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KFI

Key Financial Inc Portfolio holdings

AUM $611M
1-Year Est. Return 21.11%
This Fund
S&P 500
This Quarter Est. Return
+9%
1 Year Est. Return
+21.11%
3 Year Est. Return
+55.47%
5 Year Est. Return
+61.24%
10 Year Est. Return
–
AUM
$200M
AUM Growth
+$22.9M
Cap. Flow
+$8.74M
Cap. Flow %
4.38%
Top 10 Hldgs %
34.55%
Holding
1,024
New
76
Increased
150
Reduced
71
Closed
27

Top Buys

Rank Stock Value
1
DNL icon
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
+$2.13M
2
AAPL icon
Apple
AAPL
+$1.63M
3
AMZN icon
Amazon
AMZN
+$1.47M
4
DOL icon
WisdomTree True Developed International Fund
DOL
+$930K
5
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$545K

Top Sells

Rank Stock Value
1
BSCL
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
+$499K
2
BSML
Invesco BulletShares 2021 Municipal Bond ETF
BSML
+$269K
3
TMO icon
Thermo Fisher Scientific
TMO
+$200K
4
BABA icon
Alibaba
BABA
+$175K
5
UGI icon
UGI
UGI
+$165K

Sector Composition

Rank Sector Weight
1 Technology 17.28%
2 Healthcare 10.8%
3 Financials 6.02%
4 Consumer Discretionary 6%
5 Communication Services 5.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTAK icon
1001
Catheter Precision
VTAK
$920K
– –
0
– –
X
1002
DELISTED
US Steel
X
$0 ﹤0.01%
4
– –
XTN icon
1003
State Street SPDR S&P Transportation ETF
XTN
$393M
$0 ﹤0.01%
+5
New +$462
QVCGA
1004
DELISTED
QVC Group Inc Series A
QVCGA
$0 ﹤0.01%
+1
New +$452
LSXMA
1005
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$0 ﹤0.01%
+5
New +$184
MODN
1006
DELISTED
MODEL N, INC.
MODN
– –
-296
Closed -$10K
AYX
1007
DELISTED
Alteryx Inc
AYX
– –
-51
Closed -$4K
BKCC
1008
DELISTED
BlackRock Capital Investment Corporation
BKCC
$0 ﹤0.01%
69
– –
SFE
1009
DELISTED
Safeguard Scientifics, Inc.
SFE
$0 ﹤0.01%
64
– –
APRN
1010
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$0 ﹤0.01%
2
+1
+100% +$104
ALR
1011
DELISTED
AlerisLife Inc
ALR
$0 ﹤0.01%
5
– –
HYMCZ
1012
DELISTED
Hycroft Mining Holding Corporation Warrant
HYMCZ
$0 ﹤0.01%
9
– –
BSCL
1013
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
– –
-23,670
Closed -$499K
BSJL
1014
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
– –
-6,481
Closed -$149K
BSML
1015
DELISTED
Invesco BulletShares 2021 Municipal Bond ETF
BSML
– –
-10,647
Closed -$269K
KSU
1016
DELISTED
Kansas City Southern
KSU
– –
-301
Closed -$81K
HRC
1017
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-630
Closed -$95K
PCI
1018
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-41
Closed -$1K
XLRN
1019
DELISTED
Acceleron Pharma
XLRN
– –
-85
Closed -$15K
XEC
1020
DELISTED
CIMAREX ENERGY CO
XEC
– –
-30
Closed -$3K
ESTE
1021
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$0 ﹤0.01%
9
– –
FM
1022
DELISTED
iShares Frontier and Select EM ETF
FM
$0 ﹤0.01%
12
– –
TIO
1023
DELISTED
Tingo Group, Inc. Common Stock
TIO
$0 ﹤0.01%
+100
New +$123
37 38 39 40
41

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Key Financial Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Key Financial Inc held 1,024 positions worth $200M, up 13% from $177M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Key Financial Inc deployed $8.74M of net new capital in Q4 2021, opening 76 new positions and adding to 150 existing holdings. Its largest new stake was FT Vest Fund of Buffer ETFs: 21,704 shares worth $522K.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Thermo Fisher Scientific, an estimated $200K trimmed.

  • Key Financial Inc's largest Q4 2021 buy was FT Vest Fund of Buffer ETFs: 21,704 shares worth $522K.
  • Key Financial Inc added most to WisdomTree Global ex-U.S. Quality Growth Fund in Q4 2021, an estimated $2.13M increase.
  • Key Financial Inc's biggest Q4 2021 reduction was Thermo Fisher Scientific, cutting an estimated $200K.
  • Key Financial Inc fully exited Invesco BulletShares 2021 Corporate Bond ETF in Q4 2021, selling an estimated $499K.
  • Key Financial Inc's ten largest holdings make up 35% of its $200M portfolio in Q4 2021.
  • Key Financial Inc opened 76 new positions and closed 27 in Q4 2021.
  • Key Financial Inc's portfolio value rose 13% quarter-over-quarter to $200M.

Based on Key Financial Inc's 13F filing for Q4 2021, filed 19 Jan 2022.