L.M. Kohn & Company’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

L.M. Kohn & Company’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	$1.14M	Sell	12,558 -444	-3%	-$38.2K	1.37%	15
2025 Q2	$1.07M	Hold	13,002	–	–	0.29%	66
2025 Q1	$996K	Sell	13,002 -54	-0.4%	-$4.27K	0.26%	74
2024 Q4	$1.02M	Sell	13,056 -408	-3%	-$32.2K	0.26%	70
2024 Q3	$1.03M	Sell	13,464 -4,404	-25%	-$324K	0.26%	82
2024 Q2	$1.29M	Sell	17,868 -3,010	-14%	-$215K	0.35%	56
2024 Q1	$1.52M	Sell	20,878 -1,473	-7%	-$106K	0.43%	47
2023 Q4	$1.61M	Sell	22,351 -278	-1%	-$18.9K	0.51%	38
2023 Q3	$1.53M	Buy	22,629 +103	+0.5%	+$7.18K	0.56%	33
2023 Q2	$1.58M	Buy	22,526 +847	+4%	+$56.9K	0.59%	33
2023 Q1	$1.45M	Sell	21,679 -11	-0.1%	-$737	0.6%	32
2022 Q4	$1.4M	Buy	21,690 +1,045	+5%	+$68K	0.65%	34
2022 Q3	$1.31M	Buy	20,645 +1,500	+8%	+$101K	0.64%	35
2022 Q2	$1.24M	Sell	19,145 -116	-0.6%	-$8.05K	0.58%	43
2022 Q1	$1.48M	Buy	+19,261	New	+$1.47M	0.57%	37

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

HCM

Howard Capital Management Roswell, Georgia $8.4B AUM 51.89% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $72.7B AUM 39.36% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

L.M. Kohn & Company's CWB Position: Q3 2025 in Review

L.M. Kohn & Company reduced its State Street SPDR Bloomberg Convertible Securities ETF (CWB) stake by 3.4% in Q3 2025, selling an estimated $38.2K and leaving 12,558 shares worth $1.14M. The position accounts for 1.37% of the portfolio, ranked #15.

L.M. Kohn & Company first reported a position in CWB in Q1 2022 and has held it in 15 quarters since. The position peaked at $1.61M in Q4 2023. 487 funds tracked by Wall St. Rank hold CWB as of Q3 2025.

L.M. Kohn & Company held 12,558 shares of State Street SPDR Bloomberg Convertible Securities ETF worth $1.14M as of Q3 2025.
L.M. Kohn & Company sold 444 State Street SPDR Bloomberg Convertible Securities ETF shares in Q3 2025, an estimated $38.2K.
State Street SPDR Bloomberg Convertible Securities ETF made up 1.37% of L.M. Kohn & Company's portfolio in Q3 2025, its #15 holding.
L.M. Kohn & Company first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022 and has held it in 15 quarters since.
L.M. Kohn & Company's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $1.61M in Q4 2023.
487 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q3 2025.

Based on L.M. Kohn & Company's 13F filing for Q3 2025, filed 4 Nov 2025.