LPL Financial
BABZ

LPL Financial’s PIMCO BUILD AMERICA BOND FD ETF BABZ Stock Holding History

LPL Financial’s Portfolio BABZ Stock Details BABZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-4,504
Closed -$221K – 2742
2013
Q3 		$221K Sell
4,504
-1,228
-21% -$60.9K ﹤0.01% 2252
2013
Q2 		$290K Buy
+5,732
New +$315K ﹤0.01% 1927

Other funds holding BABZ

Jane Street
Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return
TIM
Tortoise Investment Management White Plains, New York $1.34B AUM 16.05% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
OC
Oarsman Capital Milwaukee, Wisconsin $945M AUM 24.13% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
FWM
Focused Wealth Management Newburgh, New York $1.15B AUM 24.81% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial's BABZ Position: Q4 2013 in Review

LPL Financial sold out of PIMCO BUILD AMERICA BOND FD ETF (BABZ) in Q4 2013, closing a stake of 4,504 shares — an estimated $221K sold.

LPL Financial first reported a position in BABZ in Q2 2013 and held it in 2 quarters. The position peaked at $290K in Q2 2013. 13 funds tracked by Wall St. Rank hold BABZ as of Q4 2013.

  • LPL Financial reported no remaining PIMCO BUILD AMERICA BOND FD ETF position as of Q4 2013 after selling out during the quarter.
  • LPL Financial sold 4,504 PIMCO BUILD AMERICA BOND FD ETF shares in Q4 2013, an estimated $221K.
  • LPL Financial first reported a position in PIMCO BUILD AMERICA BOND FD ETF in Q2 2013 and held it in 2 quarters.
  • LPL Financial's PIMCO BUILD AMERICA BOND FD ETF position peaked at $290K in Q2 2013.
  • 13 funds tracked by Wall St. Rank held PIMCO BUILD AMERICA BOND FD ETF as of Q4 2013.

Based on LPL Financial's 13F filing for Q4 2013, filed 13 Feb 2014.