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KFI

Key Financial Inc Portfolio holdings

AUM $611M
1-Year Est. Return 21.11%
This Fund
S&P 500
This Quarter Est. Return
+9.66%
1 Year Est. Return
+21.11%
3 Year Est. Return
+55.47%
5 Year Est. Return
+61.24%
10 Year Est. Return
–
AUM
$366M
AUM Growth
+$69.3M
Cap. Flow
+$39.5M
Cap. Flow %
10.79%
Top 10 Hldgs %
32.33%
Holding
1,372
New
31
Increased
136
Reduced
138
Closed
56

Top Buys

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.22M
2
FPEI icon
First Trust Institutional Preferred Securities and Income ETF
FPEI
+$6.91M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$5.35M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$5.07M
5
BSMR icon
Invesco BulletShares 2027 Municipal Bond ETF
BSMR
+$3.72M

Top Sells

Rank Stock Value
1
BSMN
Invesco BulletShares 2023 Municipal Bond ETF
BSMN
+$458K
2
DIS icon
Walt Disney
DIS
+$415K
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$382K
4
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$348K
5
MUB icon
iShares National Muni Bond ETF
MUB
+$143K

Sector Composition

Rank Sector Weight
1 Miscellaneous 59.45%
2 Technology 13.19%
3 Healthcare 6.15%
4 Financials 4.67%
5 Consumer Discretionary 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWOB icon
1226
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.27B
$510 ﹤0.01%
8
– –
ATXS
1227
DELISTED
Astria Therapeutics
ATXS
$507 ﹤0.01%
66
– –
SJNK icon
1228
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.71B
$503 ﹤0.01%
20
– –
STIP icon
1229
iShares 0-5 Year TIPS Bond ETF
STIP
$16.3B
$493 ﹤0.01%
5
– –
AAP icon
1230
Advance Auto Parts
AAP
$2.63B
$488 ﹤0.01%
8
– –
DPG
1231
Duff & Phelps Utility and Infrastructure Fund
DPG
$491M
$486 ﹤0.01%
53
– –
IFRA icon
1232
iShares US Infrastructure ETF
IFRA
$4.08B
$483 ﹤0.01%
12
– –
ASRT
1233
DELISTED
Assertio
ASRT
$476 ﹤0.01%
30
– –
BXMX
1234
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$475 ﹤0.01%
37
– –
RIVN icon
1235
Rivian
RIVN
$22.1B
$469 ﹤0.01%
20
– –
OXY.WS icon
1236
Occidental Petroleum Corp Warrants
OXY.WS
$37B
$467 ﹤0.01%
12
– –
CWEN icon
1237
Clearway Energy Class C
CWEN
$6.2B
$466 ﹤0.01%
17
– –
TMFS icon
1238
Motley Fool Small-Cap Growth ETF
TMFS
$54M
$460 ﹤0.01%
15
– –
XLO icon
1239
Xilio Therapeutics
XLO
$59M
$456 ﹤0.01%
59
– –
RVT icon
1240
Royce Value Trust
RVT
$2.17B
$451 ﹤0.01%
31
– –
BLV icon
1241
Vanguard Long-Term Bond ETF
BLV
$5.64B
$447 ﹤0.01%
6
– –
LVS icon
1242
Las Vegas Sands
LVS
$26.8B
$443 ﹤0.01%
9
– –
PHG icon
1243
Philips
PHG
$24.3B
$443 ﹤0.01%
21
– –
IGIB icon
1244
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$432 ﹤0.01%
8
– –
EWZ icon
1245
iShares MSCI Brazil ETF
EWZ
$8.52B
$420 ﹤0.01%
12
– –
XTN icon
1246
State Street SPDR S&P Transportation ETF
XTN
$337M
$417 ﹤0.01%
5
– –
DOCU
1247
DocuSign
DOCU
$13.3B
$416 ﹤0.01%
7
– –
MNA icon
1248
NYLIM Merger Arbitrage ETF
MNA
$262M
$408 ﹤0.01%
13
– –
CMS icon
1249
CMS Energy
CMS
$20.8B
$406 ﹤0.01%
7
– –
MIN
1250
Aberdeen Intermediate Income Fund
MIN
$266M
$402 ﹤0.01%
150
– –
48 49
50
51 52

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Key Financial Inc's Q4 2023 Portfolio in Review

As of Q4 2023, Key Financial Inc held 1,372 positions worth $366M, up 23% from $297M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Key Financial Inc deployed $39.5M of net new capital in Q4 2023, opening 31 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Portfolio Intermediate Term Treasury ETF: 182,649 shares worth $5.22M.

By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, up from 55% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Walt Disney, an estimated $415K trimmed.

  • Key Financial Inc's largest Q4 2023 buy was State Street SPDR Portfolio Intermediate Term Treasury ETF: 182,649 shares worth $5.22M.
  • Key Financial Inc added most to iShares US Treasury Bond ETF in Q4 2023, an estimated $7.22M increase.
  • Key Financial Inc's biggest Q4 2023 reduction was Walt Disney, cutting an estimated $415K.
  • Key Financial Inc fully exited Invesco BulletShares 2023 Municipal Bond ETF in Q4 2023, selling an estimated $458K.
  • Key Financial Inc's ten largest holdings make up 32% of its $366M portfolio in Q4 2023.
  • Key Financial Inc opened 31 new positions and closed 56 in Q4 2023.
  • Key Financial Inc's portfolio value rose 23% quarter-over-quarter to $366M.

Based on Key Financial Inc's 13F filing for Q4 2023, filed 31 Jan 2024.