LA

Linden Advisors Portfolio holdings

AUM $16.3B
This Quarter Return
+0.09%
1 Year Return
+1.56%
3 Year Return
+2.76%
5 Year Return
+8.03%
10 Year Return
+25.77%
AUM
$2.31B
AUM Growth
+$2.31B
Cap. Flow
-$73.1M
Cap. Flow %
-3.16%
Top 10 Hldgs %
39.14%
Holding
128
New
6
Increased
10
Reduced
1
Closed
8

Top Buys

1
TPGE.U
TPG Pace Energy Holdings Corp.
TPGE.U
$18.3M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$12.9M
3
TPGH.U
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
$6.67M
4
HCAC.U
Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h
HCAC.U
$5.03M
5
AHP.PRB
Ashford Hospitality Prime, Inc.
AHP.PRB
$2.06M

Top Sells

1
ALR.PRB
Alere Inc
ALR.PRB
$108M
2
ON icon
ON Semiconductor
ON
$4.03M
3
TSLA icon
Tesla
TSLA
$3.66M
4
JOBS
51job, Inc.
JOBS
$2.59M
5
XYZ
Block, Inc.
XYZ
$1.81M

Sector Composition

1 Utilities 0.82%
2 Communication Services 0.19%
3 Industrials 0.11%
4 Consumer Discretionary 0.08%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TPGE.U
1
DELISTED
TPG Pace Energy Holdings Corp.
TPGE.U
$18.3M 0.77% +1,750,000 New +$18.3M
GLBL
2
DELISTED
TerraForm Global, Inc. Class A Common Stock
GLBL
$17.8M 0.75% 3,517,837 +285,678 +9% +$1.44M
SPY icon
3
SPDR S&P 500 ETF Trust
SPY
$658B
$12.9M 0.54% +53,200 New +$12.9M
EAGLU
4
DELISTED
Double Eagle Acquisition Corp.
EAGLU
$7.61M 0.32% 715,000 +58,275 +9% +$620K
TPGH.U
5
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
$6.67M 0.28% +650,000 New +$6.67M
AHP.PRB
6
DELISTED
Ashford Hospitality Prime, Inc.
AHP.PRB
$5.53M 0.23% 277,164 +103,321 +59% +$2.06M
HCAC.U
7
DELISTED
Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h
HCAC.U
$5.03M 0.21% +500,000 New +$5.03M
GPACU
8
DELISTED
Global Partner Acquisition Corp. Units
GPACU
$4.92M 0.21% 430,000 +35,200 +9% +$403K
GOGO icon
9
Gogo Inc
GOGO
$1.47B
$4.48M 0.19% 388,200 +73,186 +23% +$844K
GSHTU
10
DELISTED
Gores Holdings II, Inc. Units
GSHTU
$4.18M 0.18% 400,000 +38,732 +11% +$404K
BAC.WS.B
11
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$3.11M 0.13% 4,006,857 – –
JOBS
12
DELISTED
51job, Inc.
JOBS
– – -70,617 Closed -$2.59M
GM icon
13
General Motors
GM
$55.8B
$1.75M 0.07% 49,965 +9,539 +24% +$333K
SCACU
14
DELISTED
Saban Capital Acquisition Corp. Units
SCACU
$1.61M 0.07% 150,000 +17,628 +13% +$189K
AY
15
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$1.11M 0.05% 51,740 +7,965 +18% +$170K
QQQ icon
16
Invesco QQQ Trust
QQQ
$364B
$1.1M 0.05% +8,000 New +$1.1M
INFY icon
17
Infosys
INFY
$69.7B
$756K 0.03% 50,300 -45,700 -48% -$687K
NPKI
18
NPK International Inc.
NPKI
$878M
$368K 0.02% +50,000 New +$368K
PGH
19
DELISTED
Pengrowth Energy Corporation
PGH
$175K 0.01% 222,100 +17,501 +9% +$13.8K
AAPL icon
20
Apple
AAPL
$3.45T
– – 0 – –
BHC icon
21
Bausch Health
BHC
$2.74B
– – -45,709 Closed -$505K
EEM icon
22
iShares MSCI Emerging Markets ETF
EEM
$19B
– – 0 – –
HOLX icon
23
Hologic
HOLX
$14.9B
– – -12,980 Closed -$552K
KRE icon
24
SPDR S&P Regional Banking ETF
KRE
$3.99B
– – 0 – –
ON icon
25
ON Semiconductor
ON
$20.3B
– – -260,122 Closed -$4.03M
1
2