LFF
Level Four Financial Portfolio holdings
AUM
$229M
Turnover
23.36%
1-Year Est. Return
47.67%
This Fund
S&P 500
This Quarter
Est. Return
+1.5%
1 Year Est. Return
+47.67%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$7.79M
(-3.3%)
Cap. Flow
-$6.73M
Cap. Flow
% of AUM
-2.93%
Top 10 Holdings %
Top 10 Hldgs %
23.17%
Holding
351
New
29
Increased
122
Reduced
103
Closed
53
Avg Time Held Equity + Options
0.6
years
Top 10 Avg Time Held Equity + Options
0.6
years
Top 20 Avg Time Held Equity + Options
0.6
years
Avg Time Held Equity only
0.6
years
Top 10 Avg Time Held Equity only
0.6
years
Top 20 Avg Time Held Equity only
0.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$2.69M |
| 2 |
Upstart Holdings
UPST
|
+$1.31M |
| 3 |
St. Joe Company
JOE
|
+$881K |
| 4 |
Microsoft
MSFT
|
+$807K |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$678K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
|
+$1.96M |
| 2 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$1.07M |
| 3 |
Weyerhaeuser
WY
|
+$952K |
| 4 |
Ultra Clean Holdings
UCTT
|
+$808K |
| 5 |
Applied Materials
AMAT
|
+$722K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 46.97% |
| 2 | Technology | 14.01% |
| 3 | Consumer Discretionary | 6.39% |
| 4 | Communication Services | 6.17% |
| 5 | Financials | 5.93% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
276
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.34B
| $203K | 0.09% |
1,700
-75
| -4% | -$9.27K |
2020 Q4
3 quarters
|
|
277
Sprott Physical Gold and Silver Trust
CEF
$6.94B
| $185K | 0.08% |
10,775
-1,101
| -9% | -$19.9K |
2020 Q4
3 quarters
|
|
278
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.37B
| $169K | 0.07% |
11,400
| – | – |
2020 Q4
3 quarters
|
|
279
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.87B
| $148K | 0.06% |
14,815
| – | – |
2020 Q4
3 quarters
|
|
280
BlackRock Floating Rate Income Strategies Fund
FRA
$360M
| $137K | 0.06% |
10,250
| – | – |
2021 Q2
1 quarter
|
|
281
Cineverse
CNVS
$40.4M
| $129K | 0.06% |
2,560
+1,000
| +64% | +$35.2K |
2021 Q1
2 quarters
|
|
282
Brookdale Senior Living
BKD
$2.39B
| $123K | 0.05% |
19,500
| – | – |
2020 Q4
3 quarters
|
|
|
MGI
283
DELISTED
MoneyGram International, Inc. New
MGI
| $116K | 0.05% |
14,500
+1,000
| +7% | +$9.53K |
2020 Q4
3 quarters
|
|
284
Gabelli Multimedia Trust
GGT
$191M
| $98K | 0.04% |
+10,853
| New | +$103K |
2021 Q3
0 quarters
|
|
285
PUT
3D Systems Corp
DDD
$485M
| $75K | 0.03% |
+130,000
| New | +$3.85M |
2021 Q3
0 quarters
|
|
286
RenovoRx
RNXT
$51.4M
| $67K | 0.03% |
+11,100
| New | +$92.5K |
2021 Q3
0 quarters
|
|
287
Denison Mines
DNN
$1.96B
| $48K | 0.02% |
32,335
-7,124
| -18% | -$8.64K |
2021 Q1
2 quarters
|
|
288
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$814M
| $45K | 0.02% |
12,000
| – | – |
2020 Q4
3 quarters
|
|
289
Energous
WATT
$48.5M
| $44K | 0.02% |
35
| – | – |
2020 Q4
3 quarters
|
|
|
ALNA
290
DELISTED
Allena Pharmaceuticals
ALNA
| $36K | 0.02% |
40,000
+20,000
| +100% | +$19.6K |
2021 Q1
2 quarters
|
|
291
DELISTED
Checkpoint Therapeutics
CKPT
| $33K | 0.01% |
1,000
| – | – |
2021 Q1
2 quarters
|
|
292
CALL
Nokia
NOK
$52.5B
| $17K | 0.01% |
65,600
| – | – |
2021 Q2
1 quarter
|
|
|
293
Nokia
NOK
$52.5B
| $15K | 0.01% |
2,750
| – | – |
2021 Q2
1 quarter
|
|
294
CALL
AT&T
T
$158B
| $3K | ﹤0.01% |
4,634
| – | – |
2021 Q2
1 quarter
|
|
295
CALL
Pfizer
PFE
$167B
| $2K | ﹤0.01% |
2,000
| – | – |
2021 Q2
1 quarter
|
|
296
CALL
Walmart Inc
WMT
$918B
| $1K | ﹤0.01% |
1,500
| – | – |
2021 Q2
1 quarter
|
|
297
Alcoa
AA
$10.5B
| – | – |
-5,852
| Closed | -$216K | – |
|
298
American Express
AXP
$206B
| – | – |
-1,285
| Closed | -$212K | – |
|
299
Bristol-Myers Squibb
BMY
$121B
| – | – |
-3,170
| Closed | -$212K | – |
|
300
CALL
Berkshire Hathaway Class B
BRK.B
$1.13T
| – | – |
-100
| Closed | -$1K | – |
|
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CPWM
MCL
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PP
ISG
Level Four Financial's Q3 2021 Portfolio in Review
As of Q3 2021, Level Four Financial held 351 positions worth $229M, down 3.3% from $237M the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Level Four Financial's Q3 2021 filing shows 29 new, 122 increased, 103 reduced and 53 closed positions. Its largest new stake was Upstart Holdings: 6,634 shares worth $2.1M. The largest sale was Quadratic Interest Rate Volatility and Inflation Hedge ETF, an estimated $1.96M.
By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.
- Level Four Financial's largest Q3 2021 buy was Upstart Holdings: 6,634 shares worth $2.1M.
- Level Four Financial added most to Apple in Q3 2021, an estimated $2.69M increase.
- Level Four Financial's biggest Q3 2021 reduction was Weyerhaeuser, cutting an estimated $952K.
- Level Four Financial fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q3 2021, selling an estimated $1.96M.
- Level Four Financial's ten largest holdings make up 23% of its $229M portfolio in Q3 2021.
- Level Four Financial opened 29 new positions and closed 53 in Q3 2021.
- Level Four Financial's portfolio value fell 3.3% quarter-over-quarter to $229M.
Based on Level Four Financial's 13F filing for Q3 2021, filed 12 Oct 2021.