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LFA

Legend Financial Advisors Portfolio holdings

AUM $176M
1-Year Est. Return 57.06%
This Fund
S&P 500
This Quarter Est. Return
+5.9%
1 Year Est. Return
+57.06%
3 Year Est. Return
+117.13%
5 Year Est. Return
+104.02%
10 Year Est. Return
–
AUM
$143M
AUM Growth
-$14.1M
Cap. Flow
-$20.1M
Cap. Flow %
-14.01%
Top 10 Hldgs %
77%
Holding
46
New
7
Increased
5
Reduced
24
Closed
5

Top Buys

Rank Stock Value
1
LIT icon
Global X Lithium & Battery Tech ETF
LIT
+$8.81M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$8.03M
3
SWAN icon
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
+$2.84M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$1.91M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.4M

Top Sells

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$12.1M
2
COPX icon
Global X Copper Miners ETF NEW
COPX
+$8.97M
3
ARKK icon
ARK Innovation ETF
ARKK
+$6.42M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$5.91M
5
SLX icon
VanEck Steel ETF
SLX
+$3.48M

Sector Composition

Rank Sector Weight
1 Financials 1.73%
2 Consumer Discretionary 1.55%
3 Technology 1.54%
4 Industrials 1.39%
5 Materials 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
Invesco QQQ Trust
QQQ
$455B
$21M 14.64%
52,755
-5,457
-9% -$2.11M
SOXX icon
2
iShares Semiconductor ETF
SOXX
$44.2B
$19M 13.29%
105,372
-4,164
-4% -$698K
SWAN icon
3
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$158M
$12.6M 8.81%
365,750
+79,901
+28% +$2.84M
IAU icon
4
iShares Gold Trust
IAU
$63B
$10.4M 7.26%
298,969
-352,629
-54% -$12.1M
ARKK icon
5
ARK Innovation ETF
ARKK
$5.89B
$10.2M 7.12%
107,962
-58,829
-35% -$6.42M
LIT icon
6
Global X Lithium & Battery Tech ETF
LIT
$1.49B
$9.51M 6.63%
112,610
+99,320
+747% +$8.81M
SPHB icon
7
Invesco S&P 500 High Beta ETF
SPHB
$964M
$8.13M 5.67%
+102,819
New +$8.03M
ARKG icon
8
ARK Genomic Revolution ETF
ARKG
$1.51B
$8.07M 5.63%
131,817
-85,480
-39% -$5.91M
XME icon
9
State Street SPDR S&P Metals & Mining ETF
XME
$4.05B
$5.93M 4.14%
132,414
-10,652
-7% -$466K
KRE icon
10
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$5.46M 3.81%
77,073
+1,272
+2% +$91K
PALL icon
11
abrdn Physical Palladium Shares ETF
PALL
$603M
$5.09M 3.55%
144,400
-71,910
-33% -$2.61M
VIOV icon
12
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$4.4M 3.07%
48,790
-410
-0.8% -$37.2K
AAPL icon
13
Apple
AAPL
$4.89T
$2.21M 1.54%
12,437
-226
-2% -$35.7K
IHI icon
14
iShares US Medical Devices ETF
IHI
$3.02B
$1.89M 1.32%
28,679
+18,095
+171% +$1.16M
DJP icon
15
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
$1.87M 1.3%
+65,154
New +$1.91M
VRTV
16
DELISTED
VERITIV CORPORATION
VRTV
$1.85M 1.29%
15,065
-242
-2% -$29.1K
XLY icon
17
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$1.44M 1%
+14,092
New +$1.4M
COOP
18
DELISTED
Mr. Cooper
COOP
$1.22M 0.85%
29,208
-546
-2% -$23K
RSPD icon
19
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$299M
$1.21M 0.84%
+23,163
New +$1.19M
AMZN icon
20
Amazon
AMZN
$2.5T
$1.11M 0.77%
6,640
-8,740
-57% -$1.5M
SCHG icon
21
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$1.08M 0.75%
52,608
-4,520
-8% -$90.3K
CARR icon
22
Carrier Global
CARR
$57.2B
$1.05M 0.73%
19,340
-469
-2% -$25.3K
FNV icon
23
Franco-Nevada
FNV
$41.4B
$973K 0.68%
7,035
-182
-3% -$25.2K
UFPI icon
24
UFP Industries
UFPI
$4.97B
$889K 0.62%
9,660
-228
-2% -$19.2K
BRK.B icon
25
Berkshire Hathaway Class B
BRK.B
$1.07T
$767K 0.54%
2,566
-24
-0.9% -$6.87K
1
2

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Legend Financial Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Legend Financial Advisors held 46 positions worth $143M, down 8.9% from $157M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Legend Financial Advisors withdrew a net $20.1M in Q4 2021, closing 5 positions and reducing 24 holdings. Its most notable exit was Global X Copper Miners ETF NEW, an estimated $8.97M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.5% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Legend Financial Advisors opened a new position in Invesco S&P 500 High Beta ETF worth $8.13M.

  • Legend Financial Advisors's largest Q4 2021 buy was Invesco S&P 500 High Beta ETF: 102,819 shares worth $8.13M.
  • Legend Financial Advisors added most to Global X Lithium & Battery Tech ETF in Q4 2021, an estimated $8.81M increase.
  • Legend Financial Advisors's biggest Q4 2021 reduction was iShares Gold Trust, cutting an estimated $12.1M.
  • Legend Financial Advisors fully exited Global X Copper Miners ETF NEW in Q4 2021, selling an estimated $8.97M.
  • Legend Financial Advisors's ten largest holdings make up 77% of its $143M portfolio in Q4 2021.
  • Legend Financial Advisors opened 7 new positions and closed 5 in Q4 2021.
  • Legend Financial Advisors's portfolio value fell 8.9% quarter-over-quarter to $143M.

Based on Legend Financial Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.