Ladenburg Thalmann Financial Services’s First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF AFEM Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio AFEM Stock Details AFEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-600	Closed	-$35K	–	5470
2019 Q3	$35K	Sell	600 -230	-28%	-$13.7K	﹤0.01%	3679
2019 Q2	$51K	Buy	830 +430	+108%	+$26.3K	﹤0.01%	3453
2019 Q1	$25K	Buy	400 +100	+33%	+$6.09K	﹤0.01%	3861
2018 Q4	$17K	Hold	300	–	–	﹤0.01%	3969
2018 Q3	$19K	Sell	300 -2,236	-88%	-$144K	﹤0.01%	3945
2018 Q2	$189K	Hold	2,536	–	–	﹤0.01%	2282
2018 Q1	$189K	Buy	2,536 +2,236	+745%	+$168K	﹤0.01%	2282
2017 Q4	$21K	Hold	300	–	–	﹤0.01%	3771
2017 Q3	$20K	Hold	300	–	–	﹤0.01%	3685
2017 Q2	$19K	Buy	300 +130	+76%	+$7.99K	﹤0.01%	3655
2017 Q1	$10K	Buy	+170	New	+$9.85K	﹤0.01%	3992

Other funds holding AFEM

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $2.43B AUM 44.44% 1-Year Est. Return

RIA

Regal Investment Advisors Kentwood, Michigan $1.92B AUM 23.13% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

WFG

Wills Financial Group Richmond, Virginia $275M AUM 24.07% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $11.8B AUM 21.23% 1-Year Est. Return

IAA

Independent Advisor Alliance Charlotte, North Carolina $4.27B AUM 45.92% 1-Year Est. Return

Ladenburg Thalmann Financial Services's AFEM Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services sold out of First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF (AFEM) in Q4 2019, closing a stake of 600 shares — an estimated $35K sold.

Ladenburg Thalmann Financial Services first reported a position in AFEM in Q1 2017 and held it in 11 quarters. The position peaked at $189K in Q2 2018. 44 funds tracked by Wall St. Rank hold AFEM as of Q4 2019.

Ladenburg Thalmann Financial Services reported no remaining First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF position as of Q4 2019 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 600 First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF shares in Q4 2019, an estimated $35K.
Ladenburg Thalmann Financial Services first reported a position in First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF in Q1 2017 and held it in 11 quarters.
Ladenburg Thalmann Financial Services's First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF position peaked at $189K in Q2 2018.
44 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.