Laurel Wealth Advisors (California)’s Principal Ultra-Short Active Income ETF USI Stock Holding History

Laurel Wealth Advisors (California)’s Portfolio USI Stock Details USI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-80,500	Closed	-$2.02M	–	495
2019 Q3	$2.02M	Hold	80,500	–	–	0.35%	74
2019 Q2	$2.02M	Buy	+80,500	New	+$2.02M	0.44%	54

Other funds holding USI

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Laurel Wealth Advisors (California)'s USI Position: Q4 2019 in Review

Laurel Wealth Advisors (California) sold out of Principal Ultra-Short Active Income ETF (USI) in Q4 2019, closing a stake of 80,500 shares — an estimated $2.02M sold.

Laurel Wealth Advisors (California) first reported a position in USI in Q2 2019 and held it in 2 quarters. The position peaked at $2.02M in Q2 2019. 3 funds tracked by Wall St. Rank hold USI as of Q4 2019.

Laurel Wealth Advisors (California) reported no remaining Principal Ultra-Short Active Income ETF position as of Q4 2019 after selling out during the quarter.
Laurel Wealth Advisors (California) sold 80,500 Principal Ultra-Short Active Income ETF shares in Q4 2019, an estimated $2.02M.
Laurel Wealth Advisors (California) first reported a position in Principal Ultra-Short Active Income ETF in Q2 2019 and held it in 2 quarters.
Laurel Wealth Advisors (California)'s Principal Ultra-Short Active Income ETF position peaked at $2.02M in Q2 2019.
3 funds tracked by Wall St. Rank held Principal Ultra-Short Active Income ETF as of Q4 2019.

Based on Laurel Wealth Advisors (California)'s 13F filing for Q4 2019, filed 13 Feb 2020.