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KFI

Key Financial Inc Portfolio holdings

AUM $611M
1-Year Est. Return 21.11%
This Fund
S&P 500
This Quarter Est. Return
+9%
1 Year Est. Return
+21.11%
3 Year Est. Return
+55.47%
5 Year Est. Return
+61.24%
10 Year Est. Return
–
AUM
$200M
AUM Growth
+$22.9M
Cap. Flow
+$8.74M
Cap. Flow %
4.38%
Top 10 Hldgs %
34.55%
Holding
1,024
New
76
Increased
150
Reduced
71
Closed
27

Top Buys

Rank Stock Value
1
DNL icon
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
+$2.13M
2
AAPL icon
Apple
AAPL
+$1.63M
3
AMZN icon
Amazon
AMZN
+$1.47M
4
DOL icon
WisdomTree True Developed International Fund
DOL
+$930K
5
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$545K

Top Sells

Rank Stock Value
1
BSCL
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
+$499K
2
BSML
Invesco BulletShares 2021 Municipal Bond ETF
BSML
+$269K
3
TMO icon
Thermo Fisher Scientific
TMO
+$200K
4
BABA icon
Alibaba
BABA
+$175K
5
UGI icon
UGI
UGI
+$165K

Sector Composition

Rank Sector Weight
1 Technology 17.28%
2 Healthcare 10.8%
3 Financials 6.02%
4 Consumer Discretionary 6%
5 Communication Services 5.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCT
776
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$3K ﹤0.01%
267
– –
FXU icon
777
First Trust Utilities AlphaDEX Fund
FXU
$831M
$3K ﹤0.01%
78
– –
GCOW icon
778
Pacer Global Cash Cows Dividend ETF
GCOW
$3.43B
$3K ﹤0.01%
104
– –
HIG icon
779
Hartford Financial Services
HIG
$38.9B
$3K ﹤0.01%
49
– –
ICLN icon
780
iShares Global Clean Energy ETF
ICLN
$2.35B
$3K ﹤0.01%
125
– –
IDXX icon
781
Idexx Laboratories
IDXX
$44.1B
$3K ﹤0.01%
5
– –
MRSH
782
Marsh
MRSH
$90.5B
$3K ﹤0.01%
19
– –
MSCI icon
783
MSCI
MSCI
$41.6B
$3K ﹤0.01%
5
– –
NGG icon
784
National Grid
NGG
$80.4B
$3K ﹤0.01%
40
-1
-2% -$59
PANW icon
785
Palo Alto Networks
PANW
$270B
$3K ﹤0.01%
+30
New +$2.6K
PAVE icon
786
Global X US Infrastructure Development ETF
PAVE
$14.9B
$3K ﹤0.01%
+106
New +$2.95K
PII icon
787
Polaris
PII
$3.82B
$3K ﹤0.01%
25
– –
PSCC icon
788
Invesco S&P SmallCap Consumer Staples ETF
PSCC
$39M
$3K ﹤0.01%
90
– –
PTN
789
Palatin Technologies
PTN
$13.7M
$3K ﹤0.01%
4
– –
REGN icon
790
Regeneron Pharmaceuticals
REGN
$78.5B
$3K ﹤0.01%
+5
New +$3.07K
SCHR
791
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$3K ﹤0.01%
98
– –
SO icon
792
Southern Company
SO
$109B
$3K ﹤0.01%
43
– –
TDC icon
793
Teradata
TDC
$2.92B
$3K ﹤0.01%
59
– –
UBER icon
794
Uber
UBER
$143B
$3K ﹤0.01%
66
+39
+144% +$1.68K
USIG icon
795
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$3K ﹤0.01%
+46
New +$2.76K
VDC icon
796
Vanguard Consumer Staples ETF
VDC
$7.95B
$3K ﹤0.01%
+14
New +$2.64K
VVR icon
797
Invesco Senior Income Trust
VVR
$457M
$3K ﹤0.01%
600
– –
SPLK
798
DELISTED
Splunk Inc
SPLK
$3K ﹤0.01%
26
+14
+117% +$1.96K
SPPI
799
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$3K ﹤0.01%
2,500
– –
AAP icon
800
Advance Auto Parts
AAP
$3.35B
$2K ﹤0.01%
+8
New +$1.83K
30 31
32
33 34

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Key Financial Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Key Financial Inc held 1,024 positions worth $200M, up 13% from $177M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Key Financial Inc deployed $8.74M of net new capital in Q4 2021, opening 76 new positions and adding to 150 existing holdings. Its largest new stake was FT Vest Fund of Buffer ETFs: 21,704 shares worth $522K.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Thermo Fisher Scientific, an estimated $200K trimmed.

  • Key Financial Inc's largest Q4 2021 buy was FT Vest Fund of Buffer ETFs: 21,704 shares worth $522K.
  • Key Financial Inc added most to WisdomTree Global ex-U.S. Quality Growth Fund in Q4 2021, an estimated $2.13M increase.
  • Key Financial Inc's biggest Q4 2021 reduction was Thermo Fisher Scientific, cutting an estimated $200K.
  • Key Financial Inc fully exited Invesco BulletShares 2021 Corporate Bond ETF in Q4 2021, selling an estimated $499K.
  • Key Financial Inc's ten largest holdings make up 35% of its $200M portfolio in Q4 2021.
  • Key Financial Inc opened 76 new positions and closed 27 in Q4 2021.
  • Key Financial Inc's portfolio value rose 13% quarter-over-quarter to $200M.

Based on Key Financial Inc's 13F filing for Q4 2021, filed 19 Jan 2022.