LA

Linden Advisors Portfolio holdings

AUM $16.3B
This Quarter Return
+1.07%
1 Year Return
+1.56%
3 Year Return
+2.76%
5 Year Return
+8.03%
10 Year Return
+25.77%
AUM
$2.3B
AUM Growth
+$2.3B
Cap. Flow
-$1.98M
Cap. Flow %
-0.09%
Top 10 Hldgs %
38.76%
Holding
121
New
7
Increased
3
Reduced
4
Closed
5

Top Buys

1
XLI icon
Industrial Select Sector SPDR Fund
XLI
$6.22M
2
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$4.56M
3
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$3.57M
4
BAC.WS.B
Bank Of America Corporation Ws B
BAC.WS.B
$3.26M
5
BAC icon
Bank of America
BAC
$2.21M

Top Sells

1
AMD icon
Advanced Micro Devices
AMD
$7.09M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$6.92M
3
NTNX icon
Nutanix
NTNX
$5.55M
4
GLBL
TerraForm Global, Inc. Class A Common Stock
GLBL
$2.19M
5
JOBS
51job, Inc.
JOBS
$2.12M

Sector Composition

1 Utilities 0.73%
2 Financials 0.2%
3 Communication Services 0.18%
4 Industrials 0.16%
5 Technology 0.11%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ALR.PRB
1
DELISTED
Alere Inc
ALR.PRB
$108M 4.21% 328,847 +3,311 +1% +$1.09M
GLBL
2
DELISTED
TerraForm Global, Inc. Class A Common Stock
GLBL
$15.9M 0.62% 4,022,765 -554,836 -12% -$2.19M
DCUD
3
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$13.1M 0.51% 258,700 +90,000 +53% +$4.56M
EAGLU
4
DELISTED
Double Eagle Acquisition Corp.
EAGLU
$7.01M 0.27% 664,838 -85,162 -11% -$898K
XLI icon
5
Industrial Select Sector SPDR Fund
XLI
$23.3B
$6.22M 0.24% +100,000 New +$6.22M
GPACU
6
DELISTED
Global Partner Acquisition Corp. Units
GPACU
$5.23M 0.2% 500,000 – –
JOBS
7
DELISTED
51job, Inc.
JOBS
$3.58M 0.14% 106,040 -62,671 -37% -$2.12M
GOGO icon
8
Gogo Inc
GOGO
$1.47B
$3.58M 0.14% 388,200 – –
FTRPR
9
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$3.57M 0.14% +50,000 New +$3.57M
BAC.WS.B
10
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$3.26M 0.13% +3,300,378 New +$3.26M
BAC icon
11
Bank of America
BAC
$376B
$2.21M 0.09% +100,000 New +$2.21M
TSL
12
DELISTED
Trina Solar Limited
TSL
$1.96M 0.08% 210,839 – –
GM icon
13
General Motors
GM
$55.8B
$1.74M 0.07% 49,965 – –
SCACU
14
DELISTED
Saban Capital Acquisition Corp. Units
SCACU
$1.37M 0.05% 132,372 -17,628 -12% -$183K
C icon
15
Citigroup
C
$178B
$1.19M 0.05% +20,000 New +$1.19M
MS icon
16
Morgan Stanley
MS
$240B
$1.13M 0.04% +26,684 New +$1.13M
AY
17
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$946K 0.04% 48,900 +19,800 +68% +$383K
WWE
18
DELISTED
World Wrestling Entertainment
WWE
$665K 0.03% +36,089 New +$665K
MNDT
19
DELISTED
Mandiant, Inc. Common Stock
MNDT
$595K 0.02% 50,000 – –
AAPL icon
20
Apple
AAPL
$3.45T
– – 0 – –
ADNT icon
21
Adient
ADNT
$2.01B
– – 0 – –
AMD icon
22
Advanced Micro Devices
AMD
$264B
– – -1,026,600 Closed -$7.09M
BABA icon
23
Alibaba
BABA
$322B
– – 0 – –
EEM icon
24
iShares MSCI Emerging Markets ETF
EEM
$19B
– – 0 – –
FXI icon
25
iShares China Large-Cap ETF
FXI
$6.65B
– – 0 – –
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