LPL Financial Portfolio holdings
LPL Financial LLC is a subsidiary of LPL Financial Holdings, an independent brokerage business in the United States. The group offers brokerage and advice services to independent financial advisors and to advisors working at financial institutions, giving their clients access to a wide range of products it does not make itself. The group was formed in 1989 by merging two brokerage firms, Linsco, started in 1968 as Life Insurance Securities Corp, and Private Ledger, started in 1973. LPL Financial Holdings listed on the Nasdaq in 2010, bought Waddell & Reed's wealth management business in 2021 and announced a deal for Commonwealth Financial Network in 2025.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares International Country Rotation Active ETF
CORO
|
+$775M |
| 2 |
iShares MSCI ACWI ex US ETF
ACWX
|
+$772M |
| 3 |
iShares Core Universal USD Bond ETF
IUSB
|
+$688M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$639M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$708M |
| 2 |
iShares MBS ETF
MBB
|
+$592M |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$276M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$153M |
| 5 |
iShares MSCI EAFE Growth ETF
EFG
|
+$103M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 74.98% |
| 2 | Technology | 9.42% |
| 3 | Financials | 2.93% |
| 4 | Industrials | 2.35% |
| 5 | Healthcare | 2.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
51
iShares Core Dividend Growth ETF
DGRO
$45.9B
| $1.66B | 0.36% |
22,049,619
+756,737
| +4% | +$59.1M |
2014 Q3
48 quarters
|
|
52
Schwab US Large-Cap Growth ETF
SCHG
$61.3B
| $1.62B | 0.35% |
44,981,145
+6,688,010
| +17% | +$234M |
2013 Q2
53 quarters
|
|
53
Capital Group Core Equity ETF
CGUS
$12.3B
| $1.59B | 0.34% |
35,712,838
+3,382,377
| +10% | +$152M |
2022 Q2
17 quarters
|
|
54
iShares National Muni Bond ETF
MUB
$54.4B
| $1.57B | 0.34% |
15,535,690
+2,778,620
| +22% | +$292M |
2013 Q2
53 quarters
|
|
55
State Street SPDR Portfolio Intermediate Term Treasury Index ETF
SPTI
$12B
| $1.55B | 0.33% |
56,933,939
+2,856,410
| +5% | +$79.9M |
2014 Q3
48 quarters
|
|
56
Eli Lilly
LLY
$1.29T
| $1.53B | 0.33% |
1,319,156
+44,349
| +3% | +$52.3M |
2013 Q2
53 quarters
|
|
57
Advanced Micro Devices
AMD
$876B
| $1.49B | 0.32% |
2,427,429
+24,593
| +1% | +$12.7M |
2013 Q2
53 quarters
|
|
58
Vanguard Total Bond Market
BND
$165B
| $1.46B | 0.31% |
20,810,971
+1,042,226
| +5% | +$75.1M |
2013 Q2
53 quarters
|
|
59
iShares Core US Aggregate Bond ETF
AGG
$137B
| $1.45B | 0.31% |
15,365,361
+70,635
| +0.5% | +$6.86M |
2013 Q2
53 quarters
|
|
60
Invesco S&P 500 Equal Weight ETF
RSP
$103B
| $1.42B | 0.3% |
6,836,010
+439,312
| +7% | +$94.9M |
2013 Q2
53 quarters
|
|
61
iShares 0-3 Month Treasury Bond ETF
SGOV
$117B
| $1.39B | 0.3% |
13,832,918
+2,950,950
| +27% | +$297M |
2022 Q1
18 quarters
|
|
62
Johnson & Johnson
JNJ
$688B
| $1.38B | 0.3% |
5,230,348
+175,205
| +3% | +$46.2M |
2013 Q2
53 quarters
|
|
63
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.1B
| $1.38B | 0.3% |
26,176,376
+1,000,771
| +4% | +$56.3M |
2014 Q4
47 quarters
|
|
64
Tesla
TSLA
$1.54T
| $1.31B | 0.28% |
3,702,086
+143,700
| +4% | +$51.4M |
2017 Q2
37 quarters
|
|
65
Vanguard Information Technology ETF
VGT
$138B
| $1.3B | 0.28% |
10,312,064
-23,365
| -0.2% | -$2.78M |
2016 Q4
39 quarters
|
|
66
iShares A.I. Innovation and Tech Active ETF
BAI
$11.3B
| $1.26B | 0.27% |
26,650,365
+65,309
| +0.2% | +$2.93M |
2025 Q1
6 quarters
|
|
67
Invesco S&P 500 Momentum ETF
SPMO
$20.8B
| $1.24B | 0.27% |
8,210,873
+541,413
| +7% | +$80.6M |
2019 Q4
27 quarters
|
|
|
68
iShares International Country Rotation Active ETF
CORO
$12.7B
| $1.24B | 0.27% |
34,150,619
+21,266,187
| +165% | +$775M |
2026 Q2
1 quarter
|
|
69
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$42B
| $1.2B | 0.26% |
19,605,048
+1,010,507
| +5% | +$60.3M |
2022 Q3
16 quarters
|
|
70
Schwab US Dividend Equity ETF
SCHD
$123B
| $1.19B | 0.25% |
36,514,634
+3,019,398
| +9% | +$102M |
2013 Q2
53 quarters
|
|
71
Vanguard Morningstar Mid-Cap ETF
VO
$108B
| $1.18B | 0.25% |
15,065,866
+696,950
| +5% | +$56.7M |
2013 Q2
53 quarters
|
|
72
JPMorgan Active Bond ETF
JBND
$9.5B
| $1.18B | 0.25% |
23,038,667
+2,191,082
| +11% | +$115M |
2024 Q2
9 quarters
|
|
73
Pacer US Cash Cows 100 ETF
COWZ
$19.8B
| $1.16B | 0.25% |
17,419,447
-231,255
| -1% | -$15.8M |
2017 Q1
38 quarters
|
|
74
ExxonMobil
XOM
$696B
| $1.16B | 0.25% |
7,116,281
+34,124
| +0.5% | +$5.34M |
2013 Q2
53 quarters
|
|
75
Vanguard High Dividend Yield ETF
VYM
$83.9B
| $1.16B | 0.25% |
7,460,278
+219,076
| +3% | +$35.5M |
2013 Q2
53 quarters
|
|
Similar funds
LPL Financial's Q3 2026 Portfolio in Review
As of Q3 2026, LPL Financial held 6,508 positions worth $468B, up 5.1% from $445B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
LPL Financial deployed $24.6B of net new capital in Q3 2026, opening 315 new positions and adding to 3,558 existing holdings. Its largest new stake was SK Hynix Inc: 272,039 shares worth $50.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 75% of assets, up from 75% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $708M trimmed.
- LPL Financial's largest Q3 2026 buy was SK Hynix Inc: 272,039 shares worth $50.1M.
- LPL Financial added most to iShares International Country Rotation Active ETF in Q3 2026, an estimated $775M increase.
- LPL Financial's biggest Q3 2026 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $708M.
- LPL Financial fully exited National Storage Affiliates Trust in Q3 2026, selling an estimated $20.8M.
- LPL Financial's ten largest holdings make up 15% of its $468B portfolio in Q3 2026.
- LPL Financial opened 315 new positions and closed 210 in Q3 2026.
- LPL Financial's portfolio value rose 5.1% quarter-over-quarter to $468B.
Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.