Linden Advisors’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Linden Advisors’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-100,000	Closed	-$27.1M	–	136
2018 Q2	$27.1M	Buy	+100,000	New	+$27M	0.84%	35
2017 Q2	–	Sell	-400,000	Closed	-$94.3M	–	111
2017 Q1	$94.3M	Buy	+400,000	New	+$92.9M	3.5%	5
2016 Q4	–	Sell	-200,000	Closed	-$43.3M	–	111
2016 Q3	$43.3M	Sell	200,000 -550,000	-73%	-$119M	1.98%	17
2016 Q2	$157M	Buy	750,000 +450,000	+150%	+$93.4M	6.88%	1
2016 Q1	$61.7M	Sell	300,000 -700,000	-70%	-$137M	3.41%	4
2015 Q4	$204M	Buy	1,000,000 +750,000	+300%	+$154M	12.28%	2
2015 Q3	$47.9M	Buy	+250,000	New	+$50.7M	3.29%	7
2014 Q1	–	Sell	-200,000	Closed	-$36.9M	–	54
2013 Q4	$36.9M	Sell	200,000 -414,400	-67%	-$73.3M	6.52%	2
2013 Q3	$99.2M	Buy	614,400 +314,400	+105%	+$52.7M	16.5%	1
2013 Q2	$48M	Buy	+300,000	New	+$48.3M	6.23%	3

Other funds holding SPY

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $123B AUM 34.51% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

Linden Advisors's SPY Position: Q4 2017 in Review

Linden Advisors sold out of State Street SPDR S&P 500 ETF Trust (SPY) in Q4 2017, closing a stake of 14,996 shares — an estimated $3.77M sold.

Linden Advisors first reported a position in SPY in Q3 2013 and held it in 6 quarters. The position peaked at $19.3M in Q3 2013. 1,912 funds tracked by Wall St. Rank hold SPY as of Q4 2017.

Linden Advisors reported no remaining State Street SPDR S&P 500 ETF Trust position as of Q4 2017 after selling out during the quarter.
Linden Advisors sold 14,996 State Street SPDR S&P 500 ETF Trust shares in Q4 2017, an estimated $3.77M.
Linden Advisors first reported a position in State Street SPDR S&P 500 ETF Trust in Q3 2013 and held it in 6 quarters.
Linden Advisors's State Street SPDR S&P 500 ETF Trust position peaked at $19.3M in Q3 2013.
1,912 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ETF Trust as of Q4 2017.

Based on Linden Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.