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LFA

Legend Financial Advisors Portfolio holdings

AUM $176M
1-Year Est. Return 57.06%
This Fund
S&P 500
This Quarter Est. Return
+8.98%
1 Year Est. Return
+57.06%
3 Year Est. Return
+117.13%
5 Year Est. Return
+104.02%
10 Year Est. Return
–
AUM
$114M
AUM Growth
+$7.99M
Cap. Flow
+$956K
Cap. Flow %
0.84%
Top 10 Hldgs %
65.49%
Holding
257
New
24
Increased
30
Reduced
42
Closed
14

Top Buys

Rank Stock Value
1
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$8.52M
2
COPX icon
Global X Copper Miners ETF NEW
COPX
+$6.74M
3
ARB icon
AltShares Merger Arbitrage ETF
ARB
+$3.78M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$2.94M
5
CHS
Chicos FAS, Inc.
CHS
+$540K

Top Sells

Rank Stock Value
1
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$6.67M
2
LIT icon
Global X Lithium & Battery Tech ETF
LIT
+$6.6M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.82M
4
IHI icon
iShares US Medical Devices ETF
IHI
+$2.87M
5
SBNY
Signature Bank
SBNY
+$410K

Sector Composition

Rank Sector Weight
1 Financials 2.46%
2 Technology 1.76%
3 Consumer Discretionary 1.62%
4 Energy 1.47%
5 Industrials 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMAC icon
226
DiaMedica Therapeutics
DMAC
$351M
$1.58K ﹤0.01%
1,000
– –
LEN icon
227
Lennar Class A
LEN
$20.5B
$1.45K ﹤0.01%
17
– –
BIIB icon
228
Biogen
BIIB
$29.8B
$1.39K ﹤0.01%
5
– –
BIO icon
229
Bio-Rad Laboratories Class A
BIO
$8.96B
$1.26K ﹤0.01%
3
– –
VSS icon
230
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.4B
$1.23K ﹤0.01%
12
– –
UTHR icon
231
United Therapeutics
UTHR
$25.7B
$1.11K ﹤0.01%
4
– –
VTRS icon
232
Viatris
VTRS
$20.5B
$1.05K ﹤0.01%
94
– –
SWKS icon
233
Skyworks Solutions
SWKS
$9.22B
$1K ﹤0.01%
11
– –
SNA icon
234
Snap-on
SNA
$21.2B
$914 ﹤0.01%
4
– –
ABBV icon
235
AbbVie
ABBV
$433B
$808 ﹤0.01%
5
– –
INTC icon
236
Intel
INTC
$459B
$793 ﹤0.01%
30
-100
-77% -$2.78K
PDM
237
Piedmont Realty Trust
PDM
$1.24B
$697 ﹤0.01%
76
– –
XLV icon
238
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$679 ﹤0.01%
+5
New +$663
BRSL
239
Brightstar Lottery PLC
BRSL
$1.86B
$612 ﹤0.01%
27
– –
PHM icon
240
Pultegroup
PHM
$24.6B
$592 ﹤0.01%
13
– –
EMBC icon
241
Embecta
EMBC
$221M
$481 ﹤0.01%
19
+9
+90% +$275
OGN icon
242
Organon & Co
OGN
$3.56B
$420 ﹤0.01%
15
+6
+67% +$153
DBMF icon
243
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.09B
$349 ﹤0.01%
+12
New +$389
AGG icon
244
iShares Core US Aggregate Bond ETF
AGG
$137B
– –
-1,497
Closed -$144K
BGS icon
245
B&G Foods
BGS
$290M
– –
-250
Closed -$4.12K
BHC icon
246
Bausch Health
BHC
$2.62B
– –
-500
Closed -$3.44K
BITO icon
247
ProShares Bitcoin Strategy ETF
BITO
$1.42B
– –
-19
Closed -$228
BNDX icon
248
Vanguard Total International Bond ETF
BNDX
$82B
– –
-126
Closed -$6.02K
ELAN icon
249
Elanco Animal Health
ELAN
$12.8B
– –
-500
Closed -$6.21K
EMB icon
250
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
– –
-140
Closed -$11.1K
7 8 9
10
11

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Legend Financial Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Legend Financial Advisors held 257 positions worth $114M, up 7.5% from $106M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Legend Financial Advisors's Q4 2022 filing shows 24 new, 30 increased, 42 reduced and 14 closed positions. Its largest new stake was AltShares Merger Arbitrage ETF: 142,005 shares worth $3.66M. The largest sale was State Street SPDR S&P Regional Banking ETF, an estimated $6.67M.

By sector, the portfolio is most concentrated in Financials at 2.5% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Legend Financial Advisors's largest Q4 2022 buy was AltShares Merger Arbitrage ETF: 142,005 shares worth $3.66M.
  • Legend Financial Advisors added most to Vanguard Morningstar Mid-Cap ETF in Q4 2022, an estimated $8.52M increase.
  • Legend Financial Advisors's biggest Q4 2022 reduction was State Street SPDR S&P Regional Banking ETF, cutting an estimated $6.67M.
  • Legend Financial Advisors fully exited Signature Bank in Q4 2022, selling an estimated $410K.
  • Legend Financial Advisors's ten largest holdings make up 65% of its $114M portfolio in Q4 2022.
  • Legend Financial Advisors opened 24 new positions and closed 14 in Q4 2022.
  • Legend Financial Advisors's portfolio value rose 7.5% quarter-over-quarter to $114M.

Based on Legend Financial Advisors's 13F filing for Q4 2022, filed 30 Jan 2023.