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LFF

Level Four Financial Portfolio holdings

AUM $229M
1-Year Est. Return 47.67%
This Fund
S&P 500
This Quarter Est. Return
+1.5%
1 Year Est. Return
+47.67%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$7.79M
Cap. Flow
-$6.73M
Cap. Flow %
-2.93%
Top 10 Hldgs %
23.17%
Holding
351
New
29
Increased
122
Reduced
103
Closed
53

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.69M
2
UPST icon
Upstart Holdings
UPST
+$1.31M
3
JOE icon
St. Joe Company
JOE
+$881K
4
MSFT icon
Microsoft
MSFT
+$807K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$678K

Top Sells

Rank Stock Value
1
IVOL icon
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
+$1.96M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$1.07M
3
WY icon
Weyerhaeuser
WY
+$952K
4
UCTT
Ultra Clean Holdings
UCTT
+$808K
5
AMAT icon
Applied Materials
AMAT
+$722K

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.97%
2 Technology 14.01%
3 Consumer Discretionary 6.39%
4 Communication Services 6.17%
5 Financials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XAR icon
276
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.96B
$203K 0.09%
1,700
-75
-4% -$9.27K
CEF icon
277
Sprott Physical Gold and Silver Trust
CEF
$7.99B
$185K 0.08%
10,775
-1,101
-9% -$19.9K
NFJ
278
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.45B
$169K 0.07%
11,400
– –
EXG icon
279
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$148K 0.06%
14,815
– –
FRA icon
280
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
$137K 0.06%
10,250
– –
CNVS icon
281
Cineverse
CNVS
$57.3M
$129K 0.06%
2,560
+1,000
+64% +$35.2K
BKD icon
282
Brookdale Senior Living
BKD
$2.8B
$123K 0.05%
19,500
– –
MGI
283
DELISTED
MoneyGram International, Inc. New
MGI
$116K 0.05%
14,500
+1,000
+7% +$9.53K
GGT
284
Gabelli Multimedia Trust
GGT
$170M
$98K 0.04%
+10,853
New +$103K
DDD icon
285
PUT
3D Systems Corp
DDD
$545M
$75K 0.03%
+130,000
New +$3.85M
RNXT icon
286
RenovoRx
RNXT
$75.4M
$67K 0.03%
+11,100
New +$92.5K
DNN icon
287
Denison Mines
DNN
$3.07B
$48K 0.02%
32,335
-7,124
-18% -$8.64K
GGN
288
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$881M
$45K 0.02%
12,000
– –
WATT icon
289
Energous
WATT
$61.4M
$44K 0.02%
35
– –
ALNA
290
DELISTED
Allena Pharmaceuticals
ALNA
$36K 0.02%
40,000
+20,000
+100% +$19.6K
CKPT
291
DELISTED
Checkpoint Therapeutics
CKPT
$33K 0.01%
1,000
– –
NOK icon
292
CALL
Nokia
NOK
$57.2B
$17K 0.01%
65,600
– –
NOK icon
293
Nokia
NOK
$57.2B
$15K 0.01%
2,750
– –
T icon
294
CALL
AT&T
T
$178B
$3K ﹤0.01%
4,634
– –
PFE icon
295
CALL
Pfizer
PFE
$159B
$2K ﹤0.01%
2,000
– –
WMT icon
296
CALL
Walmart Inc
WMT
$820B
$1K ﹤0.01%
1,500
– –
AA icon
297
Alcoa
AA
$13.3B
– –
-5,852
Closed -$216K
AXP icon
298
American Express
AXP
$225B
– –
-1,285
Closed -$212K
BMY icon
299
Bristol-Myers Squibb
BMY
$136B
– –
-3,170
Closed -$212K
BRK.B icon
300
CALL
Berkshire Hathaway Class B
BRK.B
$1.08T
– –
-100
Closed -$1K
10 11
12
13 14

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Level Four Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Level Four Financial held 351 positions worth $229M, down 3.3% from $237M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Level Four Financial's Q3 2021 filing shows 29 new, 122 increased, 103 reduced and 53 closed positions. Its largest new stake was Upstart Holdings: 6,634 shares worth $2.1M. The largest sale was Quadratic Interest Rate Volatility and Inflation Hedge ETF, an estimated $1.96M.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Level Four Financial's largest Q3 2021 buy was Upstart Holdings: 6,634 shares worth $2.1M.
  • Level Four Financial added most to Apple in Q3 2021, an estimated $2.69M increase.
  • Level Four Financial's biggest Q3 2021 reduction was Weyerhaeuser, cutting an estimated $952K.
  • Level Four Financial fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q3 2021, selling an estimated $1.96M.
  • Level Four Financial's ten largest holdings make up 23% of its $229M portfolio in Q3 2021.
  • Level Four Financial opened 29 new positions and closed 53 in Q3 2021.
  • Level Four Financial's portfolio value fell 3.3% quarter-over-quarter to $229M.

Based on Level Four Financial's 13F filing for Q3 2021, filed 12 Oct 2021.