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LFF

Level Four Financial Portfolio holdings

AUM $229M
1-Year Est. Return 47.67%
This Fund
S&P 500
This Quarter Est. Return
+1.5%
1 Year Est. Return
+47.67%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$7.79M
Cap. Flow
-$6.73M
Cap. Flow %
-2.93%
Top 10 Hldgs %
23.17%
Holding
351
New
29
Increased
122
Reduced
103
Closed
53

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.69M
2
UPST icon
Upstart Holdings
UPST
+$1.31M
3
JOE icon
St. Joe Company
JOE
+$881K
4
MSFT icon
Microsoft
MSFT
+$807K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$678K

Top Sells

Rank Stock Value
1
IVOL icon
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
+$1.96M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$1.07M
3
WY icon
Weyerhaeuser
WY
+$952K
4
UCTT
Ultra Clean Holdings
UCTT
+$808K
5
AMAT icon
Applied Materials
AMAT
+$722K

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.97%
2 Technology 14.01%
3 Consumer Discretionary 6.39%
4 Communication Services 6.17%
5 Financials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RF icon
326
Regions Financial
RF
$25.8B
– –
-26,805
Closed -$541K
RWJ icon
327
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.07B
– –
-5,901
Closed -$237K
SGRY icon
328
Surgery Partners
SGRY
$1.79B
– –
-8,850
Closed -$590K
SIG icon
329
Signet Jewelers
SIG
$3.21B
– –
-3,094
Closed -$250K
SPTL icon
330
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$11B
– –
-25,890
Closed -$1.07M
STLD icon
331
Steel Dynamics
STLD
$33.6B
– –
-3,428
Closed -$204K
TOON icon
332
CALL
Kartoon Studios
TOON
$39.8M
– –
-100
Closed -$1K
TOON icon
333
Kartoon Studios
TOON
$39.8M
– –
-1,159
Closed -$21K
TREX icon
334
Trex
TREX
$4.66B
– –
-3,141
Closed -$321K
UCTT
335
Ultra Clean Holdings
UCTT
$3.15B
– –
-15,050
Closed -$808K
VO icon
336
Vanguard Morningstar Mid-Cap ETF
VO
$109B
– –
-3,640
Closed -$216K
WLK icon
337
Westlake Corp
WLK
$9.68B
– –
-2,500
Closed -$225K
XLB icon
338
State Street Materials Select Sector SPDR ETF
XLB
$8.81B
– –
-7,662
Closed -$315K
XOP icon
339
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.78B
– –
-5,335
Closed -$516K
ZIM icon
340
ZIM Integrated Shipping Services
ZIM
$3.31B
– –
-9,486
Closed -$426K
FUV
341
DELISTED
Arcimoto, Inc. Common Stock
FUV
– –
-575
Closed -$198K
VRTV
342
DELISTED
VERITIV CORPORATION
VRTV
– –
-6,674
Closed -$410K
POSH
343
DELISTED
Poshmark, Inc. Class A Common Stock
POSH
– –
-7,299
Closed -$348K
SOLY
344
DELISTED
Soliton, Inc.
SOLY
– –
-9,556
Closed -$215K
WORK
345
DELISTED
Slack Technologies, Inc.
WORK
– –
-5,100
Closed -$226K
SBNY
346
DELISTED
Signature Bank
SBNY
– –
-1,675
Closed -$411K
TIO
347
DELISTED
Tingo Group, Inc. Common Stock
TIO
– –
-21,100
Closed -$49K
USFR
348
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
– –
-18,022
Closed -$453K
GAB.RT
349
DELISTED
The Gabelli Equity Trust Inc. Rights (expiring July 14, 2021)
GAB.RT
– –
-49,890
Closed -$6K
10 11 12 13
14

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Level Four Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Level Four Financial held 351 positions worth $229M, down 3.3% from $237M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Level Four Financial's Q3 2021 filing shows 29 new, 122 increased, 103 reduced and 53 closed positions. Its largest new stake was Upstart Holdings: 6,634 shares worth $2.1M. The largest sale was Quadratic Interest Rate Volatility and Inflation Hedge ETF, an estimated $1.96M.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Level Four Financial's largest Q3 2021 buy was Upstart Holdings: 6,634 shares worth $2.1M.
  • Level Four Financial added most to Apple in Q3 2021, an estimated $2.69M increase.
  • Level Four Financial's biggest Q3 2021 reduction was Weyerhaeuser, cutting an estimated $952K.
  • Level Four Financial fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q3 2021, selling an estimated $1.96M.
  • Level Four Financial's ten largest holdings make up 23% of its $229M portfolio in Q3 2021.
  • Level Four Financial opened 29 new positions and closed 53 in Q3 2021.
  • Level Four Financial's portfolio value fell 3.3% quarter-over-quarter to $229M.

Based on Level Four Financial's 13F filing for Q3 2021, filed 12 Oct 2021.