LA

Linden Advisors Portfolio holdings

AUM $16.3B
This Quarter Return
+0.06%
1 Year Return
+1.56%
3 Year Return
+2.76%
5 Year Return
+8.03%
10 Year Return
+25.77%
AUM
$3.22B
AUM Growth
+$3.22B
Cap. Flow
+$6.51M
Cap. Flow %
0.2%
Top 10 Hldgs %
38.41%
Holding
152
New
7
Increased
3
Reduced
–
Closed
13

Top Buys

1
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$30.2M
2
GRSHU
Gores Holdings III, Inc. Units
GRSHU
$12.8M
3
DB icon
Deutsche Bank
DB
$6.83M
4
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$5.28M
5
CCC.U
Churchill Capital Corp
CCC.U
$5.08M

Top Sells

1
MGY icon
Magnolia Oil & Gas
MGY
$17.9M
2
HOFV
Hall of Fame Resort & Entertainment Co
HOFV
$9.82M
3
WIX icon
WIX.com
WIX
$5.96M
4
Z icon
Zillow
Z
$5.94M
5
BMY icon
Bristol-Myers Squibb
BMY
$5.53M

Sector Composition

1 Financials 0.89%
2 Healthcare 0.64%
3 Consumer Discretionary 0.6%
4 Industrials 0.5%
5 Energy 0.2%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MTG icon
26
MGIC Investment
MTG
$6.42B
$1.65M 0.05% 124,260 – –
SCAC
27
DELISTED
Saban Capital Acquisition Corp. Class A Ordinary Share
SCAC
$1.28M 0.04% 125,962 – –
ILMN icon
28
Illumina
ILMN
$15.8B
$1.15M 0.04% +3,140 New +$1.15M
AABA
29
DELISTED
Altaba Inc. Common Stock
AABA
$1.02M 0.03% 15,000 – –
GPAQW
30
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$673K 0.02% 1,077,000 – –
DFBHW
31
DELISTED
DFB Healthcare Acquisitions Corp. Warrant
DFBHW
$606K 0.02% 409,999 – –
OMAD.WS
32
DELISTED
One Madison Corporation
OMAD.WS
$553K 0.02% 489,500 – –
EAGLW
33
DELISTED
Platinum Eagle Acquisition Corp. Warrant
EAGLW
$399K 0.01% 326,332 – –
TPGH.WS
34
DELISTED
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
$366K 0.01% 210,860 – –
NEBUW
35
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
$339K 0.01% 261,000 – –
STNLW
36
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$282K 0.01% 227,500 – –
GSHTW
37
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
$274K 0.01% 128,007 – –
MOSC.WS
38
DELISTED
Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric
MOSC.WS
$86K ﹤0.01% 66,666 – –
SCACW
39
DELISTED
Saban Capital Acquisition Corp. Warrants
SCACW
$84K ﹤0.01% 71,795 – –
BMY icon
40
Bristol-Myers Squibb
BMY
$96B
– – -100,000 Closed -$5.53M
EEM icon
41
iShares MSCI Emerging Markets ETF
EEM
$19B
– – 0 – –
EWZ icon
42
iShares MSCI Brazil ETF
EWZ
$5.45B
– – 0 – –
FXI icon
43
iShares China Large-Cap ETF
FXI
$6.65B
– – 0 – –
HOFV
44
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
– – -1,008,773 Closed -$9.82M
HUBS icon
45
HubSpot
HUBS
$25.5B
– – -16,229 Closed -$2.04M
IWM icon
46
iShares Russell 2000 ETF
IWM
$67B
– – 0 – –
MGY icon
47
Magnolia Oil & Gas
MGY
$4.61B
– – -1,650,443 Closed -$17.9M
RH icon
48
RH
RH
$4.23B
– – -16,809 Closed -$2.35M
SPY icon
49
SPDR S&P 500 ETF Trust
SPY
$658B
– – 0 – –
WIX icon
50
WIX.com
WIX
$7.85B
– – -59,400 Closed -$5.96M
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