +$33.8M
LMBS icon
128
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$614M 0.16%
12,336,806
+825,743
+7% +$41.4M
PG icon
129
Procter & Gamble
PG
$342B
$600M 0.16%
4,151,054
+149,055
+4% +$22.6M
IWY icon
130
iShares Russell Top 200 Growth ETF
IWY
$16B
$594M 0.16%
2,387,655
-2,964
-0.1% -$785K
USMV icon
131
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$583M 0.15%
6,281,097
-7,568
-0.1% -$719K
TCAF icon
132
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$7.81B
$574M 0.15%
16,125,214
+1,196,176
+8% +$44.8M
AIRR icon
133
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$572M 0.15%
5,163,455
+593,229
+13% +$67.1M
IEF icon
134
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$569M 0.15%
5,958,061
+787,841
+15% +$75.8M
CGGO icon
135
Capital Group Global Growth Equity ETF
CGGO
$11.2B
$567M 0.15%
16,997,437
+1,928,629
+13% +$68.7M
MOAT icon
136
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$564M 0.15%
5,830,311
-753,346
-11% -$78.1M
BSV icon
137
Vanguard Short-Term Bond ETF
BSV
$44.6B
$558M 0.15%
7,122,050
+294,671
+4% +$23.2M
RTX icon
138
RTX Corp
RTX
$288B
$554M 0.15%
2,871,181
+241,830
+9% +$48.1M
IAGG icon
139
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$552M 0.15%
11,025,231
+1,149,296
+12% +$57.8M
IYW icon
140
iShares US Technology ETF
IYW
$23.7B
$552M 0.15%
3,040,202
-551,591
-15% -$107M
EFA icon
141
iShares MSCI EAFE ETF
EFA
$76.5B
$549M 0.15%
5,653,849
-217,512
-4% -$21.8M
XLG icon
142
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
$545M 0.14%
9,990,301
-1,564,055
-14% -$89.8M
TBIL
143
F/m US Treasury 3 Month Bill Fund
TBIL
$7.19B
$540M 0.14%
10,830,953
+1,011,336
+10% +$50.5M
BNDX icon
144
Vanguard Total International Bond ETF
BNDX
$82B
$540M 0.14%
11,228,041
-81,963
-0.7% -$3.97M
XMMO icon
145
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$537M 0.14%
3,699,499
+226,829
+7% +$32.8M
PDBC icon
146
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.8B
$533M 0.14%
30,761,921
+498,302
+2% +$7.53M
FTSM icon
147
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$532M 0.14%
8,894,687
-5,138
-0.1% -$308K
MA icon
148
Mastercard
MA
$475B
$531M 0.14%
1,063,367
+37,276
+4% +$19.6M
VFLO icon
149
VictoryShares Free Cash Flow ETF
VFLO
$8.45B
$531M 0.14%
13,442,573
+1,162,524
+9% +$46.3M
SPMB icon
150
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.97B
$525M 0.14%
23,426,337
+3,187,367
+16% +$71.8M

Similar funds

LPL Financial's Q1 2026 Portfolio in Review

As of Q1 2026, LPL Financial held 6,207 positions worth $377B, up 2.8% from $366B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

LPL Financial deployed $17.6B of net new capital in Q1 2026, opening 341 new positions and adding to 3,302 existing holdings. Its largest new stake was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.6% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $1.26B trimmed.

  • LPL Financial's largest Q1 2026 buy was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
  • LPL Financial added most to Vanguard Russell 1000 Value ETF in Q1 2026, an estimated $1.42B increase.
  • LPL Financial's biggest Q1 2026 reduction was Vanguard Total Stock Market ETF, cutting an estimated $1.26B.
  • LPL Financial fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2026, selling an estimated $25.3M.
  • LPL Financial's ten largest holdings make up 14% of its $377B portfolio in Q1 2026.
  • LPL Financial opened 341 new positions and closed 243 in Q1 2026.
  • LPL Financial's portfolio value rose 2.8% quarter-over-quarter to $377B.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.