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LFA

Legend Financial Advisors Portfolio holdings

AUM $176M
1-Year Est. Return 57.06%
This Fund
S&P 500
This Quarter Est. Return
+13.38%
1 Year Est. Return
+57.06%
3 Year Est. Return
+117.13%
5 Year Est. Return
+104.02%
10 Year Est. Return
–
AUM
$163M
AUM Growth
+$12.6M
Cap. Flow
-$5.15M
Cap. Flow %
-3.16%
Top 10 Hldgs %
68.44%
Holding
172
New
1
Increased
22
Reduced
11
Closed
133

Top Buys

Rank Stock Value
1
TYL icon
Tyler Technologies
TYL
+$281K
2
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$203K
3
IAK icon
iShares US Insurance ETF
IAK
+$151K
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$117K
5
LCR icon
Leuthold Core ETF
LCR
+$113K

Top Sells

Rank Stock Value
1
XME icon
State Street SPDR S&P Metals & Mining ETF
XME
+$1.21M
2
SOXX icon
iShares Semiconductor ETF
SOXX
+$1,000K
3
QQQ icon
Invesco QQQ Trust
QQQ
+$484K
4
COPX icon
Global X Copper Miners ETF NEW
COPX
+$424K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$168K

Sector Composition

Rank Sector Weight
1 Technology 3.85%
2 Financials 3.79%
3 Consumer Discretionary 2.45%
4 Materials 1.66%
5 Industrials 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNY
51
Bank of New York Mellon
BNY
$106B
– –
-1,036
Closed -$94.4K
C icon
52
Citigroup
C
$222B
– –
-61
Closed -$5.19K
CARR icon
53
Carrier Global
CARR
$51B
– –
-250
Closed -$18.3K
CB icon
54
Chubb
CB
$135B
– –
-63
Closed -$18.3K
CCI icon
55
Crown Castle
CCI
$33.3B
– –
-13
Closed -$1.33K
CEF icon
56
Sprott Physical Gold and Silver Trust
CEF
$7.4B
– –
-808
Closed -$24.3K
CHKP icon
57
Check Point Software Technologies
CHKP
$13B
– –
-50
Closed -$11.1K
CI icon
58
Cigna
CI
$73.7B
– –
-20
Closed -$6.61K
CL icon
59
Colgate-Palmolive
CL
$73.1B
– –
-82
Closed -$7.45K
CMCSA icon
60
Comcast
CMCSA
$85B
– –
-919
Closed -$32.8K
CONY icon
61
YieldMax COIN Option Income Strategy ETF
CONY
$312M
– –
-100
Closed -$9.13K
COP icon
62
ConocoPhillips
COP
$147B
– –
-689
Closed -$61.8K
CSCO icon
63
Cisco
CSCO
$457B
– –
-125
Closed -$8.67K
CTSH icon
64
Cognizant
CTSH
$24.9B
– –
-125
Closed -$9.75K
CVS icon
65
CVS Health
CVS
$133B
– –
-125
Closed -$8.62K
D icon
66
Dominion Energy
D
$60.8B
– –
-63
Closed -$3.56K
DIS icon
67
Walt Disney
DIS
$167B
– –
-18
Closed -$2.23K
DLB icon
68
Dolby
DLB
$5.51B
– –
-150
Closed -$11.2K
DLN icon
69
WisdomTree US LargeCap Dividend Fund
DLN
$6.26B
– –
-104
Closed -$8.54K
DMAC icon
70
DiaMedica Therapeutics
DMAC
$342M
– –
-1,000
Closed -$3.9K
EMBC icon
71
Embecta
EMBC
$216M
– –
-7
Closed -$68
EMN icon
72
Eastman Chemical
EMN
$8B
– –
-100
Closed -$7.47K
ENB icon
73
Enbridge
ENB
$119B
– –
-1,000
Closed -$45.3K
ERTH icon
74
Invesco MSCI Sustainable Future ETF
ERTH
$133M
– –
-166
Closed -$7.05K
FAD icon
75
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$560M
– –
-50
Closed -$7.34K
1 2
3
4 5

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FF
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DAM
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NA
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LWM
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CWP
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BAM
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RAS
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Legend Financial Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Legend Financial Advisors held 172 positions worth $163M, up 8.4% from $151M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Legend Financial Advisors withdrew a net $5.15M in Q3 2025, closing 133 positions and reducing 11 holdings. Its most notable exit was Invesco S&P 500 Equal Weight ETF, an estimated $168K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.8% of assets, up from 3.6% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Legend Financial Advisors opened a new position in Tyler Technologies worth $262K.

  • Legend Financial Advisors's largest Q3 2025 buy was Tyler Technologies: 500 shares worth $262K.
  • Legend Financial Advisors added most to iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036 in Q3 2025, an estimated $203K increase.
  • Legend Financial Advisors's biggest Q3 2025 reduction was State Street SPDR S&P Metals & Mining ETF, cutting an estimated $1.21M.
  • Legend Financial Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2025, selling an estimated $168K.
  • Legend Financial Advisors's ten largest holdings make up 68% of its $163M portfolio in Q3 2025.
  • Legend Financial Advisors opened 1 new position and closed 133 in Q3 2025.
  • Legend Financial Advisors's portfolio value rose 8.4% quarter-over-quarter to $163M.

Based on Legend Financial Advisors's 13F filing for Q3 2025, filed 4 Nov 2025.