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LWAC

Laurel Wealth Advisors (California) Portfolio holdings

AUM $1.01B
1-Year Est. Return 13.55%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
-13.55%
3 Year Est. Return
+32.98%
5 Year Est. Return
+62.09%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$11.8M
Cap. Flow
-$28.1M
Cap. Flow %
-4.71%
Top 10 Hldgs %
19.18%
Holding
504
New
69
Increased
95
Reduced
247
Closed
64

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.4M
2
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$7.16M
3
GLD icon
SPDR Gold Trust
GLD
+$6.29M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$5.33M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$5.04M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$16.7M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.07M
3
AAPL icon
Apple
AAPL
+$5.84M
4
RITM icon
Rithm Capital
RITM
+$4.08M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.08M

Sector Composition

Rank Sector Weight
1 Technology 11.97%
2 Communication Services 5.5%
3 Consumer Staples 4.91%
4 Consumer Discretionary 4.39%
5 Healthcare 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
476
Annaly Capital Management
NLY
$17.2B
– –
-6,906
Closed -$243K
NXPI icon
477
NXP Semiconductors
NXPI
$59.5B
– –
-2,078
Closed -$227K
ORCL icon
478
Oracle
ORCL
$434B
– –
-8,771
Closed -$483K
PSCH icon
479
Invesco S&P SmallCap Health Care ETF
PSCH
$172M
– –
-5,337
Closed -$202K
PZC
480
DELISTED
PIMCO California Municipal Income Fund III
PZC
– –
-40,810
Closed -$458K
QABA icon
481
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.4M
– –
-5,100
Closed -$244K
RITM icon
482
Rithm Capital
RITM
$5.62B
– –
-260,500
Closed -$4.08M
SCHP icon
483
Schwab US TIPS ETF
SCHP
$16.2B
– –
-10,058
Closed -$285K
SNAP icon
484
Snap
SNAP
$9.01B
– –
-14,250
Closed -$225K
STX icon
485
Seagate
STX
$184B
– –
-7,004
Closed -$377K
SYK icon
486
Stryker
SYK
$132B
– –
-1,401
Closed -$303K
TFC icon
487
Truist Financial
TFC
$63.3B
– –
-9,820
Closed -$524K
TJX icon
488
TJX Companies
TJX
$176B
– –
-4,648
Closed -$259K
TLT icon
489
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
– –
-2,963
Closed -$424K
TOL icon
490
Toll Brothers
TOL
$14.1B
– –
-4,900
Closed -$201K
TTEK icon
491
Tetra Tech
TTEK
$8.97B
– –
-22,500
Closed -$390K
VGM icon
492
Invesco Trust Investment Grade Municipals
VGM
$565M
– –
-20,925
Closed -$269K
VIS icon
493
Vanguard Industrials ETF
VIS
$8.45B
– –
-7,387
Closed -$1.08M
UMPQ
494
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-131,372
Closed -$2.16M
USI
495
DELISTED
Principal Ultra-Short Active Income ETF
USI
– –
-80,500
Closed -$2.02M
DS
496
DELISTED
Drive Shack Inc.
DS
– –
-127,515
Closed -$550K
BRG
497
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-20,330
Closed -$239K
VSLR
498
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-45,500
Closed -$298K
CLUB
499
DELISTED
Town Sports International Holdings, Inc.
CLUB
– –
-210,700
Closed -$346K
RTN
500
DELISTED
Raytheon Company
RTN
– –
-2,590
Closed -$508K
17 18 19
20
21

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Laurel Wealth Advisors (California)'s Q4 2019 Portfolio in Review

As of Q4 2019, Laurel Wealth Advisors (California) held 504 positions worth $597M, up 2% from $585M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Laurel Wealth Advisors (California) withdrew a net $28.1M in Q4 2019, closing 64 positions and reducing 247 holdings. Its most notable exit was Rithm Capital, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 15% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Laurel Wealth Advisors (California) opened a new position in Invesco S&P SmallCap Low Volatility ETF worth $7.28M.

  • Laurel Wealth Advisors (California)'s largest Q4 2019 buy was Invesco S&P SmallCap Low Volatility ETF: 143,046 shares worth $7.28M.
  • Laurel Wealth Advisors (California) added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $10.4M increase.
  • Laurel Wealth Advisors (California)'s biggest Q4 2019 reduction was Qualcomm, cutting an estimated $16.7M.
  • Laurel Wealth Advisors (California) fully exited Rithm Capital in Q4 2019, selling an estimated $4.08M.
  • Laurel Wealth Advisors (California)'s ten largest holdings make up 19% of its $597M portfolio in Q4 2019.
  • Laurel Wealth Advisors (California) opened 69 new positions and closed 64 in Q4 2019.
  • Laurel Wealth Advisors (California)'s portfolio value rose 2% quarter-over-quarter to $597M.

Based on Laurel Wealth Advisors (California)'s 13F filing for Q4 2019, filed 13 Feb 2020.