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LFF

Level Four Financial Portfolio holdings

AUM $229M
1-Year Est. Return 47.67%
This Fund
S&P 500
This Quarter Est. Return
+1.5%
1 Year Est. Return
+47.67%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$7.79M
Cap. Flow
-$6.73M
Cap. Flow %
-2.93%
Top 10 Hldgs %
23.17%
Holding
351
New
29
Increased
122
Reduced
103
Closed
53
Avg Time Held Equity + Options
2.4 quarters
Top 10 Avg Time Held Equity + Options
2.2 quarters
Top 20 Avg Time Held Equity + Options
2.4 quarters
Avg Time Held Equity only
2.4 quarters
Top 10 Avg Time Held Equity only
2.2 quarters
Top 20 Avg Time Held Equity only
2.4 quarters

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.69M
2
UPST icon
Upstart Holdings
UPST
+$1.31M
3
JOE icon
St. Joe Company
JOE
+$881K
4
MSFT icon
Microsoft
MSFT
+$807K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$678K

Top Sells

Rank Stock Value
1
IVOL icon
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
+$1.96M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$1.07M
3
WY icon
Weyerhaeuser
WY
+$952K
4
UCTT icon
Ultra Clean Holdings
UCTT
+$808K
5
AMAT icon
Applied Materials
AMAT
+$722K

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.97%
2 Technology 14.01%
3 Consumer Discretionary 6.39%
4 Communication Services 6.17%
5 Financials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
RF icon
326
Regions Financial
RF
$22.8B
– –
-26,805
Closed -$541K –
RWJ icon
327
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$1.95B
– –
-5,901
Closed -$237K –
SGRY icon
328
Surgery Partners
SGRY
$1.88B
– –
-8,850
Closed -$590K –
SIG icon
329
Signet Jewelers
SIG
$4.11B
– –
-3,094
Closed -$250K –
SPTL icon
330
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$11.1B
– –
-25,890
Closed -$1.07M –
STLD icon
331
Steel Dynamics
STLD
$34.5B
– –
-3,428
Closed -$204K –
TOON icon
332
CALL
Kartoon Studios
TOON
$34.5M
– –
-100
Closed -$1K –
TOON icon
333
Kartoon Studios
TOON
$34.5M
– –
-1,159
Closed -$21K –
TREX icon
334
Trex
TREX
$4.53B
– –
-3,141
Closed -$321K –
UCTT icon
335
Ultra Clean Holdings
UCTT
$2.64B
– –
-15,050
Closed -$808K –
VO icon
336
Vanguard Morningstar Mid-Cap ETF
VO
$105B
– –
-3,640
Closed -$216K –
WLK icon
337
Westlake Corp
WLK
$7.84B
– –
-2,500
Closed -$225K –
XLB icon
338
State Street Materials Select Sector SPDR ETF
XLB
$7.8B
– –
-7,662
Closed -$315K –
XOP icon
339
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.27B
– –
-5,335
Closed -$516K –
ZIM icon
340
ZIM Integrated Shipping Services
ZIM
$3.6B
– –
-9,486
Closed -$426K –
FUV icon
341
DELISTED
Arcimoto, Inc. Common Stock
FUV
– –
-575
Closed -$198K –
VRTV
342
DELISTED
VERITIV CORPORATION
VRTV
– –
-6,674
Closed -$410K –
POSH
343
DELISTED
Poshmark, Inc. Class A Common Stock
POSH
– –
-7,299
Closed -$348K –
SOLY
344
DELISTED
Soliton, Inc.
SOLY
– –
-9,556
Closed -$215K –
WORK
345
DELISTED
Slack Technologies, Inc.
WORK
– –
-5,100
Closed -$226K –
SBNY
346
DELISTED
Signature Bank
SBNY
– –
-1,675
Closed -$411K –
TIO
347
DELISTED
Tingo Group, Inc. Common Stock
TIO
– –
-21,100
Closed -$49K –
USFR icon
348
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
– –
-18,022
Closed -$453K –
GAB.RT icon
349
DELISTED
The Gabelli Equity Trust Inc. Rights (expiring July 14, 2021)
GAB.RT
– –
-49,890
Closed -$6K –
10 11 12 13
14

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Level Four Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Level Four Financial held 351 positions worth $229M, down 3.3% from $237M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Level Four Financial's Q3 2021 filing shows 29 new, 122 increased, 103 reduced and 53 closed positions. Its largest new stake was Upstart Holdings: 6,634 shares worth $2.1M. The largest sale was Quadratic Interest Rate Volatility and Inflation Hedge ETF, an estimated $1.96M.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Level Four Financial's largest Q3 2021 buy was Upstart Holdings: 6,634 shares worth $2.1M.
  • Level Four Financial added most to Apple in Q3 2021, an estimated $2.69M increase.
  • Level Four Financial's biggest Q3 2021 reduction was Weyerhaeuser, cutting an estimated $952K.
  • Level Four Financial fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q3 2021, selling an estimated $1.96M.
  • Level Four Financial's ten largest holdings make up 23% of its $229M portfolio in Q3 2021.
  • Level Four Financial opened 29 new positions and closed 53 in Q3 2021.
  • Level Four Financial's portfolio value fell 3.3% quarter-over-quarter to $229M.

Based on Level Four Financial's 13F filing for Q3 2021, filed 12 Oct 2021.