LTFS
ROKA

Ladenburg Thalmann Financial Services’s Sorrento Tech, Inc. Common Stock ROKA Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ROKA Stock Details ROKA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q2 		– Sell
-11
Closed – – 4855
2015
Q1 		$0 Hold
11
– – ﹤0.01% 4738
2014
Q4 		$0 Buy
+11
New +$697 ﹤0.01% 4527

Other funds holding ROKA

NMC
NEA Management Company Timonium, Maryland $1.76B AUM 223.33% 1-Year Est. Return
O
OrbiMed New York $5.05B AUM 125.28% 1-Year Est. Return
TGHSA
TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return
CAD
Craig A. Drill $24.4M AUM 13.42% 1-Year Est. Return
AC
Aisling Capital New York $45.3M AUM 15.24% 1-Year Est. Return
RSCM
Rock Springs Capital Management Baltimore, Maryland $1.7B AUM 93.03% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
Alyeska Investment Group
Alyeska Investment Group Chicago, Illinois $35.4B AUM 33.54% 1-Year Est. Return
BC
Birchview Capital Burlington, Vermont $176M AUM 95.04% 1-Year Est. Return
WMSA
Weiss Multi-Strategy Advisers New York $4.16B AUM 30.77% 1-Year Est. Return

Ladenburg Thalmann Financial Services's ROKA Position: Q2 2015 in Review

Ladenburg Thalmann Financial Services sold out of Sorrento Tech, Inc. Common Stock (ROKA) in Q2 2015, closing a stake of 11 shares.

Ladenburg Thalmann Financial Services first reported a position in ROKA in Q4 2014 and held it in 2 quarters. The position peaked at $0 in Q1 2015. 34 funds tracked by Wall St. Rank hold ROKA as of Q2 2015.

  • Ladenburg Thalmann Financial Services reported no remaining Sorrento Tech, Inc. Common Stock position as of Q2 2015 after selling out during the quarter.
  • Ladenburg Thalmann Financial Services sold 11 Sorrento Tech, Inc. Common Stock shares in Q2 2015.
  • Ladenburg Thalmann Financial Services first reported a position in Sorrento Tech, Inc. Common Stock in Q4 2014 and held it in 2 quarters.
  • Ladenburg Thalmann Financial Services's Sorrento Tech, Inc. Common Stock position peaked at $0 in Q1 2015.
  • 34 funds tracked by Wall St. Rank held Sorrento Tech, Inc. Common Stock as of Q2 2015.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2015, filed 14 Aug 2015.