LFF

Level Four Financial Portfolio holdings

AUM $229M Turnover 23.36%
1-Year Est. Return 47.67%
This Fund
S&P 500
This Quarter Est. Return
+1.5%
1 Year Est. Return
+47.67%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$7.79M
Cap. Flow
-$6.73M
Cap. Flow %
-2.93%
Top 10 Hldgs %
23.17%
Holding
351
New
29
Increased
122
Reduced
103
Closed
53
Avg Time Held Equity + Options
0.6 years
Top 10 Avg Time Held Equity + Options
0.6 years
Top 20 Avg Time Held Equity + Options
0.6 years
Avg Time Held Equity only
0.6 years
Top 10 Avg Time Held Equity only
0.6 years
Top 20 Avg Time Held Equity only
0.6 years

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.69M
2
UPST icon
Upstart Holdings
UPST
+$1.31M
3
JOE icon
St. Joe Company
JOE
+$881K
4
MSFT icon
Microsoft
MSFT
+$807K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$678K

Top Sells

Rank Stock Value
1
IVOL icon
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
+$1.96M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$1.07M
3
WY icon
Weyerhaeuser
WY
+$952K
4
UCTT icon
Ultra Clean Holdings
UCTT
+$808K
5
AMAT icon
Applied Materials
AMAT
+$722K

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.97%
2 Technology 14.01%
3 Consumer Discretionary 6.39%
4 Communication Services 6.17%
5 Financials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
C icon
301
Citigroup
C
$205B
– –
-8,260
Closed -$584K –
CC icon
302
Chemours
CC
$1.93B
– –
-6,723
Closed -$234K –
CCO icon
303
Clear Channel Outdoor Holdings
CCO
$1.23B
– –
-35,000
Closed -$92K –
DFS icon
304
DELISTED
Discover Financial Services
DFS
– –
-2,084
Closed -$247K –
EEM icon
305
iShares MSCI Emerging Markets ETF
EEM
$29.8B
– –
-3,694
Closed -$204K –
EFAV icon
306
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.32B
– –
-2,952
Closed -$223K –
FDUS icon
307
Fidus Investment
FDUS
$759M
– –
-12,685
Closed -$216K –
FXO icon
308
First Trust Financials AlphaDEX Fund
FXO
$1.03B
– –
-4,663
Closed -$204K –
GLBE icon
309
Global E Online
GLBE
$6.44B
– –
-4,500
Closed -$257K –
GM icon
310
General Motors
GM
$72.9B
– –
-3,660
Closed -$217K –
HRI icon
311
Herc Holdings
HRI
$4.12B
– –
-1,934
Closed -$217K –
ICVT icon
312
iShares Convertible Bond ETF
ICVT
$7.71B
– –
-2,246
Closed -$229K –
IHRT icon
313
iHeartMedia
IHRT
$268M
– –
-8,480
Closed -$228K –
IVOL icon
314
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$220M
– –
-70,925
Closed -$1.96M –
J icon
315
Jacobs Solutions
J
$16.6B
– –
-1,864
Closed -$206K –
KHC icon
316
The Kraft Heinz Company
KHC
$26.9B
– –
-11,694
Closed -$477K –
LUV icon
317
Southwest Airlines
LUV
$19.2B
– –
-6,818
Closed -$362K –
NUE icon
318
Nucor
NUE
$58.3B
– –
-2,160
Closed -$207K –
NVMI icon
319
Nova
NVMI
$10.5B
– –
-2,316
Closed -$238K –
OGS icon
320
ONE Gas
OGS
$4.65B
– –
-2,876
Closed -$213K –
OIH icon
321
VanEck Oil Services ETF
OIH
$1.82B
– –
-1,726
Closed -$378K –
PARA icon
322
DELISTED
Paramount Global Class B
PARA
– –
-6,494
Closed -$294K –
PENN icon
323
PENN Entertainment
PENN
$1.95B
– –
-2,619
Closed -$200K –
PTON icon
324
Peloton Interactive
PTON
$2.22B
– –
-1,924
Closed -$239K –
R icon
325
Ryder
R
$9.12B
– –
-2,717
Closed -$202K –
10 11 12
13
14

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Level Four Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Level Four Financial held 351 positions worth $229M, down 3.3% from $237M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Level Four Financial's Q3 2021 filing shows 29 new, 122 increased, 103 reduced and 53 closed positions. Its largest new stake was Upstart Holdings: 6,634 shares worth $2.1M. The largest sale was Quadratic Interest Rate Volatility and Inflation Hedge ETF, an estimated $1.96M.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Level Four Financial's largest Q3 2021 buy was Upstart Holdings: 6,634 shares worth $2.1M.
  • Level Four Financial added most to Apple in Q3 2021, an estimated $2.69M increase.
  • Level Four Financial's biggest Q3 2021 reduction was Weyerhaeuser, cutting an estimated $952K.
  • Level Four Financial fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q3 2021, selling an estimated $1.96M.
  • Level Four Financial's ten largest holdings make up 23% of its $229M portfolio in Q3 2021.
  • Level Four Financial opened 29 new positions and closed 53 in Q3 2021.
  • Level Four Financial's portfolio value fell 3.3% quarter-over-quarter to $229M.

Based on Level Four Financial's 13F filing for Q3 2021, filed 12 Oct 2021.