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LFA

Legend Financial Advisors Portfolio holdings

AUM $176M
1-Year Est. Return 57.06%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+57.06%
3 Year Est. Return
+117.13%
5 Year Est. Return
+104.02%
10 Year Est. Return
–
AUM
$157M
AUM Growth
+$2.04M
Cap. Flow
+$15.4M
Cap. Flow %
9.76%
Top 10 Hldgs %
83.3%
Holding
41
New
4
Increased
27
Reduced
5
Closed
2

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.66M
2
AMZN icon
Amazon
AMZN
+$1.5M
3
ARKK icon
ARK Innovation ETF
ARKK
+$1.48M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$1.45M
5
IAU icon
iShares Gold Trust
IAU
+$1.3M

Top Sells

Rank Stock Value
1
NUE icon
Nucor
NUE
+$682K
2
EWBC icon
East-West Bancorp
EWBC
+$582K
3
CLIX icon
ProShares Long Online/Short Stores ETF
CLIX
+$35K
4
TAN icon
Invesco Solar ETF
TAN
+$22.5K
5
DE icon
Deere & Co
DE
+$9.73K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.97%
2 Financials 1.53%
3 Materials 1.38%
4 Industrials 1.25%
5 Technology 1.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAU icon
1
iShares Gold Trust
IAU
$62.9B
$21.8M 13.83%
651,598
+38,178
+6% +$1.3M
QQQ icon
2
Invesco QQQ Trust
QQQ
$453B
$20.8M 13.24%
58,212
+4,497
+8% +$1.66M
ARKK icon
3
ARK Innovation ETF
ARKK
$5.64B
$18.4M 11.71%
166,791
+12,333
+8% +$1.48M
SOXX icon
4
iShares Semiconductor ETF
SOXX
$41.7B
$16.3M 10.34%
109,536
+8,139
+8% +$1.24M
ARKG icon
5
ARK Genomic Revolution ETF
ARKG
$1.57B
$16.2M 10.31%
217,297
+17,255
+9% +$1.45M
SWAN icon
6
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$157M
$9.79M 6.22%
285,849
+27,896
+11% +$984K
COPX icon
7
Global X Copper Miners ETF NEW
COPX
$7.29B
$8.97M 5.7%
262,291
+21,696
+9% +$786K
PALL icon
8
abrdn Physical Palladium Shares ETF
PALL
$618M
$7.72M 4.9%
216,310
+15,600
+8% +$712K
XME icon
9
State Street SPDR S&P Metals & Mining ETF
XME
$3.87B
$5.97M 3.79%
143,066
+12,896
+10% +$558K
KRE icon
10
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$5.13M 3.26%
75,801
+7,802
+11% +$502K
VIOV icon
11
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$4.28M 2.72%
49,200
+4,958
+11% +$433K
SLX icon
12
VanEck Steel ETF
SLX
$169M
$3.48M 2.21%
63,054
+8,181
+15% +$504K
AAPL icon
13
Apple
AAPL
$4.54T
$1.79M 1.14%
12,663
+148
+1% +$21.8K
VRTV
14
DELISTED
VERITIV CORPORATION
VRTV
$1.37M 0.87%
15,307
+984
+7% +$75.2K
COOP
15
DELISTED
Mr. Cooper
COOP
$1.23M 0.78%
29,754
+314
+1% +$11.8K
AMZN icon
16
Amazon
AMZN
$2.92T
$1.21M 0.77%
15,380
+8,680
+130% +$1.5M
LIT icon
17
Global X Lithium & Battery Tech ETF
LIT
$1.51B
$1.09M 0.69%
13,290
+1,957
+17% +$160K
SCHG icon
18
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$1.06M 0.67%
57,128
+2,832
+5% +$53.9K
CARR icon
19
Carrier Global
CARR
$51B
$1.02M 0.65%
+19,809
New +$1.07M
FNV icon
20
Franco-Nevada
FNV
$41.1B
$938K 0.6%
7,217
+104
+1% +$15.2K
VUG icon
21
Vanguard Morningstar Growth ETF
VUG
$220B
$865K 0.55%
17,886
+4,464
+33% +$222K
HIBB
22
DELISTED
Hibbett, Inc. Common Stock
HIBB
$744K 0.47%
+10,525
New +$919K
BC icon
23
Brunswick
BC
$5.13B
$741K 0.47%
7,770
+102
+1% +$10.2K
BRK.B icon
24
Berkshire Hathaway Class B
BRK.B
$1.1T
$707K 0.45%
2,590
+44
+2% +$12.4K
UFPI icon
25
UFP Industries
UFPI
$4.9B
$672K 0.43%
9,888
+131
+1% +$9.52K
1
2

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DAM
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Legend Financial Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Legend Financial Advisors held 41 positions worth $157M, up 1.3% from $155M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Legend Financial Advisors deployed $15.4M of net new capital in Q3 2021, opening 4 new positions and adding to 27 existing holdings. Its largest new stake was Carrier Global: 19,809 shares worth $1.02M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 2% of assets, up from 1.2% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was ProShares Long Online/Short Stores ETF, an estimated $35K trimmed.

  • Legend Financial Advisors's largest Q3 2021 buy was Carrier Global: 19,809 shares worth $1.02M.
  • Legend Financial Advisors added most to Invesco QQQ Trust in Q3 2021, an estimated $1.66M increase.
  • Legend Financial Advisors's biggest Q3 2021 reduction was ProShares Long Online/Short Stores ETF, cutting an estimated $35K.
  • Legend Financial Advisors fully exited Nucor in Q3 2021, selling an estimated $682K.
  • Legend Financial Advisors's ten largest holdings make up 83% of its $157M portfolio in Q3 2021.
  • Legend Financial Advisors opened 4 new positions and closed 2 in Q3 2021.
  • Legend Financial Advisors's portfolio value rose 1.3% quarter-over-quarter to $157M.

Based on Legend Financial Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.