Lion Street Advisors’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Lion Street Advisors’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	$222K	Buy	4,398 +236	+6%	+$11.7K	0.08%	204
2025 Q2	$205K	Hold	4,162	–	–	0.06%	264
2025 Q1	$205K	Hold	4,162	–	–	0.07%	257
2024 Q4	$203K	Hold	4,162	–	–	0.06%	257
2024 Q3	$206K	Buy	+4,162	New	+$204K	0.07%	251
2024 Q2	–	Sell	-5,430	Closed	-$262K	–	271
2024 Q1	$262K	Hold	5,430	–	–	0.11%	200
2023 Q4	$262K	Sell	5,430 -4,961	-48%	-$235K	0.11%	200
2023 Q3	$491K	Buy	10,391 +5,993	+136%	+$285K	0.16%	121
2023 Q2	$222K	Sell	4,398 -8,514	-66%	-$408K	0.07%	221
2023 Q1	$618K	Buy	+12,912	New	+$618K	0.19%	99

Other funds holding LMBS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Raymond James Financial

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Cetera Investment Advisers

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

First Trust Advisors

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return