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LWAC

Laurel Wealth Advisors (California) Portfolio holdings

AUM $1.01B
1-Year Est. Return 13.55%
This Fund
S&P 500
This Quarter Est. Return
-4.71%
1 Year Est. Return
-13.55%
3 Year Est. Return
+32.98%
5 Year Est. Return
+62.09%
10 Year Est. Return
–
AUM
$938M
AUM Growth
-$42.1M
Cap. Flow
+$12.2M
Cap. Flow %
1.3%
Top 10 Hldgs %
18.95%
Holding
682
New
34
Increased
240
Reduced
269
Closed
67

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$10.2M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.48M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$6.01M
4
FTQI icon
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
+$5.93M
5
GLD icon
SPDR Gold Trust
GLD
+$5.92M

Top Sells

Rank Stock Value
1
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.3M
2
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$8.7M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.42M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.71M
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.26M

Sector Composition

Rank Sector Weight
1 Technology 14.21%
2 Financials 5.91%
3 Healthcare 5.71%
4 Consumer Discretionary 5.07%
5 Industrials 4.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.99T
$51.4M 5.48%
371,859
-5,736
-2% -$900K
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$21.2M 2.26%
59,257
+7,332
+14% +$2.91M
MSFT icon
3
Microsoft
MSFT
$2.92T
$19.9M 2.12%
85,395
-855
-1% -$226K
AMZN icon
4
Amazon
AMZN
$2.48T
$17M 1.82%
150,701
-4,057
-3% -$513K
JEPI icon
5
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$12.5M 1.33%
244,197
+107,919
+79% +$6.01M
SOXX icon
6
iShares Semiconductor ETF
SOXX
$40.6B
$12.3M 1.31%
115,776
-684
-0.6% -$85.8K
FTGC icon
7
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.95B
$11.6M 1.23%
456,112
+104,383
+30% +$2.76M
FTA icon
8
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$10.8M 1.15%
186,696
-429
-0.2% -$27.6K
XLK icon
9
State Street Technology Select Sector SPDR ETF
XLK
$112B
$10.6M 1.13%
179,084
-2,604
-1% -$178K
GOOG icon
10
Alphabet (Google) Class C
GOOG
$4.07T
$10.4M 1.11%
108,258
+798
+0.7% +$89.1K
IJK icon
11
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$10.3M 1.1%
163,505
-1,271
-0.8% -$87.7K
QQQ icon
12
Invesco QQQ Trust
QQQ
$445B
$10.2M 1.09%
38,166
-4,945
-11% -$1.49M
UCON icon
13
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$10M 1.07%
419,844
+48,121
+13% +$1.18M
KRE icon
14
State Street SPDR S&P Regional Banking ETF
KRE
$4.55B
$9.85M 1.05%
167,336
-474
-0.3% -$29.6K
SHYG icon
15
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$9.85M 1.05%
+246,717
New +$10.2M
GLD icon
16
SPDR Gold Trust
GLD
$131B
$9.46M 1.01%
61,166
+36,829
+151% +$5.92M
ANGL icon
17
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$9.46M 1.01%
360,661
-22,945
-6% -$634K
CVX icon
18
Chevron
CVX
$374B
$8.97M 0.96%
62,468
+121
+0.2% +$18.5K
JNJ icon
19
Johnson & Johnson
JNJ
$643B
$8.57M 0.91%
52,492
-126
-0.2% -$21.3K
VHT icon
20
Vanguard Health Care ETF
VHT
$18.6B
$8.51M 0.91%
38,018
-29
-0.1% -$6.92K
PEP icon
21
PepsiCo
PEP
$195B
$7.53M 0.8%
46,132
-152
-0.3% -$26.2K
FVD icon
22
First Trust Value Line Dividend Fund
FVD
$8.46B
$7.21M 0.77%
201,406
+106,147
+111% +$4.2M
SPAB icon
23
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.81B
$7.19M 0.77%
288,263
+247,347
+605% +$6.48M
EEMV icon
24
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.41B
$7.12M 0.76%
140,408
-18,477
-12% -$1.01M
QCOM icon
25
Qualcomm
QCOM
$172B
$7.12M 0.76%
62,973
-1,912
-3% -$263K
1
2 3 4 5

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Laurel Wealth Advisors (California)'s Q3 2022 Portfolio in Review

As of Q3 2022, Laurel Wealth Advisors (California) held 682 positions worth $938M, down 4.3% from $980M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Laurel Wealth Advisors (California)'s Q3 2022 filing shows 34 new, 240 increased, 269 reduced and 67 closed positions. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 246,717 shares worth $9.85M. The largest sale was First Trust Senior Loan Fund ETF, an estimated $11.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

  • Laurel Wealth Advisors (California)'s largest Q3 2022 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 246,717 shares worth $9.85M.
  • Laurel Wealth Advisors (California) added most to State Street SPDR Portfolio Aggregate Bond ETF in Q3 2022, an estimated $6.48M increase.
  • Laurel Wealth Advisors (California)'s biggest Q3 2022 reduction was First Trust Senior Loan Fund ETF, cutting an estimated $11.3M.
  • Laurel Wealth Advisors (California) fully exited ARK Innovation ETF in Q3 2022, selling an estimated $1.47M.
  • Laurel Wealth Advisors (California)'s ten largest holdings make up 19% of its $938M portfolio in Q3 2022.
  • Laurel Wealth Advisors (California) opened 34 new positions and closed 67 in Q3 2022.
  • Laurel Wealth Advisors (California)'s portfolio value fell 4.3% quarter-over-quarter to $938M.

Based on Laurel Wealth Advisors (California)'s 13F filing for Q3 2022, filed 14 Nov 2022.