Kovack Advisors’s PhenixFIN PFX Stock Holding History

Kovack Advisors’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-574	Closed	-$77K	–	296
2016 Q2	$77K	Hold	574	–	–	0.04%	244
2016 Q1	$76K	Buy	+574	New	+$73.4K	0.05%	220

Other funds holding PFX

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Kovack Advisors's PFX Position: Q3 2016 in Review

Kovack Advisors sold out of PhenixFIN (PFX) in Q3 2016, closing a stake of 574 shares — an estimated $77K sold.

Kovack Advisors first reported a position in PFX in Q1 2016 and held it in 2 quarters. The position peaked at $77K in Q2 2016. 101 funds tracked by Wall St. Rank hold PFX as of Q3 2016.

Kovack Advisors reported no remaining PhenixFIN position as of Q3 2016 after selling out during the quarter.
Kovack Advisors sold 574 PhenixFIN shares in Q3 2016, an estimated $77K.
Kovack Advisors first reported a position in PhenixFIN in Q1 2016 and held it in 2 quarters.
Kovack Advisors's PhenixFIN position peaked at $77K in Q2 2016.
101 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2016.

Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.