LFF

Level Four Financial Portfolio holdings

AUM $229M
1-Year Est. Return 47.55%
This Quarter Est. Return
1 Year Est. Return
+47.55%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$229M
AUM Growth
-$7.84M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
346
New
Increased
Reduced
Closed

Top Buys

1
+$2.59M
2
+$2.1M
3
+$842K
4
MSFT icon
Microsoft
MSFT
+$781K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$656K

Top Sells

1
+$1.96M
2
+$1.07M
3
+$968K
4
UCTT icon
Ultra Clean Holdings
UCTT
+$808K
5
AMAT icon
Applied Materials
AMAT
+$685K

Sector Composition

1 Technology 14.02%
2 Consumer Discretionary 6.39%
3 Communication Services 6.17%
4 Financials 5.94%
5 Healthcare 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XAR icon
276
State Street SPDR S&P Aerospace & Defense ETF
XAR
$4.63B
$203K 0.09%
1,700
-75
CEF icon
277
Sprott Physical Gold and Silver Trust
CEF
$8.7B
$185K 0.08%
10,775
-1,101
NFJ
278
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.21B
$169K 0.07%
11,400
EXG icon
279
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.85B
$148K 0.06%
14,815
FRA icon
280
BlackRock Floating Rate Income Strategies Fund
FRA
$418M
$137K 0.06%
10,250
CNVS icon
281
Cineverse
CNVS
$40.8M
$129K 0.06%
2,560
+1,000
BKD icon
282
Brookdale Senior Living
BKD
$2.56B
$123K 0.05%
19,500
MGI
283
DELISTED
MoneyGram International, Inc. New
MGI
$116K 0.05%
14,500
+1,000
GGT
284
Gabelli Multimedia Trust
GGT
$151M
$98K 0.04%
+10,853
RNXT icon
285
RenovoRx
RNXT
$34.1M
$67K 0.03%
+11,100
DNN icon
286
Denison Mines
DNN
$2.46B
$48K 0.02%
32,335
-7,124
GGN
287
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$807M
$45K 0.02%
12,000
WATT icon
288
Energous
WATT
$9.18M
$44K 0.02%
35
ALNA
289
DELISTED
Allena Pharmaceuticals
ALNA
$36K 0.02%
40,000
+20,000
CKPT
290
DELISTED
Checkpoint Therapeutics
CKPT
$33K 0.01%
1,000
NOK icon
291
Nokia
NOK
$36B
$15K 0.01%
2,750
DDD icon
292
3D Systems Corp
DDD
$269M
– –
0
DFS
293
DELISTED
Discover Financial Services
DFS
– –
-2,084
EEM icon
294
iShares MSCI Emerging Markets ETF
EEM
$20.4B
– –
-3,694
EFAV icon
295
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.15B
– –
-2,952
FDUS icon
296
Fidus Investment
FDUS
$687M
– –
-12,685
FXO icon
297
First Trust Financials AlphaDEX Fund
FXO
$2.18B
– –
-4,663
GLBE icon
298
Global E Online
GLBE
$6.82B
– –
-4,500
GM icon
299
General Motors
GM
$76.8B
– –
-3,660
HRI icon
300
Herc Holdings
HRI
$5.12B
– –
-1,934
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