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LFA

Legend Financial Advisors Portfolio holdings

AUM $176M
1-Year Est. Return 57.06%
This Fund
S&P 500
This Quarter Est. Return
+8.98%
1 Year Est. Return
+57.06%
3 Year Est. Return
+117.13%
5 Year Est. Return
+104.02%
10 Year Est. Return
–
AUM
$114M
AUM Growth
+$7.99M
Cap. Flow
+$956K
Cap. Flow %
0.84%
Top 10 Hldgs %
65.49%
Holding
257
New
24
Increased
30
Reduced
42
Closed
14

Top Buys

Rank Stock Value
1
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$8.52M
2
COPX icon
Global X Copper Miners ETF NEW
COPX
+$6.74M
3
ARB icon
AltShares Merger Arbitrage ETF
ARB
+$3.78M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$2.94M
5
CHS
Chicos FAS, Inc.
CHS
+$540K

Top Sells

Rank Stock Value
1
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$6.67M
2
LIT icon
Global X Lithium & Battery Tech ETF
LIT
+$6.6M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.82M
4
IHI icon
iShares US Medical Devices ETF
IHI
+$2.87M
5
SBNY
Signature Bank
SBNY
+$410K

Sector Composition

Rank Sector Weight
1 Financials 2.46%
2 Technology 1.76%
3 Consumer Discretionary 1.62%
4 Energy 1.47%
5 Industrials 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
51
ConocoPhillips
COP
$147B
$101K 0.09%
858
-250
-23% -$30.4K
IHI icon
52
iShares US Medical Devices ETF
IHI
$3.13B
$98K 0.09%
1,865
-56,623
-97% -$2.87M
UNH icon
53
UnitedHealth
UNH
$376B
$88K 0.08%
166
+93
+127% +$49.3K
CMCSA icon
54
Comcast
CMCSA
$85B
$87K 0.08%
2,487
+987
+66% +$32.6K
SCHX icon
55
Schwab US Large- Cap ETF
SCHX
$71.8B
$85.9K 0.08%
5,706
+3
+0.1% +$45
HD icon
56
Home Depot
HD
$331B
$85.3K 0.07%
270
+82
+44% +$25K
JNJ icon
57
Johnson & Johnson
JNJ
$618B
$83.7K 0.07%
474
+111
+31% +$19.2K
V icon
58
Visa
V
$684B
$81.4K 0.07%
392
-32
-8% -$6.45K
PINC
59
DELISTED
Premier
PINC
$80K 0.07%
2,286
– –
RSPS icon
60
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$248M
$74.2K 0.06%
2,180
– –
T icon
61
AT&T
T
$159B
$73.7K 0.06%
4,004
– –
IVV icon
62
iShares Core S&P 500 ETF
IVV
$878B
$71.1K 0.06%
185
– –
GOOGL icon
63
Alphabet (Google) Class A
GOOGL
$4.36T
$63.5K 0.06%
720
-80
-10% -$7.6K
VOO icon
64
Vanguard S&P 500 ETF
VOO
$979B
$63.2K 0.06%
180
– –
PSX icon
65
Phillips 66
PSX
$84.9B
$62.6K 0.05%
601
– –
EXPD icon
66
Expeditors International
EXPD
$22B
$62.4K 0.05%
600
– –
RTX icon
67
RTX Corp
RTX
$290B
$56.7K 0.05%
562
– –
ROK icon
68
Rockwell Automation
ROK
$53.4B
$55.4K 0.05%
215
– –
SPY icon
69
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$52.3K 0.05%
138
– –
MRK icon
70
Merck
MRK
$322B
$51.6K 0.05%
466
+150
+47% +$15.3K
BIV icon
71
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$50K 0.04%
673
– –
PFE icon
72
Pfizer
PFE
$143B
$49.1K 0.04%
958
– –
BNY
73
Bank of New York Mellon
BNY
$106B
$47.2K 0.04%
1,036
-600
-37% -$25.7K
IJH icon
74
iShares Core S&P Mid-Cap ETF
IJH
$122B
$42.6K 0.04%
880
– –
CB icon
75
Chubb
CB
$135B
$41.7K 0.04%
189
+111
+142% +$23.1K
1 2
3
4 5

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RAS
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Legend Financial Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Legend Financial Advisors held 257 positions worth $114M, up 7.5% from $106M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Legend Financial Advisors's Q4 2022 filing shows 24 new, 30 increased, 42 reduced and 14 closed positions. Its largest new stake was AltShares Merger Arbitrage ETF: 142,005 shares worth $3.66M. The largest sale was State Street SPDR S&P Regional Banking ETF, an estimated $6.67M.

By sector, the portfolio is most concentrated in Financials at 2.5% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Legend Financial Advisors's largest Q4 2022 buy was AltShares Merger Arbitrage ETF: 142,005 shares worth $3.66M.
  • Legend Financial Advisors added most to Vanguard Morningstar Mid-Cap ETF in Q4 2022, an estimated $8.52M increase.
  • Legend Financial Advisors's biggest Q4 2022 reduction was State Street SPDR S&P Regional Banking ETF, cutting an estimated $6.67M.
  • Legend Financial Advisors fully exited Signature Bank in Q4 2022, selling an estimated $410K.
  • Legend Financial Advisors's ten largest holdings make up 65% of its $114M portfolio in Q4 2022.
  • Legend Financial Advisors opened 24 new positions and closed 14 in Q4 2022.
  • Legend Financial Advisors's portfolio value rose 7.5% quarter-over-quarter to $114M.

Based on Legend Financial Advisors's 13F filing for Q4 2022, filed 30 Jan 2023.