LA

Linden Advisors Portfolio holdings

AUM $16.3B
This Quarter Return
-2.16%
1 Year Return
+1.56%
3 Year Return
+2.76%
5 Year Return
+8.03%
10 Year Return
+25.77%
AUM
$3.55B
AUM Growth
+$3.55B
Cap. Flow
+$371M
Cap. Flow %
10.43%
Top 10 Hldgs %
43.58%
Holding
160
New
18
Increased
2
Reduced
2
Closed
20

Top Buys

1
AABA
Altaba Inc. Common Stock
AABA
$152M
2
ATHN
Athenahealth, Inc.
ATHN
$29M
3
FDC
First Data Corporation
FDC
$25.4M
4
BKNG icon
Booking.com
BKNG
$23.4M
5
ARMK icon
Aramark
ARMK
$23.2M

Top Sells

1
TH icon
Target Hospitality
TH
$9.63M
2
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
$7.79M
3
ACEL icon
Accel Entertainment
ACEL
$6.37M
4
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$5.28M
5
VRRM icon
Verra Mobility
VRRM
$3.91M

Sector Composition

1 Technology 4.39%
2 Industrials 3.78%
3 Financials 2.61%
4 Healthcare 1.14%
5 Consumer Discretionary 1.11%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BHR.PRB
26
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$59.1M
$4.73M 0.13% 276,663 – –
IQ icon
27
iQIYI
IQ
$2.55B
$3.48M 0.1% +234,300 New +$3.48M
AVYA
28
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$2.6M 0.07% +178,500 New +$2.6M
QGEN icon
29
Qiagen
QGEN
$10.1B
$2.06M 0.06% +60,472 New +$2.06M
VVNT
30
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
– – -200,000 Closed -$1.95M
MGY.WS
31
DELISTED
Magnolia Oil & Gas Corporation
MGY.WS
$1.91M 0.05% 622,714 – –
TCON
32
DELISTED
TRACON Pharmaceuticals, Inc. Common Stock
TCON
$1.79M 0.05% 2,842,477 – –
IRWD icon
33
Ironwood Pharmaceuticals
IRWD
$214M
$1.33M 0.04% +128,159 New +$1.33M
SCAC
34
DELISTED
Saban Capital Acquisition Corp. Class A Ordinary Share
SCAC
$1.28M 0.04% 125,962 – –
NRCG.WS
35
DELISTED
NRC Group Holdings Corp.
NRCG.WS
$968K 0.03% +1,251,830 New +$968K
KDMN
36
DELISTED
Kadmon Holdings, Inc.
KDMN
$705K 0.02% 338,712 -210,760 -38% -$439K
DFBHW
37
DELISTED
DFB Healthcare Acquisitions Corp. Warrant
DFBHW
$443K 0.01% 409,999 – –
OMAD.WS
38
DELISTED
One Madison Corporation
OMAD.WS
– – -489,500 Closed -$553K
NRCG
39
DELISTED
NRC Group Holdings Corp.
NRCG
$383K 0.01% 50,046 -397,447 -89% -$3.04M
EAGLW
40
DELISTED
Platinum Eagle Acquisition Corp. Warrant
EAGLW
– – -326,332 Closed -$399K
GPAQW
41
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$354K 0.01% 1,077,000 – –
NEBUW
42
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
$291K 0.01% 261,000 – –
TPGH.WS
43
DELISTED
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
– – -210,860 Closed -$366K
STNLW
44
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
– – -227,500 Closed -$282K
MOSC.WS
45
DELISTED
Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric
MOSC.WS
– – -66,666 Closed -$86K
SCACW
46
DELISTED
Saban Capital Acquisition Corp. Warrants
SCACW
$40K ﹤0.01% 71,795 – –
ASH icon
47
Ashland
ASH
$2.57B
– – -30,000 Closed -$2.52M
EEM icon
48
iShares MSCI Emerging Markets ETF
EEM
$19B
– – 0 – –
EWZ icon
49
iShares MSCI Brazil ETF
EWZ
$5.45B
– – 0 – –
FXI icon
50
iShares China Large-Cap ETF
FXI
$6.65B
– – 0 – –
1
2
3