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LFA

Legend Financial Advisors Portfolio holdings

AUM $176M
1-Year Est. Return 57.06%
This Fund
S&P 500
This Quarter Est. Return
+8.98%
1 Year Est. Return
+57.06%
3 Year Est. Return
+117.13%
5 Year Est. Return
+104.02%
10 Year Est. Return
–
AUM
$114M
AUM Growth
+$7.99M
Cap. Flow
+$956K
Cap. Flow %
0.84%
Top 10 Hldgs %
65.49%
Holding
257
New
24
Increased
30
Reduced
42
Closed
14

Top Buys

Rank Stock Value
1
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$8.52M
2
COPX icon
Global X Copper Miners ETF NEW
COPX
+$6.74M
3
ARB icon
AltShares Merger Arbitrage ETF
ARB
+$3.78M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$2.94M
5
CHS
Chicos FAS, Inc.
CHS
+$540K

Top Sells

Rank Stock Value
1
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$6.67M
2
LIT icon
Global X Lithium & Battery Tech ETF
LIT
+$6.6M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.82M
4
IHI icon
iShares US Medical Devices ETF
IHI
+$2.87M
5
SBNY
Signature Bank
SBNY
+$410K

Sector Composition

Rank Sector Weight
1 Financials 2.46%
2 Technology 1.76%
3 Consumer Discretionary 1.62%
4 Energy 1.47%
5 Industrials 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRU icon
201
Prudential Financial
PRU
$42.4B
$4.97K ﹤0.01%
50
– –
LBTYK icon
202
Liberty Global Class C
LBTYK
$3.53B
$4.58K ﹤0.01%
236
– –
BG icon
203
Bunge Global
BG
$20.4B
$4.49K ﹤0.01%
45
– –
ATO icon
204
Atmos Energy
ATO
$28.8B
$4.26K ﹤0.01%
38
– –
MFC icon
205
Manulife Financial
MFC
$73.9B
$3.57K ﹤0.01%
+200
New +$3.41K
GM icon
206
General Motors
GM
$80.4B
$3.23K ﹤0.01%
96
– –
UAL icon
207
United Airlines
UAL
$39.4B
$3.13K ﹤0.01%
83
– –
MTUM icon
208
iShares MSCI USA Momentum Factor ETF
MTUM
$25B
$3.06K ﹤0.01%
21
– –
CDNS icon
209
Cadence Design Systems
CDNS
$93.6B
$3.05K ﹤0.01%
19
– –
VBK icon
210
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$3.01K ﹤0.01%
15
– –
KRP icon
211
Kimbell Royalty Partners
KRP
$1.48B
$2.87K ﹤0.01%
172
– –
CCI icon
212
Crown Castle
CCI
$33.3B
$2.85K ﹤0.01%
+21
New +$2.84K
C icon
213
Citigroup
C
$222B
$2.76K ﹤0.01%
61
– –
OTIS icon
214
Otis Worldwide
OTIS
$27.4B
$2.66K ﹤0.01%
34
– –
DHR icon
215
Danaher
DHR
$137B
$2.65K ﹤0.01%
11
– –
BMY icon
216
Bristol-Myers Squibb
BMY
$133B
$2.37K ﹤0.01%
33
– –
KR icon
217
Kroger
KR
$35.4B
$2.23K ﹤0.01%
50
– –
SNY icon
218
Sanofi
SNY
$103B
$2.18K ﹤0.01%
45
– –
HLN icon
219
Haleon
HLN
$43.5B
$1.96K ﹤0.01%
245
– –
ALC icon
220
Alcon
ALC
$33.6B
$1.85K ﹤0.01%
27
– –
TSLA icon
221
Tesla
TSLA
$1.23T
$1.85K ﹤0.01%
15
– –
URI icon
222
United Rentals
URI
$67.2B
$1.78K ﹤0.01%
5
– –
DTM icon
223
DT Midstream
DTM
$14.1B
$1.77K ﹤0.01%
32
– –
EA icon
224
Electronic Arts
EA
$53B
$1.71K ﹤0.01%
14
– –
FSK icon
225
FS KKR Capital
FSK
$2.96B
$1.7K ﹤0.01%
97
– –
7 8
9
10 11

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DAM
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BAM
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RAS
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Legend Financial Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Legend Financial Advisors held 257 positions worth $114M, up 7.5% from $106M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Legend Financial Advisors's Q4 2022 filing shows 24 new, 30 increased, 42 reduced and 14 closed positions. Its largest new stake was AltShares Merger Arbitrage ETF: 142,005 shares worth $3.66M. The largest sale was State Street SPDR S&P Regional Banking ETF, an estimated $6.67M.

By sector, the portfolio is most concentrated in Financials at 2.5% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Legend Financial Advisors's largest Q4 2022 buy was AltShares Merger Arbitrage ETF: 142,005 shares worth $3.66M.
  • Legend Financial Advisors added most to Vanguard Morningstar Mid-Cap ETF in Q4 2022, an estimated $8.52M increase.
  • Legend Financial Advisors's biggest Q4 2022 reduction was State Street SPDR S&P Regional Banking ETF, cutting an estimated $6.67M.
  • Legend Financial Advisors fully exited Signature Bank in Q4 2022, selling an estimated $410K.
  • Legend Financial Advisors's ten largest holdings make up 65% of its $114M portfolio in Q4 2022.
  • Legend Financial Advisors opened 24 new positions and closed 14 in Q4 2022.
  • Legend Financial Advisors's portfolio value rose 7.5% quarter-over-quarter to $114M.

Based on Legend Financial Advisors's 13F filing for Q4 2022, filed 30 Jan 2023.