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LWAC

Laurel Wealth Advisors (California) Portfolio holdings

AUM $1.01B
1-Year Est. Return 13.55%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
-13.55%
3 Year Est. Return
+32.98%
5 Year Est. Return
+62.09%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$11.8M
Cap. Flow
-$28.1M
Cap. Flow %
-4.71%
Top 10 Hldgs %
19.18%
Holding
504
New
69
Increased
95
Reduced
247
Closed
64

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.4M
2
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$7.16M
3
GLD icon
SPDR Gold Trust
GLD
+$6.29M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$5.33M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$5.04M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$16.7M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.07M
3
AAPL icon
Apple
AAPL
+$5.84M
4
RITM icon
Rithm Capital
RITM
+$4.08M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.08M

Sector Composition

Rank Sector Weight
1 Technology 11.97%
2 Communication Services 5.5%
3 Consumer Staples 4.91%
4 Consumer Discretionary 4.39%
5 Healthcare 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.89T
$29.8M 4.99%
405,704
-90,808
-18% -$5.84M
IVV icon
2
iShares Core S&P 500 ETF
IVV
$869B
$16.4M 2.75%
50,755
+33,697
+198% +$10.4M
MSFT icon
3
Microsoft
MSFT
$2.84T
$13.1M 2.19%
82,986
-6,376
-7% -$937K
SCHG icon
4
Schwab US Large-Cap Growth ETF
SCHG
$58.6B
$9.36M 1.57%
806,264
+82,368
+11% +$908K
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$8.84M 1.48%
27,456
-5,255
-16% -$1.62M
AMZN icon
6
Amazon
AMZN
$2.5T
$8.48M 1.42%
91,740
-18,200
-17% -$1.61M
GLD icon
7
SPDR Gold Trust
GLD
$132B
$7.46M 1.25%
52,189
+44,985
+624% +$6.29M
XSLV icon
8
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$7.28M 1.22%
+143,046
New +$7.16M
VOO icon
9
Vanguard S&P 500 ETF
VOO
$968B
$6.95M 1.16%
23,494
-5,915
-20% -$1.67M
QQQ icon
10
Invesco QQQ Trust
QQQ
$450B
$6.8M 1.14%
32,004
-1,049
-3% -$210K
LMBS icon
11
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$6.64M 1.11%
128,153
+76,206
+147% +$3.95M
EMB icon
12
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$6.54M 1.1%
57,089
+44,646
+359% +$5.04M
VTI icon
13
Vanguard Total Stock Market ETF
VTI
$654B
$6.12M 1.03%
37,428
-2,112
-5% -$331K
T icon
14
AT&T
T
$165B
$5.97M 1%
202,307
-28,838
-12% -$833K
MMM icon
15
3M
MMM
$89B
$5.84M 0.98%
39,571
-1,674
-4% -$234K
SPEM icon
16
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$5.56M 0.93%
+147,938
New +$5.33M
CVX icon
17
Chevron
CVX
$388B
$5.52M 0.93%
45,826
-10,687
-19% -$1.26M
SCHM icon
18
Schwab US Mid-Cap ETF
SCHM
$14.6B
$5.51M 0.92%
275,043
+11,010
+4% +$213K
HD icon
19
Home Depot
HD
$332B
$5.47M 0.92%
25,035
-2,410
-9% -$546K
VZ icon
20
Verizon
VZ
$194B
$5.35M 0.9%
87,123
-13,150
-13% -$793K
GOOG icon
21
Alphabet (Google) Class C
GOOG
$3.9T
$5.21M 0.87%
77,860
-5,480
-7% -$354K
JNJ icon
22
Johnson & Johnson
JNJ
$635B
$5.17M 0.87%
35,452
-11,431
-24% -$1.55M
QCOM icon
23
Qualcomm
QCOM
$176B
$5.11M 0.86%
57,946
-199,633
-78% -$16.7M
EFAV icon
24
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$4.76M 0.8%
+63,846
New +$4.76M
CSCO icon
25
Cisco
CSCO
$450B
$4.74M 0.8%
98,892
-7,863
-7% -$365K
1
2 3 4 5

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Laurel Wealth Advisors (California)'s Q4 2019 Portfolio in Review

As of Q4 2019, Laurel Wealth Advisors (California) held 504 positions worth $597M, up 2% from $585M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Laurel Wealth Advisors (California) withdrew a net $28.1M in Q4 2019, closing 64 positions and reducing 247 holdings. Its most notable exit was Rithm Capital, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 15% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Laurel Wealth Advisors (California) opened a new position in Invesco S&P SmallCap Low Volatility ETF worth $7.28M.

  • Laurel Wealth Advisors (California)'s largest Q4 2019 buy was Invesco S&P SmallCap Low Volatility ETF: 143,046 shares worth $7.28M.
  • Laurel Wealth Advisors (California) added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $10.4M increase.
  • Laurel Wealth Advisors (California)'s biggest Q4 2019 reduction was Qualcomm, cutting an estimated $16.7M.
  • Laurel Wealth Advisors (California) fully exited Rithm Capital in Q4 2019, selling an estimated $4.08M.
  • Laurel Wealth Advisors (California)'s ten largest holdings make up 19% of its $597M portfolio in Q4 2019.
  • Laurel Wealth Advisors (California) opened 69 new positions and closed 64 in Q4 2019.
  • Laurel Wealth Advisors (California)'s portfolio value rose 2% quarter-over-quarter to $597M.

Based on Laurel Wealth Advisors (California)'s 13F filing for Q4 2019, filed 13 Feb 2020.