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LFA

Legend Financial Advisors Portfolio holdings

AUM $176M
1-Year Est. Return 57.06%
This Fund
S&P 500
This Quarter Est. Return
+8.98%
1 Year Est. Return
+57.06%
3 Year Est. Return
+117.13%
5 Year Est. Return
+104.02%
10 Year Est. Return
–
AUM
$114M
AUM Growth
+$7.99M
Cap. Flow
+$956K
Cap. Flow %
0.84%
Top 10 Hldgs %
65.49%
Holding
257
New
24
Increased
30
Reduced
42
Closed
14

Top Buys

Rank Stock Value
1
VO icon
Vanguard Mid-Cap ETF
VO
+$8.52M
2
COPX icon
Global X Copper Miners ETF NEW
COPX
+$6.74M
3
ARB icon
AltShares Merger Arbitrage ETF
ARB
+$3.78M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$2.94M
5
CHS
Chicos FAS, Inc.
CHS
+$540K

Top Sells

Rank Stock Value
1
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$6.67M
2
LIT icon
Global X Lithium & Battery Tech ETF
LIT
+$6.6M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.82M
4
IHI icon
iShares US Medical Devices ETF
IHI
+$2.87M
5
SBNY
Signature Bank
SBNY
+$410K

Sector Composition

Rank Sector Weight
1 Financials 2.46%
2 Technology 1.76%
3 Consumer Discretionary 1.62%
4 Energy 1.47%
5 Industrials 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAU icon
1
iShares Gold Trust
IAU
$63B
$11.1M 9.71%
321,081
-2,941
-0.9% -$96.6K
VO icon
2
Vanguard Mid-Cap ETF
VO
$106B
$8.58M 7.5%
168,472
+167,360
+15,050% +$8.52M
QQQ icon
3
Invesco QQQ Trust
QQQ
$455B
$7.98M 6.98%
29,972
-20
-0.1% -$5.53K
LCR icon
4
Leuthold Core ETF
LCR
$68M
$7.55M 6.6%
260,403
-4,018
-2% -$116K
SOXX icon
5
iShares Semiconductor ETF
SOXX
$44.2B
$7.55M 6.6%
65,055
-102
-0.2% -$11.8K
COPX icon
6
Global X Copper Miners ETF NEW
COPX
$7.13B
$7.3M 6.38%
206,096
+205,296
+25,662% +$6.74M
FNDX icon
7
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
$7.05M 6.16%
395,826
-5,355
-1% -$94.8K
VIOV icon
8
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$6.83M 5.97%
86,926
-3,414
-4% -$272K
RSPD icon
9
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$299M
$5.8M 5.07%
147,693
-807
-0.5% -$31.4K
XME icon
10
State Street SPDR S&P Metals & Mining ETF
XME
$4.05B
$5.19M 4.53%
104,157
-206
-0.2% -$10.2K
IAK icon
11
iShares US Insurance ETF
IAK
$511M
$5.06M 4.42%
55,373
-415
-0.7% -$37K
DJP icon
12
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
$4.72M 4.12%
139,887
-213
-0.2% -$7.23K
PALL icon
13
abrdn Physical Palladium Shares ETF
PALL
$603M
$4.24M 3.71%
128,475
-2,325
-2% -$83.5K
ARB icon
14
AltShares Merger Arbitrage ETF
ARB
$102M
$3.66M 3.2%
+142,005
New +$3.78M
SPSM icon
15
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$2.9M 2.53%
+78,449
New +$2.94M
AAPL icon
16
Apple
AAPL
$4.89T
$1.54M 1.34%
11,814
-160
-1% -$22.9K
XBI icon
17
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$1.3M 1.14%
15,662
-13
-0.1% -$1.05K
VRTV
18
DELISTED
VERITIV CORPORATION
VRTV
$966K 0.84%
7,935
– –
BRK.B icon
19
Berkshire Hathaway Class B
BRK.B
$1.07T
$698K 0.61%
2,259
+57
+3% +$16.9K
TBBK icon
20
The Bancorp
TBBK
$2.79B
$625K 0.55%
22,027
-430
-2% -$11.9K
TPR icon
21
Tapestry
TPR
$28.8B
$602K 0.53%
15,801
-277
-2% -$9.49K
SCHG icon
22
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$600K 0.52%
43,176
-488
-1% -$7.02K
CPA icon
23
Copa Holdings
CPA
$5.56B
$558K 0.49%
+6,704
New +$528K
SLB icon
24
SLB Ltd
SLB
$77.8B
$545K 0.48%
+10,189
New +$507K
NMIH icon
25
NMI Holdings
NMIH
$3.25B
$526K 0.46%
25,183
-25
-0.1% -$524
1
2 3 4 5

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Legend Financial Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Legend Financial Advisors held 257 positions worth $114M, up 7.5% from $106M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Legend Financial Advisors's Q4 2022 filing shows 24 new, 30 increased, 42 reduced and 14 closed positions. Its largest new stake was AltShares Merger Arbitrage ETF: 142,005 shares worth $3.66M. The largest sale was State Street SPDR S&P Regional Banking ETF, an estimated $6.67M.

By sector, the portfolio is most concentrated in Financials at 2.5% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Legend Financial Advisors's largest Q4 2022 buy was AltShares Merger Arbitrage ETF: 142,005 shares worth $3.66M.
  • Legend Financial Advisors added most to Vanguard Mid-Cap ETF in Q4 2022, an estimated $8.52M increase.
  • Legend Financial Advisors's biggest Q4 2022 reduction was State Street SPDR S&P Regional Banking ETF, cutting an estimated $6.67M.
  • Legend Financial Advisors fully exited Signature Bank in Q4 2022, selling an estimated $410K.
  • Legend Financial Advisors's ten largest holdings make up 65% of its $114M portfolio in Q4 2022.
  • Legend Financial Advisors opened 24 new positions and closed 14 in Q4 2022.
  • Legend Financial Advisors's portfolio value rose 7.5% quarter-over-quarter to $114M.

Based on Legend Financial Advisors's 13F filing for Q4 2022, filed 30 Jan 2023.