LA

Linden Advisors Portfolio holdings

AUM $16.3B
This Quarter Return
+0.06%
1 Year Return
+1.56%
3 Year Return
+2.76%
5 Year Return
+8.03%
10 Year Return
+25.77%
AUM
$3.22B
AUM Growth
+$3.22B
Cap. Flow
+$6.51M
Cap. Flow %
0.2%
Top 10 Hldgs %
38.41%
Holding
152
New
7
Increased
3
Reduced
–
Closed
13

Top Buys

1
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$30.2M
2
GRSHU
Gores Holdings III, Inc. Units
GRSHU
$12.8M
3
DB icon
Deutsche Bank
DB
$6.83M
4
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$5.28M
5
CCC.U
Churchill Capital Corp
CCC.U
$5.08M

Top Sells

1
MGY icon
Magnolia Oil & Gas
MGY
$17.9M
2
HOFV
Hall of Fame Resort & Entertainment Co
HOFV
$9.82M
3
WIX icon
WIX.com
WIX
$5.96M
4
Z icon
Zillow
Z
$5.94M
5
BMY icon
Bristol-Myers Squibb
BMY
$5.53M

Sector Composition

1 Financials 0.89%
2 Healthcare 0.64%
3 Consumer Discretionary 0.6%
4 Industrials 0.5%
5 Energy 0.2%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPAQ.U
1
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$30.2M 0.92% +2,975,600 New +$30.2M
GRSHU
2
DELISTED
Gores Holdings III, Inc. Units
GRSHU
$12.8M 0.39% +1,250,000 New +$12.8M
GSAH.U
3
DELISTED
GS Acquisition Holdings Corp. Units, each consisting of one share of Class A common stock and one-th
GSAH.U
$12.4M 0.38% 1,200,000 – –
AHCO icon
4
AdaptHealth
AHCO
$1.28B
$11.8M 0.36% 1,230,000 – –
DB icon
5
Deutsche Bank
DB
$67.7B
$10.3M 0.31% 900,000 +600,000 +200% +$6.83M
TH icon
6
Target Hospitality
TH
$905M
$9.63M 0.29% 978,998 – –
PACK icon
7
Ranpak Holdings
PACK
$445M
$9.53M 0.29% 979,000 – –
STNL
8
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
$7.79M 0.24% 790,400 +107,900 +16% +$1.06M
LPRO icon
9
Open Lending Corp
LPRO
$249M
$7.61M 0.23% 783,000 – –
ACEL icon
10
Accel Entertainment
ACEL
$977M
$6.37M 0.19% 632,581 – –
TCON
11
DELISTED
TRACON Pharmaceuticals, Inc. Common Stock
TCON
$5.83M 0.18% 2,842,477 – –
BHR.PRB
12
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$59.1M
$5.44M 0.17% 276,663 – –
QTS.PRB
13
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$5.28M 0.16% +50,000 New +$5.28M
CCC.U
14
DELISTED
Churchill Capital Corp
CCC.U
$5.08M 0.15% +500,000 New +$5.08M
NRCG
15
DELISTED
NRC Group Holdings Corp.
NRCG
$4.56M 0.14% 447,493 – –
VRRM icon
16
Verra Mobility
VRRM
$3.96B
$3.91M 0.12% 367,971 – –
GM icon
17
General Motors
GM
$55.8B
$3.37M 0.1% +100,000 New +$3.37M
MGY.WS
18
DELISTED
Magnolia Oil & Gas Corporation
MGY.WS
$2.9M 0.09% +622,714 New +$2.9M
ASH icon
19
Ashland
ASH
$2.57B
$2.52M 0.08% 30,000 – –
WLL
20
DELISTED
Whiting Petroleum Corporation
WLL
$2.42M 0.07% 45,669 – –
SWN
21
DELISTED
Southwestern Energy Company
SWN
$2.04M 0.06% 400,000 – –
VVNT
22
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
$1.95M 0.06% 200,000 – –
FTSI
23
DELISTED
FTS International, Inc. Common Stock
FTSI
$1.9M 0.06% 160,717 +64,772 +68% +$764K
HCAC.WS
24
DELISTED
Hennessy Capital Acquisition Corp. III
HCAC.WS
$1.87M 0.06% 1,251,830 – –
KDMN
25
DELISTED
Kadmon Holdings, Inc.
KDMN
$1.84M 0.06% 549,472 – –
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